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SLEDGE AND COMPANY WEALTH ADVISORS

HIGH POINT, NC · CRD 336314 · IAPD ↗ · sledgeandcompany.com · 336-889-3013

$183.4MRegulatory AUM
4Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
May 2026 — SLEDGE AND COMPANY WEALTH ADVISORS notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2026 — SLEDGE AND COMPANY WEALTH ADVISORS now reports custody of client assets ($37.8M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
67
April 2026 — SLEDGE AND COMPANY WEALTH ADVISORS grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
25
March 2026 — SLEDGE AND COMPANY WEALTH ADVISORS changed its website from sledgeandco.com to sledgeandcompany.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
95
June 2025 — SLEDGE AND COMPANY WEALTH ADVISORS (HIGH POINT, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.