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COMPASS WEALTH MANAGEMENT LLC

GUILFORD, CT · CRD 106289 · IAPD ↗ · compasswealthmanagement.com · 203-453-7000

$682.5MRegulatory AUM
4Advisory reps
5Employees
375Clients
51-100Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
March 2026 — COMPASS WEALTH MANAGEMENT LLC notice-filed in NJ, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
March 2025 — COMPASS WEALTH MANAGEMENT LLC notice-filed in MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — COMPASS WEALTH MANAGEMENT LLC added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2024 — COMPASS WEALTH MANAGEMENT LLC crossed $500M in regulatory AUM ($461.3M -> $542.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.