← Tributary

Marketing & brand — March 2026

Websites, brand, content, and lead-gen for advisors (FMG, Snappy Kraken, agencies).

558 firms opened this window in the March 2026 SEC roster: 348 state expansion, 101 new registration, 44 website changed, 25 relocation, 23 disclosure added, 17 rename.

Months: October 2026 · September 2026 · August 2026 · July 2026 · June 2026 · May 2026 · April 2026 · March 2026 · February 2026 · January 2026 · December 2025 · August 2025 · July 2025 · June 2025 · May 2025 · April 2025 · March 2025 · February 2025 · January 2025 · December 2024 · November 2024 · October 2024 · September 2024 · August 2024 · July 2024 · June 2024 · May 2024 · April 2024 · March 2024 · February 2024

98
FINANCIAL PLANNING HAWAII, INC. — (HONOLULU, HI) is newly SEC-registered with $382.4M RAUM and 3 advisory reps. IAPD ↗
$382.4M RAUM · 3 reps · 808-564-0654
98
ACCESS WEALTH MANAGEMENT, LLC — (LOUISVILLE, KY) is newly SEC-registered with $357.7M RAUM and 3 advisory reps. IAPD ↗
$357.7M RAUM · 3 reps · 502-292-5500 · accesswm.com
98
GRAVITALIX FINANCIAL — (CORAL SPRINGS, FL) is newly SEC-registered with $542.5M RAUM and 1 advisory reps. IAPD ↗
$542.5M RAUM · 1 reps · 1-954-998-0555
95
MISSIONSQUARE WEALTH MANAGEMENT — (WASHINGTON, DC) is newly SEC-registered with $0 RAUM and 31 advisory reps. IAPD ↗
$0 RAUM · 31 reps · 800-669-7444
95
LANDOLT SECURITIES, INC. — (LAKE BLUFF, IL) is newly SEC-registered with $105.6M RAUM and 10 advisory reps. IAPD ↗
$105.6M RAUM · 10 reps · 847-838-5151 · landoltsecurities.com
95
DORATO CAPITAL MANAGEMENT — (location n/a) is newly SEC-registered with $138.7M RAUM and 3 advisory reps. IAPD ↗
$138.7M RAUM · 3 reps · 303-733-4999 · doratocapital.com
95
ARCH PARTNERS WEALTH MANAGEMENT, INC. — (WATKINSVILLE, GA) is newly SEC-registered with $109.2M RAUM and 3 advisory reps. IAPD ↗
$109.2M RAUM · 3 reps · 706-850-8877 · archpartnerswealth.com
95
STAIB FINANCIAL PLANNING, LLC — (location n/a) is newly SEC-registered with $118.0M RAUM and 1 advisory reps. IAPD ↗
$118.0M RAUM · 1 reps · 303-887-9633 · staibfinancialplanning.com
95
INNOVATIVE FINANCIAL, LLC — (LAKEWOOD, CO) is newly SEC-registered with $105.3M RAUM and 1 advisory reps. IAPD ↗
$105.3M RAUM · 1 reps · (303) 275-7170
95
QUANTUM FINANCIAL PARTNERS LLC — (OVERLAND PARK, KS) is newly SEC-registered with $148.6M RAUM and 6 advisory reps. IAPD ↗
$148.6M RAUM · 6 reps · 913-538-5753 · qfp-llc.com
95
PASQUA WEALTH SOLUTIONS — (PALM CITY, FL) is newly SEC-registered with $129.7M RAUM and 1 advisory reps. IAPD ↗
$129.7M RAUM · 1 reps · (914) 461-3336 · pasquawealthsolutions.com
95
J. FREEMAN & ASSOCIATES — (GREENVILLE, SC) is newly SEC-registered with $175.0M RAUM and 1 advisory reps. IAPD ↗
$175.0M RAUM · 1 reps · 864-331-4400
95
POLERO ICE ADVISERS — (location n/a) is newly SEC-registered with $106.0M RAUM and 1 advisory reps. IAPD ↗
$106.0M RAUM · 1 reps · 917-837-0440 · poleroadvisers.org
95
INVESTMENT & TAX STRATEGIES, INC. — (location n/a) is newly SEC-registered with $118.0M RAUM and 1 advisory reps. IAPD ↗
$118.0M RAUM · 1 reps · 262-886-2914
95
RCN WEALTH ADVISORS, INC. — (location n/a) is newly SEC-registered with $58.4M RAUM and 1 advisory reps. IAPD ↗
$58.4M RAUM · 1 reps · 410-956-6003 · rcnwa.com
95
FLIGHT LINE FINANCIAL, LLC — (PRINCETON, NJ) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 609-955-3570
95
GRAETER WEALTH ADVISORS, LLC — (LOUISVILLE, KY) is newly SEC-registered with $104.9M RAUM and 3 advisory reps. IAPD ↗
$104.9M RAUM · 3 reps · 502-625-1996 · graeterwealth.com
95
JCN FINANCIAL & TAX ADVISORY GROUP, LLC — (BATON ROUGE, LA) is newly SEC-registered with $121.6M RAUM and 2 advisory reps. IAPD ↗
$121.6M RAUM · 2 reps · 877-755-0488 · strengthsciencestudios.net
95
PUISSANCE CAPITAL MANAGEMENT LP — (location n/a) is newly SEC-registered with $45.0M RAUM and 1 advisory reps. IAPD ↗
$45.0M RAUM · 1 reps · 212-878-3702 · puissancecapital.com
95
II TECHNOLOGY, LLC — (AUSTIN, TX) is newly SEC-registered with $40.7M RAUM and 2 advisory reps. IAPD ↗
$40.7M RAUM · 2 reps · (512) 730-1015 · ii.technology
95
RABENOLD ADVISORS, INC. — (WILLIAMSVILLE, NY) is newly SEC-registered with $32.3M RAUM and 1 advisory reps. IAPD ↗
$32.3M RAUM · 1 reps · 716-568-8790 · rabenoldadvisors.com
95
MERIDIAN WEALTH MANAGEMENT — (location n/a) is newly SEC-registered with $117.8M RAUM and 4 advisory reps. IAPD ↗
$117.8M RAUM · 4 reps · 425-492-9060 · meridianwealthmgmt.com
95
THE FINANCIAL LEGACY GROUP — (CHARLOTTE, NC) is newly SEC-registered with $107.3M RAUM and 2 advisory reps. IAPD ↗
$107.3M RAUM · 2 reps · 704-469-6614 · thefinanciallegacygroup.com
95
M2 CAPITAL ADVISORS — (VALENCIA, CA) is newly SEC-registered with $40.4M RAUM and 6 advisory reps. IAPD ↗
$40.4M RAUM · 6 reps · (661) 347-0202
95
SAFEBRIDGE LLC — (location n/a) is newly SEC-registered with $205.3M RAUM and 1 advisory reps. IAPD ↗
$205.3M RAUM · 1 reps · 703-457-6830
95
FAIRCHILD CAPITAL LLC — (PORTLAND, OR) is newly SEC-registered with $102.8M RAUM and 1 advisory reps. IAPD ↗
$102.8M RAUM · 1 reps · 503-828-3796
95
UAK DIVERSIFIED WEALTH ADVISORS — (MINNETONKA, MN) is newly SEC-registered with $113.0M RAUM and 2 advisory reps. IAPD ↗
$113.0M RAUM · 2 reps · 651-757-5534
95
BLUE LINE CAPITAL — (CHICAGO, IL) is newly SEC-registered with $131.9M RAUM and 5 advisory reps. IAPD ↗
$131.9M RAUM · 5 reps · 312-837-3944
95
ARMOUR WEALTH ADVISORS, LLC — (TUMWATER, WA) is newly SEC-registered with $110.4M RAUM and 2 advisory reps. IAPD ↗
$110.4M RAUM · 2 reps · 360-628-8783 · armourwa.com
95
SEBETIC ADVISORS, LLC — (location n/a) is newly SEC-registered with $94.4M RAUM and 1 advisory reps. IAPD ↗
$94.4M RAUM · 1 reps · 516 754-2150 · sebeticadvisors.com
95
QUANTSTREET CAPITAL — (location n/a) is newly SEC-registered with $192.6M RAUM and 2 advisory reps. IAPD ↗
$192.6M RAUM · 2 reps · 212-537-3877
95
INTELLICAPITAL ADVISORS LLC — (PONTE VEDRA, FL) is newly SEC-registered with $118.9M RAUM and 2 advisory reps. IAPD ↗
$118.9M RAUM · 2 reps · 866-438-1958 · opensea.io
95
IDLE HILL ADVISORS LLC — (GREENVILLE, SC) is newly SEC-registered with $103.8M RAUM and 4 advisory reps. IAPD ↗
$103.8M RAUM · 4 reps · 864-297-6125 · wealthtrainingacademy.com
95
ZENITH ADVISORY GROUP, LLC — (THE VILLAGES, FL) is newly SEC-registered with $115.4M RAUM and 2 advisory reps. IAPD ↗
$115.4M RAUM · 2 reps · 352-282-0810
95
TRAILWISE FINANCIAL PARTNERS, LLC — (GOLDEN, CO) is newly SEC-registered with $144.8M RAUM and 4 advisory reps. IAPD ↗
$144.8M RAUM · 4 reps · 720-463-2850
95
PEARL WEALTH GROUP — (location n/a) is newly SEC-registered with $102.9M RAUM and 2 advisory reps. IAPD ↗
$102.9M RAUM · 2 reps · (616) 726-2090
95
POINT NEMO CAPITAL, LLC — (location n/a) is newly SEC-registered with $103.8M RAUM and 3 advisory reps. IAPD ↗
$103.8M RAUM · 3 reps · 713-858-7966 · pointnemocapital.com
95
34 FINANCIAL, LLC — (ATLANTA, GA) is newly SEC-registered with $101.0M RAUM and 4 advisory reps. IAPD ↗
$101.0M RAUM · 4 reps · 404-383-2100 · trgwm.com
95
WESTERN RESERVE CAPITAL MANAGEMENT, LLC — (HUDSON, OH) is newly SEC-registered with $120.2M RAUM and 2 advisory reps. IAPD ↗
$120.2M RAUM · 2 reps · 330-655-1543 · wrcmfp.com
95
TUMOLO WEALTH MANAGEMENT LLC — (EAST LYME, CT) is newly SEC-registered with $134.0M RAUM and 4 advisory reps. IAPD ↗
$134.0M RAUM · 4 reps · (860) 650-3005 · tumolofinancial.com
95
WEALTH EASE WEALTH MANAGEMENT — (MARSHALL, MI) is newly SEC-registered with $132.2M RAUM and 2 advisory reps. IAPD ↗
$132.2M RAUM · 2 reps · 269-781-8371 · wealtheasewm.com
95
JET WEALTH ADVISORS — (LA JOLLA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 858-457-1003 · jetwealthadvisors.com
95
ADVICE ONLY — (SAN DIEGO, CA) is newly SEC-registered with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · (619) 374- 2261
95
GRACE ADVISORS LLC — (WILMINGTON, DE) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps. IAPD ↗
$0 RAUM · 0 reps · 212-540-4295 · grace.money
95
MM ADVISORS, LLC — (AUBURN, AL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 334-887-7022
95
BENEFI — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 3038861582 · benefi.org
95
RAIL-SPLITTER CAPITAL MANAGEMENT LLC — (WINNETKA, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 773-294-6099 · rail-splitter.com
95
ASTOR — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 650-661-9880 · joinastor.com
95
LEO WEALTH AMERICAS, LLC — (HURST, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 19 advisory reps. IAPD ↗
$0 RAUM · 19 reps · 817-354-1090
95
LILLIANO CAPITAL MANAGEMENT LLC — (PHOENIX, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 480-678-0411 · lillianocapital.com
95
GALLACHER CAPITAL LLC — (LONE TREE, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗
$0 RAUM · 8 reps · 303-708-1640
95
PRAIRIE ADVISORY, LLC — (LEAWOOD, KS) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 913-963-1054 · prairieadvisoryllc.com
95
BERCH CAPITAL LLC — (AUSTIN, TX) is newly SEC-registered (provisional 120-day approval) with $6.6M RAUM and 2 advisory reps. IAPD ↗
