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WATERSHED PRIVATE WEALTH

OAK BROOK, IL · CRD 316408 · IAPD ↗ · watershedprivatewealth.com · 630-478-0195

$413.7MRegulatory AUM
3Advisory reps
3Employees
0Clients
101-250Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — WATERSHED PRIVATE WEALTH notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
March 2026 — WATERSHED PRIVATE WEALTH LLC is now doing business as WATERSHED PRIVATE WEALTH.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
65
March 2026 — WATERSHED PRIVATE WEALTH reported RAUM up 37% ($302.0M -> $413.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
68
November 2024 — WATERSHED PRIVATE WEALTH LLC now reports custody of client assets ($122.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
49
May 2024 — WATERSHED PRIVATE WEALTH LLC notice-filed in FL, IN, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
April 2024 — WATERSHED PRIVATE WEALTH LLC reports 101-250 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
66
April 2024 — WATERSHED PRIVATE WEALTH LLC reported RAUM up 42% ($185.8M -> $263.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.