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ROTH FINANCIAL PARTNERS LLC

KINGWOOD, TX · CRD 309814 · IAPD ↗ · rothfinancialpartners.com · 281-973-8816

$460.1MRegulatory AUM
3Advisory reps
4Employees
0Clients
251-500Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
March 2026 — ROTH FINANCIAL PARTNERS LLC notice-filed in OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
March 2026 — ROTH FINANCIAL PARTNERS LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.