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LEGADO WEALTH MANAGEMENT LLC

NEW YORK, NY · CRD 305263 · IAPD ↗ · legadowealth.com · 212-697-3420

$51.0MRegulatory AUM
1Advisory reps
1Employees
75Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
March 2026 — LEGADO WEALTH MANAGEMENT LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
March 2026 — LEGADO WEALTH MANAGEMENT LLC reported RAUM up 101% ($25.4M -> $51.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
66
April 2025 — LEGADO WEALTH MANAGEMENT LLC reported RAUM up 55% ($16.4M -> $25.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
April 2024 — LEGADO WEALTH MANAGEMENT LLC reported RAUM down 66% ($47.7M -> $16.4M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.