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KEYSTONE PRIVATE WEALTH

PALM DESERT, CA · CRD 301924 · IAPD ↗ · (760) 818-7020

$860.7MRegulatory AUM
11Advisory reps
11Employees
0Clients
51-100Planning clients
0Private funds
16States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
March 2026 — KEYSTONE PRIVATE WEALTH notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
March 2026 — KEYSTONE PRIVATE WEALTH reports 51-100 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
45
August 2025 — KEYSTONE PRIVATE WEALTH notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
February 2025 — KEYSTONE PRIVATE WEALTH reported RAUM up 30% ($534.4M -> $692.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
February 2025 — KEYSTONE PRIVATE WEALTH grew from 9 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
49
February 2024 — KEYSTONE PRIVATE WEALTH notice-filed in CO, GA, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
February 2024 — KEYSTONE PRIVATE WEALTH crossed $500M in regulatory AUM ($416.7M -> $534.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.