← Tributary

DOWNSHIFT FINANCIAL

· CRD 314068 · IAPD ↗ · downshiftfinancial.com · (720) 515-0564

$214.7MRegulatory AUM
3Advisory reps
3Employees
16Clients
11-25Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
March 2026 — DOWNSHIFT FINANCIAL notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
December 2025 — DOWNSHIFT FINANCIAL added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
December 2025 — DOWNSHIFT FINANCIAL reported RAUM up 41% ($135.4M -> $191.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
61
March 2025 — DOWNSHIFT FINANCIAL reported RAUM up 32% ($102.8M -> $135.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
November 2024 — DOWNSHIFT FINANCIAL (location n/a) is newly SEC-registered with $102.8M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.