$6.6M RAUM · 2 reps · 512-426-8018 · berchcapital.com
95
PIEDMONT PRIVATE WEALTH, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 919 452 1370
95
PECUSAVVY FINANCIAL, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (915) 944-1850 · pecusavvyfinancial.com
95
BILI FINANCE — (TUCSON, AZ) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 520.329.4954 · heybili.com
95
GRYPHON WEALTH — (JACKSONVILLE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 904-450-5330
95
PRISM PLANNING AND SOLUTIONS GROUP — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 914-475-7962 · ppsgrp.com
95
TYLER STREET CAPITAL — (PLYMOUTH, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 508-648-4684
95
LAFAYETTE SQUARE WEALTH, LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 0 advisory reps. IAPD ↗
$0 RAUM · 0 reps · 786-598-2089
95
VANDALIA WEALTH — (CHARLESTON, WV) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 13 advisory reps. IAPD ↗
$0 RAUM · 13 reps · 304-915-0260 · vandaliawealth.com
95
CAPSTONE WEALTH MANAGEMENT GROUP, INC. — (BEND, OR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
$0 RAUM · 6 reps · 541.330.0266 · capstonewmg.com
95
WALLACE — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · (903) 571-7493 · wallacefinance.io
95
STERLING LEGACY ADVISORS INC. — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 201-655-2022
95
ESHEL BOT — (BURLINGTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 781-518-8660 · eshelspring.com
95
HESMER WEALTH MANAGEMENT LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
$0 RAUM · 3 reps · 252-230-7699
95
COAST ADVISORY LLC — (EAST TROY, WI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · 262-977-9907 · coastadvisory.net
95
TAILORED WEALTH SOLUTIONS — (SARATOGA SPRINGS, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
$0 RAUM · 4 reps · 518-583-4800 · tailoredwealthsolutions.com
95
PIEDMONT WEALTH MANAGEMENT — (ALEXANDRIA, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (703) 518 - 8361 · piedmontwm.com
95
ASAL INVEST — (ARLINGTON, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · +1 (646) 288-3548
95
ISQ CAPITAL — (KING OF PRUSSIA, PA) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (610) 749-9920 · isqcp.com
95
MRP LEGACY ADVISORS, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 404-213-6474 · mrpadvisors.com
95
SOUND FUTURES — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
$0 RAUM · 1 reps · 2019884947 · soundfutures.co
95
HOMAGE WEALTH GROUP LLC — (HOUSTON, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
$0 RAUM · 2 reps · (713) 725-0696
60
RICHARD YOUNG ADVISORS — RICHARD YOUNG ASSOCIATES, LTD. is now doing business as . IAPD ↗
$1.20B RAUM · 8 reps · 706-739-0725 · vimeo.com
60
NORTHCOAST ASSET MANAGEMENT LLC — KOVITZ INVESTMENT GROUP PARTNERS, LLC is now doing business as . IAPD ↗
$4.97B RAUM · 28 reps · (203) 532-7000
58
POINT WINDWARD ADVISORS, INC. — BEECH HILL ADVISORS, INC is now doing business as . IAPD ↗
$358.6M RAUM · 8 reps · 212-350-7250 · bh-adv.com
58
WELLMENT FINANCIAL — FSR WEALTH STRATEGIES is now doing business as . IAPD ↗
$312.7M RAUM · 11 reps · 630-993-8200 · fsrwealth.com
58
B.A. ROBERTS FINANCIAL SERVICES, INC. — ROBERTS FINANCIAL SERVICES, LLC is now doing business as . IAPD ↗
$373.9M RAUM · 3 reps · (906) 228-5564 · baroberts.com
58
FAIRLEAD ASSET MANAGEMENT LLC — FAIRLEAD STRATEGIES is now doing business as . IAPD ↗
$271.6M RAUM · 4 reps · 203-872-6500
58
WATERSHED PRIVATE WEALTH — LLC is now doing business as WATERSHED PRIVATE WEALTH. IAPD ↗
$413.7M RAUM · 3 reps · 630-478-0195 · watershedprivatewealth.com
58
SOLANO WEALTH ADVISORS — SOLANO WEALTH MANAGEMENT is now doing business as . IAPD ↗
$331.9M RAUM · 3 reps · (707) 435-8400 · solanowealth.com
58
NICHOLSON WEALTH MANAGEMENT GROUP — LLC is now doing business as NICHOLSON WEALTH MANAGEMENT GROUP. IAPD ↗
$322.0M RAUM · 2 reps · 843-790-2625
55
LPL FINANCIAL LLC — 's Item 11 disclosure-reporting entries rose by 8 (334 -> 342). IAPD ↗
$618.92B RAUM · 28347 reps · 704-733-3300
55
PRIMERICA ADVISORS — 's Item 11 disclosure-reporting entries rose by 1 (45 -> 46). IAPD ↗
$11.16B RAUM · 3732 reps · 833-786-0550
55
WELLS FARGO ADVISORS — 's Item 11 disclosure-reporting entries rose by 1 (332 -> 333). IAPD ↗
$197.36B RAUM · 2274 reps · 314-875-3000 · stories.wf.com
55
U.S. BANCORP ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 9 (15 -> 24). IAPD ↗
$1.52B RAUM · 126 reps · 800-888-4700 · usbank.com
55
THRIVENT INVESTMENT MANAGEMENT INC. — 's Item 11 disclosure-reporting entries rose by 1 (25 -> 26). IAPD ↗
$17.50B RAUM · 2774 reps · 800-847-4836
55
WELLS FARGO ADVISORS — 's Item 11 disclosure-reporting entries rose by 1 (647 -> 648). IAPD ↗
$606.04B RAUM · 8410 reps · 314-875-3000
55
OSAIC INSTITUTIONS, INC. — 's Item 11 disclosure-reporting entries rose by 5 (14 -> 19). IAPD ↗
$4.02B RAUM · 446 reps · 203-599-6000 · osaic.com
55
BROWN CAPITAL MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$8.10B RAUM · 14 reps · 410-837-3234 · browncapital.com
55
SPIRE WEALTH MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 1 (14 -> 15). IAPD ↗
$4.62B RAUM · 93 reps · 703-657-6060 · ibiocapital.com
55
AZIMUT INVESTMENT ADVISORS LLC — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗
$1.11B RAUM · 10 reps · 786 866 3700
55
APOGEM CAPITAL LLC — 's Item 11 disclosure-reporting entries rose by 4 (13 -> 17). IAPD ↗
$40.65B RAUM · 137 reps · (212) 601-3600 · mcfllc.com
55
LEXINGTON FINANCIAL/LIFE MANAGEMENT, LLC — LEXINGTON INVESTMENT CONSULTING, LLC is now doing business as . IAPD ↗
$102.8M RAUM · 2 reps · 615-492-1011
55
SIERRA PACIFIC PRIVATE WEALTH, LLC — SIERRA PACIFIC FINANCIAL ADVISORS is now doing business as . IAPD ↗
$245.9M RAUM · 3 reps · 925-223-8868
55
YFP WEALTH — YOUR FINANCIAL PHARMACIST is now doing business as . IAPD ↗
$53.2M RAUM · 4 reps · 614-618-5901
55
SHELTON CAPITAL MANAGEMENT — notice-filed in AZ, LA, MD, NJ, PA. IAPD ↗
$5.51B RAUM · 17 reps · 800-955-9988
55
BRADLEY FOSTER & SARGENT INC — notice-filed in AR, HI, ID, LA, OK. IAPD ↗
$9.07B RAUM · 32 reps · 860-527-8050 · bfsfunds.com
55
DT INVESTMENT PARTNERS, LLC — notice-filed in CA, CT, ME, NH, TX, VA. IAPD ↗
$1.89B RAUM · 5 reps · 4847784425 · dtinvestmentpartners.com
55
THE FIDUCIARY ALLIANCE — notice-filed in CT, IA, KS, KY, MD, ME, MO, MS, NM, OK, PA, WV, WY. IAPD ↗
$2.53B RAUM · 45 reps · 864-385-7999
55
LRI INVESTMENTS — notice-filed in AZ, CO, DC, DE, GA, KS, MI, MN, MO, NM, NV, OH, TN, UT, VT, WA, WI. IAPD ↗
$2.78B RAUM · 31 reps · 561-323-2265
55
SUMMIT WEALTH GROUP — notice-filed in AL, AR, CA, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, MI, MN, MO, NC, NE, NJ, NM, NY, OH, OK, OR, TX, VA, WA, WV, WY. IAPD ↗
$1.35B RAUM · 27 reps · 7196334033 · summitwealthgroup.com
55
MODELL CAPITAL MANAGEMENT LLC — notice-filed in AZ, CA, CO, FL, GA, IL, MD, NY. IAPD ↗
$1.88B RAUM · 3 reps · (248) 723-8000
53
DALE K. EHRHART, INC. — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$561.5M RAUM · 4 reps · 941-485-8220 · dkeinc.com
53
GLASS WEALTH MANAGEMENT CO., LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$311.9M RAUM · 4 reps · 210-930-5141 · gwm-sa.com
53
THREE MAGNOLIAS FINANCIAL ADVISORS — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$414.2M RAUM · 5 reps · 336-701-1600 · threemagnoliasfinancialadvisors.com
53
BLACK CORAL FINANCIAL ADVISORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
$504.4M RAUM · 4 reps · 973-352-8600 · blackcoralfa.com
53
IAMS WEALTH MANAGEMENT, LLC — 's Item 11 disclosure-reporting entries rose by 1 (9 -> 10). IAPD ↗
$397.2M RAUM · 53 reps · (888)255-7670
53
BNA WEALTH — notice-filed in CA, FL, GA, TX, VA. IAPD ↗
$504.0M RAUM · 5 reps · 803-324-7100 · bnacpa.com
53
ABUNDANCE WEALTH COUNSELORS, LLC — notice-filed in CO, CT, OH, TN. IAPD ↗
$1.56B RAUM · 12 reps · 814.861.3810 · abundancellc.com
53
THE RETIREMENT PLANNING GROUP, LLC — notice-filed in MN, PA, SD, WI. IAPD ↗
$4.45B RAUM · 28 reps · 913-498-8898
53
WEST BRANCH CAPITAL LLC — notice-filed in CO, IL, LA, ME, NE, OH, VT, WA. IAPD ↗
$690.1M RAUM · 3 reps · 833-888-0534; 413-256-1225
53
EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC — notice-filed in CO, DE, HI, IN, NC, NH, NV, OR, TN, VT, WA. IAPD ↗
$706.0M RAUM · 10 reps · 212-417-8247 · empiream.com
53
COVENANT WEALTH ADVISORS — notice-filed in AZ, DC, GA, NE, NY, PA. IAPD ↗
$909.6M RAUM · 12 reps · (804) 729-5265
53
BELL & BROWN WEALTH ADVISORS, LLC — notice-filed in AZ, CO, FL, NE, OR. IAPD ↗
$486.8M RAUM · 2 reps · 949-396-1088
53
180 WEALTH ADVISORS, LLC — notice-filed in NV, NY, TN, WA. IAPD ↗
$1.36B RAUM · 6 reps · (253) 394-0720 · 180wealthadvisors.com
53
ALIGN FINANCIAL, LLC — notice-filed in CA, GA, MA, NE, NY, OH, OR, WA. IAPD ↗
$433.7M RAUM · 5 reps · 218-336-2506 · align.financial
53
DISCIPLINE WEALTH SOLUTIONS, INC. — notice-filed in AK, AL, CO, KY, ME, MS, NE, NH, NV, OK, OR, UT, VT. IAPD ↗
$746.7M RAUM · 18 reps · 864-322-6046 · lindedin.com
