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S3 CAPITAL ADVISORS LLC

NEW YORK, NY · CRD 322956 · IAPD ↗ · sprucecap.com · 212-300-8800

$3.64BRegulatory AUM
15Advisory reps
39Employees
0Clients
n/aPlanning clients
4Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

85
March 2026 — S3 CAPITAL ADVISORS LLC (NEW YORK, NY) is newly SEC-registered with $3.64B RAUM and 15 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.