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PRAIRIE ADVISORY, LLC

LEAWOOD, KS · CRD 339211 · IAPD ↗ · prairieadvisoryllc.com · 913-963-1054

$554.3MRegulatory AUM
9Advisory reps
12Employees
0Clients
0Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
October 2026 — PRAIRIE ADVISORY, LLC now reports custody of client assets ($145.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
September 2026 — PRAIRIE ADVISORY, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
71
July 2026 — PRAIRIE ADVISORY, LLC grew from 6 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
May 2026 — PRAIRIE ADVISORY, LLC notice-filed in CA, FL, LA, MO, NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
March 2026 — PRAIRIE ADVISORY, LLC (LEAWOOD, KS) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.