53
CACHE ADVISORS LLC — notice-filed in AL, AR, AZ, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, KS, LA, MA, MD, ME, MI, MN, MO, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VI, VT, WA, WI. IAPD ↗
$962.1M RAUM · 5 reps · 2137881501
53
EVERNEST FINANCIAL ADVISORS — notice-filed in CO, MD, NC, NE, OH, PA, WI. IAPD ↗
$905.0M RAUM · 4 reps · 317-556-1015 · evernestfa.com
53
4:8 FINANCIAL — notice-filed in AZ, CA, ID, TX, WA. IAPD ↗
$301.3M RAUM · 3 reps · 503-266-4848 · 48financial.com
51
INTELLICENTS INVESTMENT SOLUTIONS INC — notice-filed in KY, NM, WV. IAPD ↗
$7.36B RAUM · 46 reps · 507-377-2919
51
COOPER MCMANUS — notice-filed in ND, NE, NH. IAPD ↗
$2.85B RAUM · 50 reps · 800-516-5333 · fcguides.com
51
RICHARD YOUNG ADVISORS — notice-filed in CA, CO, NE. IAPD ↗
$1.20B RAUM · 8 reps · 706-739-0725 · vimeo.com
51
BCU WEALTH ADVISORS, LLC — notice-filed in NY, OR, SC, VA. IAPD ↗
$653.6M RAUM · 3 reps · 847-932-8007 · uhgcu.org
51
NORTHCOAST ASSET MANAGEMENT LLC — notice-filed in AK, ND, VT. IAPD ↗
$4.97B RAUM · 28 reps · (203) 532-7000
51
AMPLIUS WEALTH ADVISORS — notice-filed in AZ, CO, SC. IAPD ↗
$1.74B RAUM · 13 reps · 215-310-7770
51
TRIBRIDGE PARTNERS FINANCIAL LLC — notice-filed in LA, NC, NY. IAPD ↗
$1.60B RAUM · 8 reps · 240-422-8799 · tribridgepartnersfinancial.com
50
U.S. BANCORP ADVISORS, LLC — moved its main office from GLENDALE, CA to SAINT PAUL, MN. IAPD ↗
$1.52B RAUM · 126 reps · 800-888-4700 · usbank.com
50
MATTER FAMILY OFFICE — moved its main office from CLAYTON, MO to ST LOUIS, MO. IAPD ↗
$3.55B RAUM · 40 reps · 314-862-5190
50
SC&H WEALTH — moved its main office from SPARKS, MD to HUNT VALLEY, MD. IAPD ↗
$1.23B RAUM · 20 reps · 410-403-1500
50
SELECT MONEY MANAGEMENT, INC. — moved its main office from ALISO VIEJO, CA to LOS ANGELES, CA. IAPD ↗
$1.49B RAUM · 8 reps · 3107122323 · seia.com
50
NORTHCOAST ASSET MANAGEMENT LLC — moved its main office from CHICAGO, IL to STAMFORD, CT. IAPD ↗
$4.97B RAUM · 28 reps · (203) 532-7000
50
MODELL CAPITAL MANAGEMENT LLC — moved its main office from ROCHESTER, MI to BLOOMFIELD HILLS, MI. IAPD ↗
$1.88B RAUM · 3 reps · (248) 723-8000
50
DESERT ROSE CAPITAL MANAGEMENT, INC. — notice-filed in AL, DC, DE, IL, KS, MD, MI, MO, MT, NH, NJ, NY, OK, SD, WI. IAPD ↗
$192.1M RAUM · 10 reps · 208 297-2710 · desertrosecapital.com
50
PLANVISION, LLC — notice-filed in AK, DE, ID, MT, RI, VT, WV. IAPD ↗
$0 RAUM · 5 reps · (612) 965-4286
50
AGEMY WEALTH ADVISORS, LLC — notice-filed in CT, FL, NC, NH, NY, SC. IAPD ↗
$113.7M RAUM · 4 reps · 203-738-0027
50
ORIGIN INVESTMENT ADVISORY LLC — notice-filed in AK, AL, AR, CT, DC, DE, HI, IN, KY, LA, MD, ME, MN, MO, MS, MT, NC, ND, NE, NH, OH, OK, OR, PR, SD, UT, VA, VI, VT, WI, WV, WY. IAPD ↗
$2.1M RAUM · 56 reps · 6172273825 · reddit.com
50
ELEMENT SQUARED PRIVATE WEALTH — notice-filed in AL, MA, MD, MO, NJ, OR, TN, VA. IAPD ↗
$203.5M RAUM · 6 reps · 612-325-5920 · elementsquared.com
50
CAPITAL SQUARED FINANCIAL LLC — notice-filed in CA, IN, NC, NJ, NY, OR, PA. IAPD ↗
$198.7M RAUM · 2 reps · 240-600-1678 · csqfinancial.com
50
NECTARINE — notice-filed in AK, AL, AR, HI, IA, ID, IN, ME, MS, MT, ND, NM, NV, RI, SD, VI, VT, WV, WY. IAPD ↗
$0 RAUM · 28 reps · (858) 779-0115
50
ZACKS INTELLIGENCE LLC — notice-filed in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY. IAPD ↗
$2 RAUM · 0 reps · (312)-265-9500 · zacksintelligence.com
50
ENCORE WEALTH ADVISORS — notice-filed in AZ, IA, IL, KS, ND, OR. IAPD ↗
$108.0M RAUM · 3 reps · 320-288-4084
50
AXIENT INVESTMENT ADVISORS LLC — notice-filed in AR, CA, CO, FL, GA, IA, IN, KY, LA, MA, MN, MS, NC, NE, OH, SC, TN, TX, VA, WA, WI, WV. IAPD ↗
$0 RAUM · 8 reps · 256-980-1723 · axientadvisors.com
50
RIGHTOAK ASSET MANAGEMENT, LLC — notice-filed in CA, FL, GA, IL, IN, LA, MN, MO, NC, ND, NE, NY, OH, PA, SC, TN. IAPD ↗
$105.6M RAUM · 6 reps · 517-306-4884 · rightoakassetmanagement.com
50
ADVISORY SOLUTIONS GROUP — notice-filed in AZ, CO, IL, KS, NC, NE, OH, OR, SC, WA. IAPD ↗
$0 RAUM · 4 reps · 763-417-1700
49
ROMANO WEALTH MANAGEMENT — notice-filed in MA, PA. IAPD ↗
$1.54B RAUM · 9 reps · 847-866-7700 · romanowealth.com
49
GRIFFIN ASSET MANAGEMENT, LLC — notice-filed in IL, NE. IAPD ↗
$1.05B RAUM · 4 reps · 917-484-5608
49
TCI WEALTH ADVISORS, INC. — notice-filed in KY, VT. IAPD ↗
$4.53B RAUM · 39 reps · 520-733-1477
49
NATURAL INVESTMENTS — notice-filed in IA, ID. IAPD ↗
$2.05B RAUM · 24 reps · 707-758-0171 · naturalinvestments.com
49
TOWNSEND — notice-filed in KS, MS. IAPD ↗
$1.52B RAUM · 11 reps · 303-452-5986 · townsendretirement.com
49
SAX WEALTH ADVISORS, LLC — notice-filed in IN, RI. IAPD ↗
$2.44B RAUM · 24 reps · 973-859-2199
49
NFC INVESTMENTS, LLC — notice-filed in CA, IN. IAPD ↗
$2.14B RAUM · 5 reps · 901-767-5576 · nfcinvestments.com
49
PIONEER WEALTH MANAGEMENT GROUP — notice-filed in CO, NC, OR. IAPD ↗
$399.2M RAUM · 9 reps · 512-334-6800
49
SECURED RETIREMENT ADVISORS, LLC — notice-filed in CA, IA, OH. IAPD ↗
$255.1M RAUM · 4 reps · (952) 460-3260 · securedretirements.com
49
PURE FINANCIAL ADVISORS, LLC — notice-filed in AK, DC. IAPD ↗
$11.05B RAUM · 76 reps · 866-876-7873
49
QUATTRO ADVISORS L.L.C. — notice-filed in MA, WA, WV. IAPD ↗
$516.3M RAUM · 5 reps · (412) 586-5406 · quattro-advisors.com
49
NEWSQUARE CAPITAL, LLC — notice-filed in CO, NH. IAPD ↗
$2.39B RAUM · 6 reps · 610-325-6117 · newsquarecapital.com
49
12TH STREET ASSET MANAGEMENT — notice-filed in AR, MN, NE. IAPD ↗
$621.6M RAUM · 5 reps · 615-915-3701 · 12thstreetasset.com
49
INNOVA WEALTH PARTNERS, LLC — notice-filed in DE, MI, VA. IAPD ↗
$288.2M RAUM · 6 reps · (888) 270-1574 · myinnovawealth.com
49
COLUMBIA ADVISORY PARTNERS, LLC — notice-filed in ND, NE, SD. IAPD ↗
$312.6M RAUM · 11 reps · 509-822-3850 · capnorthwest.com
49
CAPITOL PRIVATE WEALTH GROUP LLC — notice-filed in MA, MN, OH. IAPD ↗
$562.1M RAUM · 7 reps · (703) 226-0008 · capitolpwg.com
49
SPINNAKER INVESTMENT GROUP, LLC — notice-filed in MA, PA. IAPD ↗
$1.07B RAUM · 8 reps · (949) 396-6700
49
TCP ASSET MANAGEMENT, LLC — notice-filed in NM, OK. IAPD ↗
$1.18B RAUM · 21 reps · 614-761-9378 · tcpasset.com
49
DYNAMIC FINANCIAL GROUP — notice-filed in AZ, CO, MI. IAPD ↗
$539.6M RAUM · 3 reps · 319-277-2727 · dynamicfinancial.net
49
VALLEY WEALTH STRATEGIES, LLC — notice-filed in GA, NC. IAPD ↗
$1.45B RAUM · 26 reps · (209) 366-1264 · zukfinancial.com
49
HEIRLOOM WEALTH MANAGEMENT LLC — notice-filed in IL, NH, PA. IAPD ↗
$829.3M RAUM · 17 reps · 720-328-2877 · heirloomwm.com
49
MAIA WEALTH — notice-filed in KY, ME, WY. IAPD ↗
$973.0M RAUM · 36 reps · (720) 644-8803 · ifatoday.com
49
ELLSWORTH ADVISORS, LLC — notice-filed in IL, NH. IAPD ↗
$1.41B RAUM · 11 reps · (234) 200-0703 · ellsworthadvisors.com
49
VENTURE VISIONARY PARTNERS LLC — notice-filed in MN, MT. IAPD ↗
$4.36B RAUM · 16 reps · (419) 464-7401
49
FORGE FINANCIAL — notice-filed in IA, MS. IAPD ↗
$1.20B RAUM · 14 reps · 405-340-1600 · forgefinancial.com
49
CAPITAL ADVISORS WEALTH MANAGEMENT — notice-filed in AK, MT. IAPD ↗
$1.11B RAUM · 6 reps · (509) 469-5030
49
SCS — notice-filed in MO, OH. IAPD ↗
$1.64B RAUM · 27 reps · 425-452-1222 · northwestscs.com
49
THE BALDWIN GROUP WEALTH ADVISORS, LLC — notice-filed in CT, OK. IAPD ↗
$21.04B RAUM · 36 reps · 813-934-2743 · baldwin.com
49
49 FINANCIAL — notice-filed in AK, CT, WY. IAPD ↗
$871.4M RAUM · 128 reps · 214-563-1190
49
LUMINVEST WEALTH MANAGEMENT LLC — notice-filed in FL, NH, WA. IAPD ↗
$398.0M RAUM · 2 reps · 480-300-0062
48
MKT ADVISORS LLC — moved its main office from ESCONDIDO, CA to CARLSBAD, CA. IAPD ↗
$463.7M RAUM · 4 reps · (760) 658-8780
48
LONGTAIL ALPHA, LLC — moved its main office from NEWPORT BEACH, FL to NEWPORT BEACH, CA. IAPD ↗
$822.4M RAUM · 6 reps · 949 706 8092 · longtailalpha.com
48
PROSPERITY ADVISERS, LLC — moved its main office from FORT WASHINGTON, PA to HORSHAM, PA. IAPD ↗
$375.8M RAUM · 2 reps · 267-405-6166 · prosperityadvisers.com
48
EAGLE WEALTH STRATEGIES — moved its main office from WEST DEPTFORD, NJ to MULLICA HILL, NJ. IAPD ↗
$653.8M RAUM · 9 reps · 856-845-4005 · eaglewealthstrategies.com
48
PARADY WEALTH MANAGEMENT — notice-filed in MD, MN, SC, TN. IAPD ↗
$156.1M RAUM · 2 reps · 352-674-3911
48
SMARTPATH ADVISORS — notice-filed in IL, MA, MN, NJ. IAPD ↗
$0 RAUM · 6 reps · (678) 538-9420 · getfrank.com
47
WATERS, PARKERSON & CO., LLC — notice-filed in WA. IAPD ↗
$2.69B RAUM · 6 reps · 504-581-2022 · watersparkerson.com
47
U.S. BANCORP ADVISORS, LLC — notice-filed in PR. IAPD ↗
$1.52B RAUM · 126 reps · 800-888-4700 · usbank.com
47
MIDWESTERN SECURITIES TRADING CO.,LLC — notice-filed in MS. IAPD ↗
$1.63B RAUM · 41 reps · 309-699-6786 · midwesternsecurities.com
47
GAGNON SECURITIES, LLC — notice-filed in KS, SD. IAPD ↗
$529.7M RAUM · 10 reps · 212-554-5000
47
NORTHEAST INVESTMENT MANAGEMENT INC — notice-filed in OR. IAPD ↗
$3.27B RAUM · 11 reps · 617-523-3588 · northeastinvest.com
47
ANDERSON HOAGLAND & CO — notice-filed in NH. IAPD ↗
$1.43B RAUM · 7 reps · 314-726-2107 · ahco.com
