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HUGHES WARREN, INC.

EDMOND, OK · CRD 145570 · IAPD ↗ · 405-418-4080

$220.5MRegulatory AUM
2Advisory reps
6Employees
0Clients
251-500Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
March 2026 — HUGHES WARREN, INC. notice-filed in FL, KS.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
March 2024 — HUGHES WARREN, INC. reports 251-500 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.