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J.W.BURNS & COMPANY, INC.

DEWITT, NY · CRD 107835 · IAPD ↗ · jwburns.com · 315-449-1341

$1.03BRegulatory AUM
5Advisory reps
8Employees
0Clients
26-50Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
May 2026 — J.W.BURNS & COMPANY, INC. notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
March 2026 — J.W.BURNS & COMPANY, INC. notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
March 2026 — J.W.BURNS & COMPANY, INC. crossed $1B in regulatory AUM ($904.0M -> $1.03B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
53
April 2024 — J.W.BURNS & COMPANY, INC. added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
April 2024 — J.W.BURNS & COMPANY, INC. reports 26-50 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.