47
AUSTIN ASSET — notice-filed in FL. IAPD ↗
$1.87B RAUM · 13 reps · 512-453-6622
47
GODSEY & GIBB WEALTH MANAGEMENT — notice-filed in WI. IAPD ↗
$1.40B RAUM · 11 reps · 804-285-7333
47
FIRST FOUNDATION ADVISORS — notice-filed in KS. IAPD ↗
$5.45B RAUM · 33 reps · 949-476-0300 · ff-inc.com
47
COMPASS WEALTH MANAGEMENT LLC — notice-filed in NJ, TN. IAPD ↗
$682.5M RAUM · 4 reps · 203-453-7000 · compasswealthmanagement.com
47
CONNORS INVESTOR SERVICES INC — notice-filed in GA. IAPD ↗
$1.20B RAUM · 9 reps · 610-376-7418
47
DIXON FINANCIAL SERVICES — notice-filed in NY. IAPD ↗
$1.09B RAUM · 4 reps · 925-283-3104 · dfsinc.com
47
J.W.BURNS & COMPANY, INC. — notice-filed in CA. IAPD ↗
$1.03B RAUM · 5 reps · 315-449-1341 · jwburns.com
47
CLIFFORD SWAN INVESTMENT COUNSELORS — notice-filed in PA. IAPD ↗
$4.48B RAUM · 17 reps · 626-792-2228
47
ENDOWMENT WEALTH MANAGEMENT, INC. — notice-filed in NC, OR. IAPD ↗
$427.6M RAUM · 9 reps · 920-785-6010
47
FAS WEALTH PARTNERS, INC. — notice-filed in ME. IAPD ↗
$3.78B RAUM · 20 reps · 913-239-2300
47
RETURN ON LIFE WEALTH PARTNERS — notice-filed in NY, OR. IAPD ↗
$472.5M RAUM · 5 reps · 440-740-0130 · returnonlifewealth.com
47
DEW WEALTH MANAGEMENT — notice-filed in KS, KY. IAPD ↗
$361.9M RAUM · 20 reps · 480-614-9119
47
COMMON CENTS PLANNING — notice-filed in NC, VA. IAPD ↗
$542.4M RAUM · 4 reps · 610-361-0865
47
SC&H WEALTH — notice-filed in MA. IAPD ↗
$1.23B RAUM · 20 reps · 410-403-1500
47
SYMMETRY PARTNERS — notice-filed in WY. IAPD ↗
$4.73B RAUM · 5 reps · 860-734-2000 · symmetrypartners.com
47
ROBINSON SMITH WEALTH ADVISORS, LLC — notice-filed in AK, TX. IAPD ↗
$444.9M RAUM · 5 reps · 207-874-9840 · robinsonsmithwealth.com
47
MULTNOMAH GROUP, INC. — notice-filed in NM. IAPD ↗
$2.22B RAUM · 14 reps · 503-772-0159
47
ARAX ADVISORY PARTNERS — notice-filed in DC. IAPD ↗
$11.30B RAUM · 55 reps · 303-633-5900 · kleinhenzwealth.com
47
CORNERSTONE ADVISORY — notice-filed in OK. IAPD ↗
$2.01B RAUM · 8 reps · 410-468-1693 · cornerstoneadvisory.com
47
WALLINGTON ASSET MANAGEMENT — notice-filed in MD. IAPD ↗
$1.15B RAUM · 9 reps · 317-575-8670 · wallingtonasset.com
47
ALDRICH WEALTH LP — notice-filed in OH. IAPD ↗
$6.47B RAUM · 29 reps · 503-620-5329
47
TRIANGLE WEALTH MANAGEMENT — notice-filed in MI. IAPD ↗
$1.29B RAUM · 9 reps · 919-838-3221
47
MCGLONE SUTTNER WEALTH MANAGEMENT, INC. — notice-filed in MD. IAPD ↗
$1.01B RAUM · 8 reps · (920) 882-5299
47
ASHTON THOMAS PRIVATE WEALTH — notice-filed in OK. IAPD ↗
$4.05B RAUM · 35 reps · 602-732-4745
47
ACT WEALTH MANAGEMENT, LLC — notice-filed in GA, NY. IAPD ↗
$568.8M RAUM · 5 reps · 214-618-2022
47
OXBOW ADVISORS, LLC — notice-filed in IN. IAPD ↗
$2.46B RAUM · 10 reps · 512-386-1088 · oxbowadvisors.com
47
FISCHER INVESTMENT STRATEGIES, LLC — notice-filed in NY, WA. IAPD ↗
$251.9M RAUM · 5 reps · 805-418-7686 · fischerinvestmentstrategies.com
47
DILIGENT INVESTORS, LLC — notice-filed in IL, MO. IAPD ↗
$663.1M RAUM · 3 reps · (909) 792-2894 · diligentinvestorsllc.com
47
ALPHA CUBED INVESTMENTS, LLC — notice-filed in AL. IAPD ↗
$3.03B RAUM · 24 reps · (800) 701-2457
47
PACIFIC CAPITAL ASSOCIATES — notice-filed in ID, NV. IAPD ↗
$258.8M RAUM · 3 reps · 858-560-5244
47
SEGMENT WEALTH MANAGEMENT, LLC — notice-filed in CO. IAPD ↗
$2.07B RAUM · 5 reps · 713-800-7150 · wikitia.com
47
OCCIDENTAL ASSET MANAGEMENT, LLC — notice-filed in AL. IAPD ↗
$1.07B RAUM · 9 reps · 650-344-1600 · yourmentalwealthadvisors.com
47
JOURNEY ADVISORY GROUP, LLC — notice-filed in LA. IAPD ↗
$1.47B RAUM · 13 reps · 859-888-0356
47
GLOBAL RETIREMENT PARTNERS LLC — notice-filed in PR. IAPD ↗
$143.42B RAUM · 434 reps · 415-526-2753
47
MIDWEST FINANCIAL PARTNERS — notice-filed in ID. IAPD ↗
$1.52B RAUM · 9 reps · 320-251-3752 · mfpmn.com
47
SITRIN CAPITAL MANAGEMENT, LLC — notice-filed in IL, MA. IAPD ↗
$351.1M RAUM · 6 reps · (424) 777-4400 · sitrincapital.com
47
CLG LLC — notice-filed in OK. IAPD ↗
$1.12B RAUM · 23 reps · (310) 329-5150
47
ARLINGTON FINANCIAL ADVISORS, LLC — notice-filed in MD. IAPD ↗
$1.24B RAUM · 8 reps · (805) 699-7300 · arlingtonfinancialadvisors.com
47
MAIN LINE RETIREMENT ADVISORS, LLC — notice-filed in CO, NY. IAPD ↗
$448.6M RAUM · 2 reps · 800-480-8681
47
ACCEL WEALTH MANAGEMENT — notice-filed in KS. IAPD ↗
$1.15B RAUM · 10 reps · 319-596-1101 · acceladvantage.com
47
FINANCIAL SERVICES OF AMERICA ADVISORS — notice-filed in AZ, CO. IAPD ↗
$573.4M RAUM · 31 reps · (800) 977-9292 · fsa1.com
47
CLEAR CREEK ADVISORS — notice-filed in FL, TN. IAPD ↗
$722.5M RAUM · 9 reps · (720) 642-8348
47
CYPRESS WEALTH SERVICES, LLC — notice-filed in IA. IAPD ↗
$1.34B RAUM · 14 reps · (760) 834-7250
47
JGP WEALTH MANAGEMENT, LLC — notice-filed in NV. IAPD ↗
$1.43B RAUM · 13 reps · 503-446-6450
47
INSIGHT WEALTH STRATEGIES, LLC — notice-filed in OR. IAPD ↗
$1.06B RAUM · 6 reps · 925-659-8020
47
PASADENA PRIVATE WEALTH, LLC — notice-filed in NY. IAPD ↗
$1.62B RAUM · 8 reps · 626-993-9300 · pasadenaprivatewealth.com
47
KWB WEALTH — notice-filed in NY. IAPD ↗
$1.23B RAUM · 8 reps · 909-307-8220
47
HUB INVESTMENT PARTNERS, LLC — notice-filed in PR. IAPD ↗
$8.98B RAUM · 80 reps · 512-600-5390
47
RISE ADVISORS, LLC — notice-filed in IN, ME. IAPD ↗
$340.9M RAUM · 5 reps · 585-565-3444
47
NORTHBRIDGE FINANCIAL GROUP, LLC — notice-filed in CA, TN. IAPD ↗
$413.1M RAUM · 7 reps · (813) 877-8000
47
ONE + ONE WEALTH MANAGEMENT, LLC — notice-filed in NC, OH. IAPD ↗
$383.0M RAUM · 5 reps · 561-972-4913 · oneplusonewealth.com
47
PERFORMANCE WEALTH — notice-filed in TN. IAPD ↗
$4.09B RAUM · 11 reps · (630) 686-5715
47
MILL CAPITAL MANAGEMENT, LLC — notice-filed in GA. IAPD ↗
$1.49B RAUM · 3 reps · 980-494-6455 · millcapitalmgmt.com
47
COVE PRIVATE WEALTH, LLC — notice-filed in NH, NJ. IAPD ↗
$455.5M RAUM · 2 reps · 516-588-1123 · coveprivatewealth.com
47
NORDWAND ADVISORS — notice-filed in NH. IAPD ↗
$4.21B RAUM · 7 reps · 484-630-2510
47
BKM WEALTH MANAGEMENT — notice-filed in CO, IN. IAPD ↗
$651.8M RAUM · 5 reps · 262-955-7147 · bkmwm.com
47
UNITED ADVISOR GROUP — notice-filed in RI. IAPD ↗
$1.09B RAUM · 43 reps · 888-242-4912 · wealthsyncpartners.com
47
MDRN CAPITAL — notice-filed in KS, WV. IAPD ↗
$338.6M RAUM · 22 reps · 410-533-9966
47
INDIVISIBLE PARTNERS — notice-filed in MD. IAPD ↗
$1.55B RAUM · 3 reps · 732-306-5490 · linkedin.company
47
PRASAD WEALTH PARTNERS — notice-filed in IL, MI. IAPD ↗
$486.0M RAUM · 5 reps · 216-313-9999 · prasadwealth.com
47
BERMAN MCALEER — notice-filed in NH. IAPD ↗
$1.82B RAUM · 14 reps · 410-560-9960
47
THIRD VIEW PRIVATE WEALTH — notice-filed in NC. IAPD ↗
$1.16B RAUM · 6 reps · 8607590650 · thirdviewpw.com
47
ELEVATE WEALTH MANAGEMENT — notice-filed in NE, PA. IAPD ↗
$320.3M RAUM · 3 reps · 307 461-5550 · elevateasset.com
46
WESTBOURNE INVESTMENTS, INC. — notice-filed in CA, FL, NY. IAPD ↗
$221.1M RAUM · 5 reps · 703-294-6880 · westbourneinv.com
46
KCD FINANCIAL, INC. — notice-filed in NJ, NM, NV. IAPD ↗
$182.6M RAUM · 27 reps · 920-347-3400 · kcdfinancial.com
46
HADDONFIELD FINANCIAL PLANNING LLC — notice-filed in CA, NH, TX. IAPD ↗
$134.8M RAUM · 3 reps · 856-795-0471
46
PLEASANTDALE WEALTH MANAGEMENT, LLC — notice-filed in CT, FL, NY. IAPD ↗
$113.7M RAUM · 3 reps · 908-914-1572
46
O'DONNELL WEALTH MANAGEMENT — notice-filed in LA, NE, NH. IAPD ↗
$123.3M RAUM · 4 reps · 307-586-4279 · odonnellwm.com
46
ARBORSTONE FINANCIAL, LLC — notice-filed in IL, NC, NH. IAPD ↗
$0 RAUM · 4 reps · 979-269-6344 · arborstonefinancial.com
46
YOUR IA, LLC — notice-filed in ID, IN, TN. IAPD ↗
$0 RAUM · 3 reps · 800-823-0489
45
AMERICAN FINANCIAL MANAGEMENT, LTD. — moved its main office from TOWSON, MD to OWINGS MILLS, MD. IAPD ↗
$31.6M RAUM · 2 reps · (443) 339-2115
45
GORDON ASSET MANAGEMENT LLC — moved its main office from AUSTIN, TX to WEST PALM BEACH, FL. IAPD ↗
$128.9M RAUM · 2 reps · 512-482-9600 · gordonasset.com
45
IUR CAPITAL, LLC — moved its main office from LONDON, to MIAMI, FL. IAPD ↗
$4.7M RAUM · 1 reps · 786-706-2595 · iurcapital.com
45
CARDEA CAPITAL ADVISORS, LLC — moved its main office from ALPHARETTA, GA to VERO BEACH, FL. IAPD ↗
$105.8M RAUM · 7 reps · 770-977-7779
45
INCOMPASS FINANCIAL PARTNERS, LLC — moved its main office from MARIETTA, GA to ALPHARETTA, GA. IAPD ↗
$192.0M RAUM · 3 reps · 770-971-9141 · incompassfp.com
45
ENSPIRE WEALTH MANAGEMENT, LLC — moved its main office from SAN RAFAEL, CA to SANTA ROSA, CA. IAPD ↗
$119.3M RAUM · 2 reps · (707) 525-1099 · enspirewealth.com
45
UNIFIMONEY RIA — moved its main office from SOMERVILLE, MA to AUSTIN, TX. IAPD ↗
$87,000 RAUM · 1 reps · 415-964-5877
45
ASPYRE WEALTH PARTNERS — notice-filed in TN. IAPD ↗
$668.3M RAUM · 8 reps · 913-345-1881
45
SOWA FINANCIAL GROUP — notice-filed in TX. IAPD ↗
$517.0M RAUM · 3 reps · 401-434-8090 · sowafinancial.com
45
BCM ADVISORS, LLC — notice-filed in FL. IAPD ↗
$775.7M RAUM · 6 reps · 337-233-7758 · bcm-advisors.com
45
GKV CAPITAL MANAGEMENT CO INC — notice-filed in AZ. IAPD ↗
$357.2M RAUM · 3 reps · 925-627-8680 · gkvcapital.com
45
