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ALPHA CUBED INVESTMENTS, LLC

COSTA MESA, CA · CRD 159347 · IAPD ↗ · (800) 701-2457

$3.78BRegulatory AUM
22Advisory reps
29Employees
1Clients
101-250Planning clients
0Private funds
44States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
May 2026 — ALPHA CUBED INVESTMENTS, LLC (COSTA MESA, CA) left the SEC roster (was $3.78B RAUM, 22 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
72
April 2026 — ALPHA CUBED INVESTMENTS, LLC reports 101-250 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
47
March 2026 — ALPHA CUBED INVESTMENTS, LLC notice-filed in AL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2025 — ALPHA CUBED INVESTMENTS, LLC moved its main office from IRVINE, CA to COSTA MESA, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
47
December 2024 — ALPHA CUBED INVESTMENTS, LLC notice-filed in OK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
November 2024 — ALPHA CUBED INVESTMENTS, LLC notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
October 2024 — ALPHA CUBED INVESTMENTS, LLC notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
February 2024 — ALPHA CUBED INVESTMENTS, LLC reported RAUM up 27% ($1.96B -> $2.49B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.