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TAILORED WEALTH SOLUTIONS

SARATOGA SPRINGS, NY · CRD 340266 · IAPD ↗ · tailoredwealthsolutions.com · 518-583-4800

$271.8MRegulatory AUM
4Advisory reps
7Employees
0Clients
0Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
July 2026 — TAILORED WEALTH SOLUTIONS notice-filed in FL, MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
July 2026 — TAILORED WEALTH SOLUTIONS now reports custody of client assets ($53.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
July 2026 — TAILORED WEALTH SOLUTIONS's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
March 2026 — TAILORED WEALTH SOLUTIONS (SARATOGA SPRINGS, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.