POINT WINDWARD ADVISORS, INC. — notice-filed in NY. IAPD ↗
$358.6M RAUM · 8 reps · 212-350-7250 · bh-adv.com
45
HORIZON INVESTMENT SERVICES, LLC. — notice-filed in WA. IAPD ↗
$316.0M RAUM · 6 reps · 219-852-3215
45
TILLER PRIVATE WEALTH, INC. — notice-filed in NE. IAPD ↗
$730.3M RAUM · 6 reps · (610) 954-9940
45
MWA FINANCIAL SERVICES, INC. — notice-filed in DC. IAPD ↗
$376.9M RAUM · 134 reps · 309-558-3100
45
CAMARDA WEALTH ADVISORY GROUP — notice-filed in IL. IAPD ↗
$325.3M RAUM · 9 reps · 904-278-1177 · camardafa.com
45
ELTEKON ADVISORS, LLC. — notice-filed in GA. IAPD ↗
$340.0M RAUM · 7 reps · 512-477-3200 · eltekon.com
45
ASHWORTH WEALTH, LLC — notice-filed in ID. IAPD ↗
$377.8M RAUM · 5 reps · 801-364-4400
45
WEALTH MANAGEMENT ASSOCIATES, INC. — notice-filed in AZ. IAPD ↗
$646.8M RAUM · 19 reps · 856-424-2350 · wealthmanage.net
45
GUARDIAN WEALTH MANAGEMENT, LLC — notice-filed in SC. IAPD ↗
$411.1M RAUM · 5 reps · 423-510-0409
45
SECURITY FIRST FINANCIAL — notice-filed in GA. IAPD ↗
$299.5M RAUM · 2 reps · 810-655-2129
45
SAXONY CAPITAL MANAGEMENT, LLC — notice-filed in CO. IAPD ↗
$367.9M RAUM · 0 reps · 314-963-9336
45
ELEVATION WEALTH PARTNERS, LLC — notice-filed in NY. IAPD ↗
$670.7M RAUM · 5 reps · 925-962-5600 · elevationwp.com
45
DISCIPLINED EQUITY MANAGEMENT, INC. — notice-filed in TN. IAPD ↗
$521.0M RAUM · 2 reps · (904) 222-0280 · demgt.com
45
EMERSON EQUITY LLC — notice-filed in KY. IAPD ↗
$327.9M RAUM · 72 reps · 650-312-0200 · emersonequity.com
45
ADG WEALTH MANAGEMENT GROUP, LLC — notice-filed in NC. IAPD ↗
$336.3M RAUM · 3 reps · 504-267-9880 · adgwealth.com
45
CATAWBA RIVER CAPITAL — notice-filed in FL. IAPD ↗
$325.1M RAUM · 3 reps · 803-831-0911
45
OAK ADVISORS, LLC — notice-filed in TX. IAPD ↗
$284.7M RAUM · 6 reps · 843-757-9339 · oakadvisors.net
45
WARBURTON CAPITAL MANAGEMENT, LLC — notice-filed in NH. IAPD ↗
$786.6M RAUM · 6 reps · 918-794-3000
45
BIGELOW INVESTMENT ADVISORS, LLC — notice-filed in NJ. IAPD ↗
$555.2M RAUM · 4 reps · 207-772-2900 · bigelowadvisors.com
45
MILLER FINANCIAL SERVICES LLC — notice-filed in TX. IAPD ↗
$462.9M RAUM · 3 reps · 269-781-5129 · millerfinancialplanning.com
45
VERDE CAPITAL MANAGEMENT, INC. — notice-filed in NC. IAPD ↗
$749.8M RAUM · 11 reps · 248-528-1870
45
HI-LINE CAPITAL MANAGEMENT, LLC — notice-filed in MT. IAPD ↗
$756.6M RAUM · 2 reps · 605-878-0897
45
RALEIGH CAPITAL MANAGEMENT INC. — notice-filed in VT. IAPD ↗
$397.8M RAUM · 12 reps · 919-852-1215
45
SOLITUDE FINANCIAL SERVICES, INC. — notice-filed in NC. IAPD ↗
$363.5M RAUM · 6 reps · (434) 218-2201 · solitudefinancial.com
45
FINANCIAL INDEPENDENCE, LLC — notice-filed in NC. IAPD ↗
$288.1M RAUM · 3 reps · 401-681-4825 · fi-ri.com
45
TIMONIER — notice-filed in SC. IAPD ↗
$450.3M RAUM · 4 reps · 336-725-5010 · timonier.com
45
IRONWOOD FINANCIAL, LLC — notice-filed in MI. IAPD ↗
$574.9M RAUM · 6 reps · 520-318-4600 · ironwoodfinancial.com
45
BILTMORE WEALTH MANAGEMENT, LLC — notice-filed in OH. IAPD ↗
$439.6M RAUM · 3 reps · 480-998-1819 · biltmorewealthaz.com
45
UNITED CAPITAL MANAGEMENT OF KANSAS, INC. — notice-filed in GA. IAPD ↗
$669.7M RAUM · 18 reps · 785-823-7900 · ucmofkansas.com
45
FORTUNE WEALTH MANAGEMENT, LLC — notice-filed in CA. IAPD ↗
$396.3M RAUM · 3 reps · 972-716-8002 · fortunewealthmanagement.com
45
RED SPRUCE CAPITAL, LLC — notice-filed in MD. IAPD ↗
$256.9M RAUM · 4 reps · 610-727-4270
45
INVESTOR FAN — notice-filed in GA. IAPD ↗
$427.7M RAUM · 15 reps · 425-372-7517 · panfili-financial.com
45
OMEGA FINANCIAL GROUP, LLC — notice-filed in CO. IAPD ↗
$552.4M RAUM · 4 reps · 805-617-4363
45
MALTIN WEALTH MANAGEMENT, INC. — notice-filed in NH. IAPD ↗
$507.2M RAUM · 4 reps · 201-215-3855 · maltinwealth.com
45
CENTERLINE WEALTH ADVISORS, LLC — notice-filed in TN. IAPD ↗
$326.0M RAUM · 4 reps · (502) 242-1561
45
MBE WEALTH MANAGEMENT, LLC — notice-filed in LA. IAPD ↗
$977.1M RAUM · 10 reps · 608-372-5521
45
CORNERSTONE WEALTH PLANNING — notice-filed in GA. IAPD ↗
$485.9M RAUM · 9 reps · 704-849-0123 · rpblueprint.com
45
TL PRIVATE WEALTH — notice-filed in CO. IAPD ↗
$328.3M RAUM · 4 reps · 682-831-1048
45
ALLIANCE WEALTH MANAGEMENT GROUP, LLC — notice-filed in MN. IAPD ↗
$517.4M RAUM · 6 reps · (908) 751-7090 · alliancewmg.com
45
COTTAGE STREET ADVISORS — notice-filed in NC. IAPD ↗
$290.2M RAUM · 2 reps · (508) 748-0709
45
KEY CAPITAL MANAGEMENT, INC. — notice-filed in CA. IAPD ↗
$393.0M RAUM · 9 reps · 615-826-5749
45
RUBICON ADVISORS — notice-filed in TN. IAPD ↗
$420.7M RAUM · 19 reps · 530-223-5357
45
HELIUM ADVISORS LLC — notice-filed in PA. IAPD ↗
$308.1M RAUM · 4 reps · (425) 214-1533
45
BRILLIANT ADVICE, LLC — notice-filed in NH. IAPD ↗
$384.1M RAUM · 2 reps · 513-703-2100
45
PROSPERITY ADVISERS, LLC — notice-filed in NJ. IAPD ↗
$375.8M RAUM · 2 reps · 267-405-6166 · prosperityadvisers.com
45
HILLTOP WEALTH ADVISORS, LLC — notice-filed in GA. IAPD ↗
$635.5M RAUM · 9 reps · (919) 401-1500
45
MILESTONE FINANCIAL PLANNING, LLC — notice-filed in MD. IAPD ↗
$590.3M RAUM · 12 reps · 603-589-8010
45
INTEGRITY WEALTH SOLUTIONS LLC — notice-filed in CA. IAPD ↗
$369.0M RAUM · 2 reps · 3037165777
45
ARCADIA WEALTH MANAGEMENT, LLC — notice-filed in ME. IAPD ↗
$445.5M RAUM · 9 reps · 603-681-9190
45
MOKOSAK ADVISORY GROUP, LLC — notice-filed in IN. IAPD ↗
$413.9M RAUM · 4 reps · (515) 223-5404 · mokosakadvisorygroup.com
45
SIEBERT ADVISORNXT, LLC. — notice-filed in WY. IAPD ↗
$287.6M RAUM · 24 reps · 800-872-0444 · siebertnxt.com
45
FLORIDA FINANCIAL ADVISORS, LLC — notice-filed in VT. IAPD ↗
$317.8M RAUM · 457 reps · (813) 333-1683
45
SHARP FINANCIAL — notice-filed in NC. IAPD ↗
$391.9M RAUM · 5 reps · (215) 659-2130 · sharpllc.com
45
PRIVATE WEALTH SOLUTIONS, LLC — notice-filed in WA. IAPD ↗
$500.0M RAUM · 2 reps · 818-264-0600 · privatewealthsolutions.com
45
DAVIDSON KAHN CAPITAL MANAGEMENT, LLC — notice-filed in FL. IAPD ↗
$415.5M RAUM · 3 reps · (310) 928-8192
45
BIG INVESTMENT SERVICES — notice-filed in SC. IAPD ↗
$369.3M RAUM · 4 reps · 302-734-7526
45
VAN CLEMENS WEALTH MANAGEMENT, LLC — notice-filed in KY. IAPD ↗
$470.4M RAUM · 24 reps · 612-758-9140 · vanclemens.com
45
LANTZ FINANCIAL LLC — notice-filed in WA. IAPD ↗
$994.1M RAUM · 6 reps · 331-204-6230
45
OPTIVISE ADVISORY SERVICES LLC — notice-filed in MN. IAPD ↗
$267.4M RAUM · 22 reps · 855-378-1806
45
KEYSTONE PRIVATE WEALTH — notice-filed in IL. IAPD ↗
$860.7M RAUM · 11 reps · (760) 818-7020
45
SCHORN WEALTH — notice-filed in AR. IAPD ↗
$392.4M RAUM · 5 reps · 610 399-1500 · schorn.net
45
GREEN RIDGE WEALTH PLANNING LLC — notice-filed in CA. IAPD ↗
$389.6M RAUM · 6 reps · 973-554-1770
45
COOPER CAPITAL GROUP — notice-filed in VA. IAPD ↗
$282.9M RAUM · 4 reps · 760-452-6114 · coopercapgroup.com
45
STORGE — notice-filed in TX. IAPD ↗
$866.6M RAUM · 3 reps · 7859692515
45
WMS WEALTH PLANNERS — notice-filed in GA. IAPD ↗
$314.7M RAUM · 3 reps · 412-781-7100 · wmswealthplanners.com
45
PALATINE HILL WEALTH MANAGEMENT — notice-filed in NH. IAPD ↗
$295.9M RAUM · 4 reps · 734-218-0085 · palatinehillwealth.com
45
BUTTONWOOD WEALTH — notice-filed in MD. IAPD ↗
$425.3M RAUM · 6 reps · 540-662-5233
45
GETTINGS BUSCH WEALTH MANAGEMENT — notice-filed in MO. IAPD ↗
$541.5M RAUM · 8 reps · 765-742-7366
45
ROTH FINANCIAL PARTNERS LLC — notice-filed in OH. IAPD ↗
$460.1M RAUM · 3 reps · 281-973-8816 · rothfinancialpartners.com
45
STONECREST WEALTH MANAGEMENT, INC — notice-filed in UT. IAPD ↗
$375.8M RAUM · 3 reps · (602) 258-9400
45
COGENTBLUE — notice-filed in CO. IAPD ↗
$606.0M RAUM · 4 reps · 865-309-5892 · cogentbluewealth.com
45
NOBLE FAMILY WEALTH — notice-filed in SC. IAPD ↗
$527.5M RAUM · 5 reps · 727-674-1462 · noblefamilywealth.com
45
PROACTIVE WEALTH STRATEGIES, LLC — notice-filed in SC. IAPD ↗
$315.8M RAUM · 4 reps · 770-971-4142
45
CONQUIS FINANCIAL LLC — notice-filed in NY. IAPD ↗
$280.0M RAUM · 3 reps · 650-651-3609
45
DAUS FINANCIAL GROUP, LLC — notice-filed in TX. IAPD ↗
$270.5M RAUM · 3 reps · (269) 321-7472
45
EAGLE WEALTH STRATEGIES — notice-filed in NY. IAPD ↗
$653.8M RAUM · 9 reps · 856-845-4005 · eaglewealthstrategies.com
45
POWER FINANCIAL PARTNERS, LLC — notice-filed in TX. IAPD ↗
$329.1M RAUM · 3 reps · 813-212-2125 · powerfinancialpartners.com
45
VICTORY FINANCIAL — notice-filed in OR. IAPD ↗
$687.6M RAUM · 34 reps · (512) 763-7671 · steadfastwealthplanning.com
45
STONEBROOK PRIVATE LLC — notice-filed in VA. IAPD ↗
$937.0M RAUM · 4 reps · (248) 349-3027 · stonebrookprivate.com
45
SIGNATURE EQUITY PARTNERS, LLC — notice-filed in GA. IAPD ↗
$330.6M RAUM · 25 reps · 614-846-6000 · midwestretirementconsultants.net
45
CAPITAL A WEALTH MANAGEMENT — notice-filed in WV. IAPD ↗
$612.9M RAUM · 11 reps · 724-658-4211
45
WYZE WEALTH ADVISORS, LLC — notice-filed in CO. IAPD ↗
$264.5M RAUM · 3 reps · 724-747-6451 · wyzewealthadvisors.com
45
FRIDAY FINANCIAL — notice-filed in MO. IAPD ↗
$409.3M RAUM · 6 reps · (563) 552-7526
45
ASPENRIDGE WEALTH ADVISORS — notice-filed in NE. IAPD ↗
$335.0M RAUM · 4 reps · 682-231-8331 · aspenridgewealthadvisors.com
