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GRIFFIN ASSET MANAGEMENT, LLC

NEW YORK, NY · CRD 104548 · IAPD ↗ · 917-484-5608

$1.05BRegulatory AUM
4Advisory reps
10Employees
0Clients
0Planning clients
0Private funds
17States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
March 2026 — GRIFFIN ASSET MANAGEMENT, LLC notice-filed in IL, NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
March 2026 — GRIFFIN ASSET MANAGEMENT, LLC crossed $1B in regulatory AUM ($969.7M -> $1.05B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
51
March 2025 — GRIFFIN ASSET MANAGEMENT, LLC notice-filed in NC, NH, OH, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.