← Tributary

GKV CAPITAL MANAGEMENT CO INC

WALNUT CREEK, CA · CRD 108767 · IAPD ↗ · gkvcapital.com · 925-627-8680

$357.2MRegulatory AUM
3Advisory reps
3Employees
0Clients
26-50Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
March 2026 — GKV CAPITAL MANAGEMENT CO INC notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
March 2026 — GKV CAPITAL MANAGEMENT CO INC reports 26-50 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
78
March 2026 — GKV CAPITAL MANAGEMENT CO INC now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
61
March 2025 — GKV CAPITAL MANAGEMENT CO INC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
47
September 2024 — GKV CAPITAL MANAGEMENT CO INC notice-filed in NV, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.