45
SENTINEL ADVISORY GROUP, LLC — notice-filed in MN. IAPD ↗
$320.8M RAUM · 8 reps · 608-579-9350 · sentineladvisory.com
44
CREW CAPITAL MANAGEMENT, LTD. — notice-filed in CA, SC. IAPD ↗
$216.4M RAUM · 8 reps · 513-245-2620
44
CS ADVISORS INC. — notice-filed in NC, TX. IAPD ↗
$118.0M RAUM · 3 reps · 561-241-9301 · csadvisorsinc.com
44
HUGHES WARREN, INC. — notice-filed in FL, KS. IAPD ↗
$220.5M RAUM · 2 reps · 405-418-4080
44
TORTUGA WEALTH MANAGEMENT — notice-filed in AZ, VA. IAPD ↗
$222.9M RAUM · 4 reps · 310-935-0275 · tortugawealth.com
44
REVERE WEALTH MANAGEMENT LLC — notice-filed in NH, VT. IAPD ↗
$76.8M RAUM · 5 reps · 212-688-2350 · reveresecurities.com
44
WASHINGTON GROWTH STRATEGIES LLC — notice-filed in MA, MD. IAPD ↗
$247.2M RAUM · 1 reps · 2027400217
44
GUIDE ADVISORS, INC. — notice-filed in NE, NH. IAPD ↗
$0 RAUM · 5 reps · 206-486-2477
44
SEEDSAFE FINANCIAL LLC — notice-filed in CO, LA. IAPD ↗
$125.2M RAUM · 4 reps · 360-602-1274 · seedsafefinancial.com
44
DAVIS PRIVATE WEALTH, LLC — notice-filed in CA, MS. IAPD ↗
$192.7M RAUM · 2 reps · (561) 284-8999
44
INCOMPASS FINANCIAL PARTNERS, LLC — notice-filed in NC, TX. IAPD ↗
$192.0M RAUM · 3 reps · 770-971-9141 · incompassfp.com
44
RIVERTREE WEALTH — notice-filed in CO, MD. IAPD ↗
$143.1M RAUM · 2 reps · (501) 500-0893
44
PRESTIGE WEALTH MANAGEMENT — notice-filed in CA, VA. IAPD ↗
$148.4M RAUM · 5 reps · 8176378121
44
KUBENCE — notice-filed in MD, PA. IAPD ↗
$650,000 RAUM · 4 reps · 650-308-8398 · kubence.com
44
ENRICH FINANCE LLC — notice-filed in NY, WA. IAPD ↗
$0 RAUM · 1 reps · 415-949-7080 · enrichfinance.com
44
MANHATTAN WEALTH MANAGEMENT GROUP — notice-filed in FL, NJ. IAPD ↗
$0 RAUM · 1 reps · 212-810-6961
42
R. F. LAFFERTY & CO., INC. — notice-filed in SC. IAPD ↗
$153.0M RAUM · 10 reps · 212-293-9090 · rflafferty.com
42
J.V.B. INVESTMENT COMPANY — notice-filed in TX. IAPD ↗
$157.6M RAUM · 5 reps · 517-787-2430 · jvbco.com
42
VALLEY FINANCIAL MANAGEMENT, INC. — notice-filed in CT. IAPD ↗
$473,254 RAUM · 5 reps · 212-407-4362
42
BROOKER WEALTH MANAGEMENT — notice-filed in OR. IAPD ↗
$136.4M RAUM · 5 reps · 510-638-1815 · brooker-cpa.com
42
ELDERADO FINANCIAL, INC — notice-filed in IA. IAPD ↗
$237.2M RAUM · 5 reps · 970-249-9900
42
INTEGRA FINANCIAL, INC. — notice-filed in MI. IAPD ↗
$123.4M RAUM · 3 reps · 303-220-5525
42
WALNUT INVESTMENT SERVICES LLC — notice-filed in FL. IAPD ↗
$94.0M RAUM · 2 reps · 718-788-1972 · walnutfund.com
42
AIO FINANCIAL, LLC — notice-filed in NY. IAPD ↗
$199.2M RAUM · 2 reps · 520-325-0769 · expatplanners.com
42
J.K. FINANCIAL, INC. — notice-filed in VA. IAPD ↗
$195.8M RAUM · 2 reps · 214-706-4300
42
SAGE INVESTMENT COUNSEL — notice-filed in TX. IAPD ↗
$144.2M RAUM · 4 reps · 615-591-1210
42
LOCKER FINANCIAL SERVICES, LLC — notice-filed in TX. IAPD ↗
$213.8M RAUM · 2 reps · 973-256-2555 · lockerfinancial.com
42
STRATEGIC PLANNING GROUP, INC. — notice-filed in RI. IAPD ↗
$198.9M RAUM · 2 reps · 781-444-9010 · spg1.net
42
ECONOLOGICS FINANCIAL ADVISORS — notice-filed in MO. IAPD ↗
$140.8M RAUM · 6 reps · 727-588-1540 · practicetransitionassessment.com
42
TOWNSEND WEALTH MANAGEMENT — notice-filed in FL. IAPD ↗
$194.0M RAUM · 2 reps · 706-221-8200
42
MICHAEL BRADY & CO., LLC — notice-filed in GA. IAPD ↗
$248.6M RAUM · 2 reps · 440-235-2100
42
ALPHA PLANNING AND FINANCIAL SERVICES, INC. — notice-filed in FL. IAPD ↗
$112.8M RAUM · 2 reps · 440-519-0300 · alphaplanners.com
42
EVEREST WEALTH MANAGEMENT — notice-filed in NE. IAPD ↗
$237.4M RAUM · 1 reps · (913) 387-2017 · everestwealth.com
42
BALL & COMPANY — notice-filed in OR. IAPD ↗
$203.1M RAUM · 2 reps · 805-376-2779 · ballandcompany.com
42
COSEY FINANCIAL SERVICES, INC. — notice-filed in NC. IAPD ↗
$123.7M RAUM · 3 reps · 865-470-4244 · coseyfinancial.com
42
ALPHAQ ADVISORS — notice-filed in NJ. IAPD ↗
$90.6M RAUM · 2 reps · 407-982-4550
42
NERAD + DEPPE WEALTH MANAGEMENT — notice-filed in FL. IAPD ↗
$176.3M RAUM · 2 reps · 858-457-1325 · nd-wm.com
42
IUR CAPITAL, LLC — notice-filed in FL. IAPD ↗
$4.7M RAUM · 1 reps · 786-706-2595 · iurcapital.com
42
INTEGRITY INVESTMENT ADVISORS — notice-filed in NH. IAPD ↗
$168.0M RAUM · 2 reps · 303-549-4720
42
SENTARA CAPITAL — notice-filed in NE. IAPD ↗
$119.6M RAUM · 2 reps · (770) 509-5305 · sentaracapital.com
42
SUSTAINVEST ASSET MANAGEMENT, LLC — notice-filed in OR. IAPD ↗
$137.4M RAUM · 1 reps · 609-904-6028 · sustainvest.com
42
INVARIANT INVESTMENT MANAGEMENT — notice-filed in IN. IAPD ↗
$182.7M RAUM · 6 reps · (717) 317-9006 · invariantinvestments.com
42
HIPPOCRATIC FINANCIAL ADVISORS — notice-filed in IL. IAPD ↗
$229.0M RAUM · 5 reps · 866-447-2380 · hippocratic.com
42
WRENNE FINANCIAL PLANNING LLC — notice-filed in MN. IAPD ↗
$231.3M RAUM · 6 reps · 859-538-6044
42
LDN WEALTH, LLC — notice-filed in NH. IAPD ↗
$0 RAUM · 2 reps · (407) 567 1945
42
COMPASS RETIREMENT GROUP LLC — notice-filed in NC. IAPD ↗
$111.9M RAUM · 7 reps · 314-373-1598
42
HARDING WEALTH, INC. — notice-filed in IL. IAPD ↗
$162.1M RAUM · 2 reps · (602) 610-9545
42
GREAT HILL ADVISORY — notice-filed in CA. IAPD ↗
$218.4M RAUM · 2 reps · 516-500-1248 · greathilladvisory.com
42
Q3 ADVISORS, LLC — notice-filed in TN. IAPD ↗
$0 RAUM · 12 reps · 720-730-9892
42
WAGER WEALTH MANAGEMENT AND FINANCIAL PLANNING LLC — notice-filed in NV. IAPD ↗
$152.8M RAUM · 1 reps · 720-745-5010
42
SMITH & WYATT — notice-filed in PA. IAPD ↗
$207.5M RAUM · 8 reps · 979-431-5440
42
COPPER LEAF FINANCIAL, LLC — notice-filed in NY. IAPD ↗
$219.6M RAUM · 4 reps · 802-878-2731
42
URBAN WEALTH MANAGEMENT OR UWM — notice-filed in MD. IAPD ↗
$202.1M RAUM · 4 reps · 424-277-2260
42
ACRYLIC FINANCIAL, INC. — notice-filed in TN. IAPD ↗
$58.4M RAUM · 24 reps · 833-422-7954 · acrylicfinancial.com
42
BONFIRE FINANCIAL, LLC — notice-filed in IL. IAPD ↗
$234.0M RAUM · 4 reps · 719-394-3900 · bonfirefinancial.com
42
SUNBEAM CAPITAL MANAGEMENT, LLC — notice-filed in UT. IAPD ↗
$213.2M RAUM · 2 reps · (901) 229-2132
42
SIGNET PRIVATE WEALTH, LLC — notice-filed in CA. IAPD ↗
$189.7M RAUM · 4 reps · (312) 796-7546
42
TOPTIER WEALTH MANAGEMENT — notice-filed in NH. IAPD ↗
$175.7M RAUM · 2 reps · 262-989-8551 · toptierwealthmanagement.com
42
INVERSSO, LLC — notice-filed in TX. IAPD ↗
$362,700 RAUM · 1 reps · 347-748-1101 · inversso.com
42
ACCESS SOFTEK ADVISORY SERVICES — notice-filed in MA. IAPD ↗
$7.4M RAUM · 4 reps · 510-848-0606 · accesssoftek.com
42
21PEAKS CAPITAL MANAGEMENT, LLC — notice-filed in CO. IAPD ↗
$618,799 RAUM · 5 reps · 833-948-6937
42
PORTUS WEALTH ADVISORS, LLC — notice-filed in PA. IAPD ↗
$204.1M RAUM · 3 reps · 704-936-0084
42
AEGIS WEALTH MANAGEMENT, INC. — notice-filed in MD. IAPD ↗
$176.0M RAUM · 31 reps · (833) 483-8383 · oakwayfinancial.com
42
LEGADO WEALTH MANAGEMENT LLC — notice-filed in FL. IAPD ↗
$51.0M RAUM · 1 reps · 212-697-3420 · legadowealth.com
42
FARNAM FINANCIAL — notice-filed in MN. IAPD ↗
$161.4M RAUM · 3 reps · (602) 603-4000 · farnamfinancial.com
42
WINTER & ASSOCIATES, INC. — notice-filed in NY. IAPD ↗
$179.7M RAUM · 4 reps · (651) 414-5000
42
VILGA FINANCIAL PLANNING LLC — notice-filed in NC. IAPD ↗
$124.7M RAUM · 2 reps · (201) 300-6097 · vilga.com
42
NETWORTH ADVISORS, LLC — notice-filed in OH. IAPD ↗
$185.4M RAUM · 6 reps · 724-746-3585
42
CABIN ADVISORS, LLC — notice-filed in NV. IAPD ↗
$133.6M RAUM · 14 reps · 913-933-3351 · financialarchitects.com
42
LIGHTEDWAY ADVISORY SERVICES, INC. — notice-filed in FL. IAPD ↗
$115.0M RAUM · 1 reps · 914-747-4717 · lightedwayadvisory.com
42
DOWNSHIFT FINANCIAL — notice-filed in FL. IAPD ↗
$214.7M RAUM · 3 reps · (720) 515-0564 · downshiftfinancial.com
42
FINANCIAL DESIGNS WEALTH MANAGEMENT — notice-filed in TX. IAPD ↗
$194.8M RAUM · 3 reps · 786-388-0070
42
SIEBEN WEALTH PLANNING LLC — notice-filed in CA. IAPD ↗
$161.2M RAUM · 2 reps · 612-720-4637 · blueoxwm.com
42
NORTHSTAR INVESTMENT ADVISORY LLC — notice-filed in WY. IAPD ↗
$0 RAUM · 9 reps · 708-306-9566
42
RIDGELINE PRIVATE WEALTH — notice-filed in AK. IAPD ↗
$172.8M RAUM · 4 reps · 480-779-0127
42
OXFORD WEALTH GROUP, LLC — notice-filed in AR. IAPD ↗
$235.9M RAUM · 8 reps · 407-495-2004
42
ARRIEN INVESTMENTS, INC. — notice-filed in NH. IAPD ↗
$226.6M RAUM · 3 reps · (208) 338-1520 · arrieninvestments.com
42
BURR FINANCIAL SERVICES, LLC — notice-filed in LA. IAPD ↗
$155.4M RAUM · 3 reps · 925-676-6007
42
MOORE WEALTH — notice-filed in WV. IAPD ↗
$156.9M RAUM · 5 reps · (301) 631-1207 · moorewealthinc.com
42
HYJC CAPITAL OF WNY — notice-filed in LA. IAPD ↗
$59.8M RAUM · 2 reps · 585-261-4435 · hywealthmanagement.com
42
AVISE FINANCIAL — notice-filed in CO. IAPD ↗
$169.4M RAUM · 6 reps · 310-807-5778
42
SWIFTWATER CAPITAL — notice-filed in WA. IAPD ↗
$170.9M RAUM · 1 reps · 971-453-0130 · swiftwater.capital
42
CATALYST WEALTH MANAGEMENT LLC — notice-filed in AK. IAPD ↗
$105.0M RAUM · 16 reps · 832-657-7735
42
HOLOS INTEGRATED WEALTH — notice-filed in WI. IAPD ↗
$233.1M RAUM · 3 reps · 484-893-4599
42
KINGWOOD INVESTMENT GROUP — notice-filed in NY. IAPD ↗
