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NFC INVESTMENTS, LLC

MEMPHIS, TN · CRD 132844 · IAPD ↗ · nfcinvestments.com · 901-767-5576

$2.14BRegulatory AUM
5Advisory reps
9Employees
0Clients
0Planning clients
6Private funds
15States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
March 2026 — NFC INVESTMENTS, LLC notice-filed in CA, IN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
February 2025 — NFC INVESTMENTS, LLC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.