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KINGWOOD INVESTMENT GROUP

KINGWOOD, TX · CRD 330330 · IAPD ↗ · thekig.com · 281-359-7900

$126.5MRegulatory AUM
5Advisory reps
7Employees
0Clients
0Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2026 — KINGWOOD INVESTMENT GROUP notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
March 2026 — KINGWOOD INVESTMENT GROUP notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
January 2026 — KINGWOOD INVESTMENT GROUP (KINGWOOD, TX) is newly SEC-registered with $120.1M RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.