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TCP ASSET MANAGEMENT, LLC

UPPER ARLINGTON, OH · CRD 286037 · IAPD ↗ · tcpasset.com · 614-761-9378

$1.18BRegulatory AUM
21Advisory reps
43Employees
13Clients
51-100Planning clients
0Private funds
31States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
March 2026 — TCP ASSET MANAGEMENT, LLC notice-filed in NM, OK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
March 2026 — TCP ASSET MANAGEMENT, LLC added office(s): 11 -> 13 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
March 2026 — TCP ASSET MANAGEMENT, LLC now reports custody of client assets ($32.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
85
March 2026 — TCP ASSET MANAGEMENT, LLC crossed $1B in regulatory AUM ($822.1M -> $1.18B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
63
March 2025 — TCP ASSET MANAGEMENT, LLC reported RAUM up 28% ($641.8M -> $822.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
48
November 2024 — TCP ASSET MANAGEMENT, LLC moved its main office from COLUMBUS, OH to UPPER ARLINGTON, OH.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
53
September 2024 — TCP ASSET MANAGEMENT, LLC added office(s): 10 -> 11 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
June 2024 — TCP ASSET MANAGEMENT, LLC notice-filed in NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
June 2024 — TCP ASSET MANAGEMENT, LLC added office(s): 9 -> 10 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
May 2024 — TCP ASSET MANAGEMENT, LLC notice-filed in MI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2024 — TCP ASSET MANAGEMENT, LLC crossed $500M in regulatory AUM ($470.5M -> $641.8M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
47
February 2024 — TCP ASSET MANAGEMENT, LLC notice-filed in MA, MO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
February 2024 — TCP ASSET MANAGEMENT, LLC added office(s): 8 -> 9 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.