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HYJC CAPITAL OF WNY

LAKEVILLE, NY · CRD 325574 · IAPD ↗ · hywealthmanagement.com · 585-261-4435

$82.6MRegulatory AUM
2Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

62
April 2026 — HYJC CAPITAL OF WNY reported RAUM up 38% ($59.8M -> $82.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
March 2026 — HYJC CAPITAL OF WNY notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
February 2026 — HYJC CAPITAL OF WNY notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
March 2025 — HYJC CAPITAL OF WNY reported RAUM up 43% ($41.7M -> $59.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
February 2024 — HYJC CAPITAL OF WNY (LAKEVILLE, NY) is newly SEC-registered with $41.7M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.