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THE FINANCIAL LEGACY GROUP

CHARLOTTE, NC · CRD 287632 · IAPD ↗ · thefinanciallegacygroup.com · 704-469-6614

$107.3MRegulatory AUM
2Advisory reps
3Employees
0Clients
101-250Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
March 2026 — THE FINANCIAL LEGACY GROUP (CHARLOTTE, NC) is newly SEC-registered with $107.3M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.