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BALL & COMPANY

· CRD 133950 · IAPD ↗ · ballandcompany.com · 805-376-2779

$203.1MRegulatory AUM
2Advisory reps
4Employees
0Clients
51-100Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
March 2026 — BALL & COMPANY notice-filed in OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.