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LOCKER FINANCIAL SERVICES, LLC

VERONA, NJ · CRD 120900 · IAPD ↗ · lockerfinancial.com · 973-256-2555

$213.8MRegulatory AUM
2Advisory reps
3Employees
8Clients
101-250Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
March 2026 — LOCKER FINANCIAL SERVICES, LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.