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CATAWBA RIVER CAPITAL

LAKE WYLIE, SC · CRD 134217 · IAPD ↗ · 803-831-0911

$325.1MRegulatory AUM
3Advisory reps
4Employees
0Clients
101-250Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
March 2026 — CATAWBA RIVER CAPITAL notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2024 — R.P. BOGGS & CO. WEALTH MANAGEMENT is now doing business as CATAWBA RIVER CAPITAL.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.