← Tributary

DIXON FINANCIAL SERVICES

· CRD 107166 · IAPD ↗ · dfsinc.com · 925-283-3104

$1.09BRegulatory AUM
4Advisory reps
4Employees
0Clients
251-500Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
March 2026 — DIXON FINANCIAL SERVICES notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
March 2026 — DIXON FINANCIAL SERVICES crossed $1B in regulatory AUM ($914.4M -> $1.09B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
49
March 2025 — DIXON FINANCIAL SERVICES notice-filed in AZ, NV, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.