← Tributary

GRADIENT RIDGE CAPITAL, L.P.

NORWALK, CT · CRD 340497 · IAPD ↗ · 732-616-3877

$231.8MRegulatory AUM
4Advisory reps
7Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

50
July 2026 — GRADIENT RIDGE CAPITAL, L.P. now reports custody of client assets ($92.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
July 2026 — GRADIENT RIDGE CAPITAL, L.P.'s provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
55
July 2026 — GRADIENT RIDGE CAPITAL, L.P. now reports 1 private fund(s) ($46.0M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
March 2026 — GRADIENT RIDGE CAPITAL, L.P. (NORWALK, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.