$120.1M RAUM · 4 reps · 281-359-7900 · thekig.com
42
KILTER GROUP — notice-filed in KS. IAPD ↗
$202.1M RAUM · 4 reps · 646-438-6557 · kiltergroup.com
42
WURZ FINANCIAL SERVICES, LLC — notice-filed in GA. IAPD ↗
$117.0M RAUM · 2 reps · 859-291-9879 · lawyermillionaire.com
42
TRUNORTH FINANCIAL LLC — notice-filed in PA. IAPD ↗
$39.0M RAUM · 1 reps · 845-741-7150
42
PARK SQUARE FINANCIAL GROUP LLC — notice-filed in CO. IAPD ↗
$218.6M RAUM · 4 reps · 770-641-1401
42
MARTINSEN WEALTH MANAGEMENT — notice-filed in VA. IAPD ↗
$143.2M RAUM · 7 reps · 480-550-6556 · 5wbook.com
42
BASTION FIDUCIARY — notice-filed in NY. IAPD ↗
$145.3M RAUM · 6 reps · (786) 706-6651 · lastbastion.com
42
HUFFMAN & ROSS WEALTH MANAGEMENT LLC — notice-filed in LA. IAPD ↗
$210.0M RAUM · 2 reps · 304-241-4478 · huffmanross.com
42
HANOVER SQUARE WEALTH ADVISORS LLC — notice-filed in FL. IAPD ↗
$101.6M RAUM · 1 reps · 336-444-2680 · hanoversquarewa.com
42
OMEN ADVISORY, LLC — notice-filed in NY. IAPD ↗
$36,000 RAUM · 1 reps · 330-583-4914
42
HARVEST - FAITH-BASED INVESTING — notice-filed in TX. IAPD ↗
$0 RAUM · 1 reps · (872) 242-4689 · harvest-app.co
42
STILLWATER PRIVATE WEALTH — notice-filed in SC. IAPD ↗
$0 RAUM · 2 reps · 6102910232 · swprivatewealth.com
42
GUDORF FINANCIAL GROUP, LLC — notice-filed in TX. IAPD ↗
$0 RAUM · 2 reps · (937) 898-5430 · gudorffinancial.com
30
BRADLEY FOSTER & SARGENT INC — changed its website from bfsinvest.com to bfsfunds.com. IAPD ↗
$9.07B RAUM · 32 reps · 860-527-8050 · bfsfunds.com
30
HTG INVESTMENT ADVISORS INC — changed its website from htginvestmentadvisors.com to htgadvisors.com. IAPD ↗
$1.11B RAUM · 12 reps · 203-972-8262 · htgadvisors.com
30
CONSOLIDATED PORTFOLIO REVIEW CORP — changed its website from delanceywealth.com to hewittplanningservices.com. IAPD ↗
$1.29B RAUM · 44 reps · 631-845-5100 · hewittplanningservices.com
30
BAKER ELLIS ASSET MANAGEMENT LLC — changed its website from bakerellisllc.com to bakerellis.com. IAPD ↗
$1.05B RAUM · 3 reps · 503-227-5778 · bakerellis.com
30
ELEVATION POINT WEALTH PARTNERS, LLC — changed its website from superiorwealth.net to besterwealth.com. IAPD ↗
$2.43B RAUM · 20 reps · 303-382-2880 · besterwealth.com
30
OCCIDENTAL ASSET MANAGEMENT, LLC — changed its website from ymwadvisors.com to yourmentalwealthadvisors.com. IAPD ↗
$1.07B RAUM · 9 reps · 650-344-1600 · yourmentalwealthadvisors.com
30
FOURSTAR WEALTH ADVISORS, LLC — changed its website from financialadvisorsworkshop.com to timeto.planyourexitstrategy.com. IAPD ↗
$1.24B RAUM · 45 reps · (312) 667-1750 · timeto.planyourexitstrategy.com
30
ASSUREDPARTNERS INVESTMENT ADVISORS — changed its website from fortune360group.com to apadvisors.com. IAPD ↗
$3.88B RAUM · 38 reps · 407-708-0050 · apadvisors.com
28
AMERICAN WEALTH MANAGEMENT, INC. — changed its website from awminc.biz to americanwealthmanagement.com. IAPD ↗
$309.9M RAUM · 10 reps · 770-392-8741 · americanwealthmanagement.com
28
PERSPECTIVE WEALTH MANAGEMENT — changed its website from junkinv.com to perspectivewm.com. IAPD ↗
$595.0M RAUM · 2 reps · 410-584-8100 · perspectivewm.com
28
TOWNSEND ASSET MANAGEMENT CORP. — changed its website from assetmgr.com to northcarolinawealthmanagers.com. IAPD ↗
$479.6M RAUM · 4 reps · 919-782-9689 · northcarolinawealthmanagers.com
28
THE KARRAS COMPANY, INC. — changed its website from raymondjames.com to thekarrascompany.com. IAPD ↗
$372.9M RAUM · 4 reps · 801-825-3000 · thekarrascompany.com
28
HERITAGE WEALTH MANAGEMENT — changed its website from heritagewealthmgmt.com to heritageplanners.com. IAPD ↗
$357.8M RAUM · 4 reps · 713-871-9800 · heritageplanners.com
28
FINANCIAL LIFE ADVISORS — changed its website from fla401k.com to financiallifeadvisers.com. IAPD ↗
$366.3M RAUM · 8 reps · 210-918-8998 · financiallifeadvisers.com
28
LSIA — changed its website from thelsiaway.com to mylsiawealth.com. IAPD ↗
$932.1M RAUM · 4 reps · 414-459-1759 · mylsiawealth.com
28
MCNAMARA FINANCIAL SERVICES, INC. — changed its website from podbean.com to mcnamaraofthemerrimack.com. IAPD ↗
$797.9M RAUM · 4 reps · 781-834-2010 · mcnamaraofthemerrimack.com
28
PAX FINANCIAL GROUP — changed its website from listennotes.com to player.fm. IAPD ↗
$747.1M RAUM · 11 reps · 210-881-5700 · player.fm
28
VAQUERO PRIVATE WEALTH, LTD. — changed its website from vaquerowealth.com; twitter to vaquerowealth.com; and linked in. IAPD ↗
$928.9M RAUM · 6 reps · 214-269-7855 · vaquerowealth.com; and linked in
28
AUDENT GLOBAL ASSET MANAGEMENT, LLC — changed its website from audentgam.com to audentcap.com. IAPD ↗
$433.7M RAUM · 4 reps · 310-388-3818 · audentcap.com
28
VICTORY FINANCIAL — changed its website from l5wealthplanning.com to steadfastwealthplanning.com. IAPD ↗
$687.6M RAUM · 34 reps · (512) 763-7671 · steadfastwealthplanning.com
28
SIGNATURE EQUITY PARTNERS, LLC — changed its website from mgonzalezwealth.com to midwestretirementconsultants.net. IAPD ↗
$330.6M RAUM · 25 reps · 614-846-6000 · midwestretirementconsultants.net
28
MARKET INVESTMENT GROUP, LLC — changed its website from eyeonretirement.com to retirementhelp.com. IAPD ↗
$416.4M RAUM · 19 reps · 316-252-8707 · retirementhelp.com
25
GLADOWSKY CAPITAL MANAGEMENT CORP — changed its website from gladowsky.com to gladowskygroup.com. IAPD ↗
$197.8M RAUM · 3 reps · 631-360-7200 · gladowskygroup.com
25
GOING CPAS AND WEALTH ADVISORS — changed its website from goingcpa.com to going.cpa. IAPD ↗
$160.8M RAUM · 8 reps · 337-942-3041 · going.cpa
25
SUMMIT FINANCIAL WORKING WITH PEOPLE YOU TRUST — changed its website from misocialsecurity.com to summitgivesback.com. IAPD ↗
$172.8M RAUM · 6 reps · 586-226-2100 · summitgivesback.com
25
WEINGARTEN ASSOCIATES, L.L.C. — changed its website from weingartenassociates.com to plus.google.com. IAPD ↗
$200.3M RAUM · 1 reps · 609-620-1770 · plus.google.com
25
MILLARES ASSET MANAGEMENT, LLC — changed its website from millaresam.net to millares.net. IAPD ↗
$236.2M RAUM · 3 reps · 305-662-9649 · millares.net
25
HIPPOCRATIC FINANCIAL ADVISORS — changed its website from hippocraticfa.com to hippocratic.com. IAPD ↗
$229.0M RAUM · 5 reps · 866-447-2380 · hippocratic.com
25
GREAT HILL ADVISORY — changed its website from baysidetaxandwealth.com to greathilladvisory.com. IAPD ↗
$218.4M RAUM · 2 reps · 516-500-1248 · greathilladvisory.com
25
SIMPLIFIED WEALTH MANAGEMENT — changed its website from mysimplifiedwealth.com to myswm.com. IAPD ↗
$225.5M RAUM · 7 reps · 601-336-4265 · myswm.com
25
ELEMENT SQUARED PRIVATE WEALTH — changed its website from elementsquaredllc.com to elementsquared.com. IAPD ↗
$203.5M RAUM · 6 reps · 612-325-5920 · elementsquared.com
25
SPECIALIZED RETIREMENT CONSULTANTS LLC — changed its website from usa4o1k.tech to 401tk.com. IAPD ↗
$186.6M RAUM · 1 reps · (906) 236-5500 · 401tk.com
25
RETIREMENT WEALTH SOLUTIONS LLC — changed its website from retirementwealthsolutions.com to retirews.com. IAPD ↗
$227.0M RAUM · 3 reps · 715-384-5481 · retirews.com
25
PLANNING WORKS ADVISORY, INC. — changed its website from planningworksadvisory.com to planningworksinc.com. IAPD ↗
$199.8M RAUM · 4 reps · 512-498-7526 · planningworksinc.com
25
BURGESS INVESTMENT GROUP, LLC — changed its website from bigmoneyretirement.com to retirerightuniversity.com. IAPD ↗
$109.0M RAUM · 5 reps · 864-920-3155 · retirerightuniversity.com
25
IVANOFF WEALTH MANAGEMENT INC. — changed its website from ivanoffinsights.com to ivanoffwealthmanagement.com. IAPD ↗
$154.6M RAUM · 3 reps · 714-262-1658 · ivanoffwealthmanagement.com
25
AGP FRANKLIN, LLC — changed its website from aspengroveassetmanagement.com to strongtowerwealthmanagement.com. IAPD ↗
$247.1M RAUM · 3 reps · 615-778-9842 · strongtowerwealthmanagement.com
25
SLEDGE AND COMPANY WEALTH ADVISORS — changed its website from sledgeandco.com to sledgeandcompany.com. IAPD ↗
$163.8M RAUM · 2 reps · 336-889-3013 · sledgeandcompany.com
25
IMPERITY WEALTH ALLIANCE LLC — changed its website from acsadvisory.com to huntfinancialsolutions.com. IAPD ↗
$0 RAUM · 14 reps · 800-203-2702 · huntfinancialsolutions.com
88
DEVELOP CAPITAL PARTNERS, LP. — (PITTSFORD, NY) is newly SEC-registered with $940.0M RAUM and 4 advisory reps. IAPD ↗institutional
$940.0M RAUM · 4 reps · (585) 895-2287 · develop-capital.com
85
OWL VENTURES — (SAN FRANCISCO, CA) is newly SEC-registered with $2.27B RAUM and 10 advisory reps. IAPD ↗fund
$2.27B RAUM · 10 reps · (415) 209-5675 · owlvc.com
85
BONACCORD CAPITAL ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered with $4.30B RAUM and 14 advisory reps. IAPD ↗fund
$4.30B RAUM · 14 reps · 332-322-3220 · bonaccordcapital.com
85
S3 CAPITAL ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered with $3.64B RAUM and 15 advisory reps. IAPD ↗fund
$3.64B RAUM · 15 reps · 212-300-8800 · sprucecap.com
85
CIBRA CAPITAL LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 442037256245
85
APPLIED QUANTITATIVE INVESTMENTS LLC — (LONE TREE, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 303-708-1640
85
