← Tributary

GRYPHON WEALTH

JACKSONVILLE, FL · CRD 339969 · IAPD ↗ · 904-450-5330

$3.24BRegulatory AUM
6Advisory reps
22Employees
0Clients
More than 500Planning clients
0Private funds
9States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
September 2026 — GRYPHON WEALTH notice-filed in CA, GA, MA, NC, NJ, NY, TX, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
75
July 2026 — GRYPHON WEALTH's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
June 2026 — GRYPHON WEALTH now reports custody of client assets ($408.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
81
June 2026 — GRYPHON WEALTH reports More than 500 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
March 2026 — GRYPHON WEALTH (JACKSONVILLE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.