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USA MUTUALS ADVISORS, INC.

CONCORD, MA · CRD 131750 · IAPD ↗ · usamutuals.com (portal to fund sites) · (312) 714-5596

$62.2MRegulatory AUM
2Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

32
March 2026 — USA MUTUALS ADVISORS, INC. notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
35
March 2026 — USA MUTUALS ADVISORS, INC. moved its main office from DALLAS, TX to CONCORD, MA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.