TAP CAPITAL LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 212-229-6098 · usetap.com
85
ALTA ASSET MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 13 advisory reps. IAPD ↗institutional
$0 RAUM · 13 reps · 917-831-1000 · obra.com
85
CRESALTA INVESTMENT MANAGEMENT, INC. — (GREENWOOD VILLAGE, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
$0 RAUM · 3 reps · 303-498-9699
85
ONE RIVER VOLATILITY ARBITRAGE LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 805-708-9158
85
MOONVEST — (location n/a) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
$0 RAUM · 2 reps · 6503386976
85
PARC STREET ADVISORS — (SYOSSET, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
$0 RAUM · 4 reps · (516) 639-0556 · parcstreetadvisors.com
85
HCIP ADVISORS, LLC — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
$0 RAUM · 1 reps · 312-277-1300
85
GRADIENT RIDGE CAPITAL, L.P. — (NORWALK, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
$0 RAUM · 5 reps · 732-616-3877
83
STORR GROUP — (WEST PALM BEACH, FL) is newly SEC-registered with $309.5M RAUM and 5 advisory reps. IAPD ↗fund
$309.5M RAUM · 5 reps · 737-330-1980
83
HAMILTON SQUARE PARTNERS MANAGEMENT, LP — (PRINCETON, NJ) is newly SEC-registered with $319.3M RAUM and 5 advisory reps. IAPD ↗fund
$319.3M RAUM · 5 reps · (646) 649-6790 · hsqhealthcare.com
80
BUTTONWOOD GROUP ADVISORS LLC — (UNIONDALE, NY) is newly SEC-registered with $240.2M RAUM and 4 advisory reps. IAPD ↗fund
$240.2M RAUM · 4 reps · 212-440-9644
80
WESTBOUND EQUITY MANAGEMENT, LLC — (PALO ALTO, CA) is newly SEC-registered with $146.2M RAUM and 3 advisory reps. IAPD ↗fund
$146.2M RAUM · 3 reps · 650-213-6213 · westboundequity.com
80
BP ASSET MANAGEMENT INC. — (CHARLOTTE, NC) is newly SEC-registered with $155.3M RAUM and 3 advisory reps. IAPD ↗fund
$155.3M RAUM · 3 reps · 980-261-5233
80
CREEK DRIVE MANAGEMENT GROUP LLC — (location n/a) is newly SEC-registered with $154.9M RAUM and 3 advisory reps. IAPD ↗fund
$154.9M RAUM · 3 reps · 650-808-7017 · creekdrivecapital.com
80
ETERNAL CAPITAL, LLC — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $17.0M RAUM and 5 advisory reps. IAPD ↗fund
$17.0M RAUM · 5 reps · 305-915-8805 · eternalcapitalgroup.com
80
SOLYCO CAPITAL LLC — (ROCHESTER, MI) is newly SEC-registered with $219.9M RAUM and 2 advisory reps. IAPD ↗fund
$219.9M RAUM · 2 reps · 947-208-1900 · solycocapital.com
80
CENTURIA CAPITAL PARTNERS LLC — (GUAYNABO, PR) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗fund
$0 RAUM · 1 reps · 787-994-3748
70
PANTHEON — (LONDON, United Kingdom) is newly SEC-registered with $1.48B RAUM and 76 advisory reps. IAPD ↗foreign
$1.48B RAUM · 76 reps · 44-203356-1800 · pantheon.com
70
PERPETUA — (CAPE TOWN, WESTERN CAPE, South Africa) is newly SEC-registered with $1.05B RAUM and 11 advisory reps. IAPD ↗foreign
$1.05B RAUM · 11 reps · + 27 021 180 4900
70
MIC CAPITAL MANAGEMENT UK LLP — (LONDON, United Kingdom) is newly SEC-registered with $35.31B RAUM and 78 advisory reps. IAPD ↗foreign
$35.31B RAUM · 78 reps · +44 (0) 203 909-4610 · mubadalacapital.ae
65
PORTAGE WEALTH INC — (OAKVILLE, Canada) is newly SEC-registered with $0 RAUM and 5 advisory reps. IAPD ↗foreign
$0 RAUM · 5 reps · (888)333-0996 · portagewealth.com
45
BSP NY LLC — ALCENTRA NY, LLC is now doing business as . IAPD ↗fund
$14.19B RAUM · 8 reps · 212-588-6770 · aefrif.com
43
MP NEXT CAPITAL — MILESTONE PARTNERS is now doing business as . IAPD ↗fund
$455.9M RAUM · 7 reps · 610-526-2700 · milestonepartners.com
43
OLYMPUS PEAK ASSET MANAGEMENT LP — OLYMPUS PEAK MANAGEMENT is now doing business as . IAPD ↗fund
$702.0M RAUM · 4 reps · 212-373-1195
43
FLEXPATH STRATEGIES — notice-filed in AZ, KY, OR, WV. IAPD ↗institutional
$2.91B RAUM · 3 reps · 949-418-6030 · flexpathstrategies.com
40
GMS GROUP — 's Item 11 disclosure-reporting entries rose by 1 (13 -> 14). IAPD ↗institutional
$13.9M RAUM · 3 reps · 973-535-5000 · gmsgroup.com
40
JEFFERIES FINANCE LLC — 's Item 11 disclosure-reporting entries rose by 3 (9 -> 12). IAPD ↗fund
$24.59B RAUM · 51 reps · 212-284-3474 · apexcreditpartners.com
40
BOFA SECURITIES, INC. — 's Item 11 disclosure-reporting entries rose by 1 (142 -> 143). IAPD ↗institutional
$0 RAUM · 317 reps · 646-743-2734 · bankofamerica.com
39
NEWFOUND RESEARCH LLC — notice-filed in NY, WA. IAPD ↗institutional
$1.11B RAUM · 1 reps · (617) 531-9773 · blog.thinknewfound.com
38
ENGAGED CAPITAL — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗fund
$432.3M RAUM · 6 reps · 949-734-7900
37
CERITY PARTNERS RETIREMENT PLAN CONSULTANTS — notice-filed in HI. IAPD ↗institutional
$18.95B RAUM · 68 reps · 212-850-4260
37
NEWFRONT RETIREMENT SERVICES, INC. — notice-filed in NV. IAPD ↗institutional
$1.04B RAUM · 25 reps · 415-754-3635 · newfront.com
37
NELSON CAPITAL ADVISORS — notice-filed in TX. IAPD ↗institutional
$1.36B RAUM · 1 reps · 207-420-2442
36
CAPITAL CLIENT GROUP, INC. — notice-filed in MN, NC, OH. IAPD ↗institutional
$0 RAUM · 699 reps · 213-486-9200 · sponsor-capitalgroup.retirementpartner.com
35
MPI INFINITE INVESTORS, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund
$0 RAUM · 2 reps · 480-695-3214 · mpiinfiniteinvestors.com
35
USA MUTUALS ADVISORS, INC. — moved its main office from DALLAS, TX to CONCORD, MA. IAPD ↗institutional
$73.7M RAUM · 2 reps · (312) 714-5596 · usamutuals.com (portal to fund sites)
35
SILVERBACK ASSET MANAGEMENT, LLC — moved its main office from CHAPEL HILL, NC to DURHAM, NC. IAPD ↗fund
$1.04B RAUM · 5 reps · 919-969-9300 · silverbackasset.com
35
SIRIS CAPITAL GROUP, LLC — moved its main office from NEW YORK, NY to WEST PALM BEACH, FL. IAPD ↗fund
$5.39B RAUM · 20 reps · 212-231-0095 · siris.com
35
ACASTA PARTNERS US LLC — moved its main office from LONDON, to BOCA RATON, FL. IAPD ↗fund
$4.72B RAUM · 2 reps · +44 20 7070 2500 · acasta.com
34
RETIREMENT RESEARCHER, LLC — notice-filed in KY, UT. IAPD ↗institutional
$0 RAUM · 2 reps · 833-828-9811
33
SIENA CAPITAL PARTNERS GP, LLC — moved its main office from CHICAGO, IL to EVANSTON, IL. IAPD ↗fund
$379.3M RAUM · 5 reps · 312-559-1850 · sienacapital.net
33
GULLANE CAPITAL, LLC — moved its main office from MEMPHIS, TN to JACKSONVILLE, FL. IAPD ↗fund
$250.9M RAUM · 1 reps · 901-766-1969 · gullanecapital-irm.investorflow.com
32
USA MUTUALS ADVISORS, INC. — notice-filed in MA. IAPD ↗institutional
$73.7M RAUM · 2 reps · (312) 714-5596 · usamutuals.com (portal to fund sites)
32
BENEFIT STREET PARTNERS L.L.C. — notice-filed in TX. IAPD ↗fund
$27.89B RAUM · 115 reps · 212-588-6770
32
MARINER WEALTH — notice-filed in AR. IAPD ↗institutional
$0 RAUM · 50 reps · 913-904-5700 · mariner.com
32
LMR PARTNERS LLC — notice-filed in TN. IAPD ↗fund
$77.25B RAUM · 42 reps · 6468915738 · lmrpartners.com
32
COLLABORATIVE FUND ADVISORS — notice-filed in NC. IAPD ↗institutional
$144.8M RAUM · 7 reps · 203-629-3300 · anydrusfunds.com
32
PSP RESEARCH LLC — notice-filed in NV. IAPD ↗institutional
$178.6M RAUM · 1 reps · 617-483-5981
30
1207 CAPITAL GROUP, LLC — moved its main office from CHICAGO, IL to JUNEAU, AK. IAPD ↗fund
$138.0M RAUM · 4 reps · 312-690-6201 · cimarrongrp.com
30
GENERAL INNOVATION CAPITAL, LLC — moved its main office from MIAMI, FL to NEW YORK, NY. IAPD ↗fund
$200.0M RAUM · 6 reps · 917-816-1744
30
BENEFIT STREET PARTNERS LIMITED — ALCENTRA LIMITED is now doing business as . IAPD ↗foreign
$19.06B RAUM · 49 reps · 02033983200
30
MELQART ASSET MANAGEMENT (UK) LTD — MELQART ASSET MANAGEMENT (UK) LIMITED is now doing business as . IAPD ↗foreign
$2.87B RAUM · 13 reps · 44 2038264470 · melqart.com
30
OPALEYE MANAGEMENT INC. — notice-filed in NY. IAPD ↗fund
$802.8M RAUM · 4 reps · 617-229-5085
27
1207 CAPITAL GROUP, LLC — notice-filed in AK. IAPD ↗fund
$138.0M RAUM · 4 reps · 312-690-6201 · cimarrongrp.com
25
RAYMOND JAMES (USA) LTD — 's Item 11 disclosure-reporting entries rose by 3 (3 -> 6). IAPD ↗foreign
$1.99B RAUM · 145 reps · 877-570-7558 · rjlu.com
20
GREENSKEEPER ASSET MANAGEMENT INC. — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗foreign
$116.3M RAUM · 2 reps · 905-827-1179 · greenskeeper.ca
20
NATIONWIDE FUND ADVISORS — changed its website from nationwidefinancial.com to nationwide.com. IAPD ↗institutional
$83.14B RAUM · 22 reps · 614-435-6274 · nationwide.com
15
HIGGINBOTHAM RETIREMENT ADVISORS, INC. — changed its website from higginbotham.net to higginbotham.com. IAPD ↗institutional
$0 RAUM · 2 reps · (713) 952-9990 · higginbotham.com
15
CQS (US), LLC — changed its website from cqscapital.com to cqs.com. IAPD ↗fund
$2.96B RAUM · 10 reps · 212-259-2900 · cqs.com
14
WELLINGTON-ALTUS USA INC. — notice-filed in AZ, OH. IAPD ↗foreign
$146.2M RAUM · 58 reps · 888-315-8729
1
DUNHILL FINANCIAL — changed its website from dunhillfinancial.com to df-direct.com. IAPD ↗foreign
$601.7M RAUM · 13 reps · +1 561 685 2381 · df-direct.com
1
INVESTIRE LLC — changed its website from investire.co to investire.capital. IAPD ↗foreign
$46.2M RAUM · 2 reps · +5491155179633 · investire.capital

Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.