← Tributary

ENGAGED CAPITAL

NEWPORT BEACH, CA · CRD 161251 · IAPD ↗ · 949-734-7900

$432.3MRegulatory AUM
6Advisory reps
11Employees
0Clients
n/aPlanning clients
6Private funds
1States
3Disclosures
fundSegment
ApprovedSEC status

Filing changes

33
March 2026 — ENGAGED CAPITAL reported RAUM down 34% ($652.3M -> $432.3M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
38
March 2026 — ENGAGED CAPITAL's Item 11 disclosure-reporting entries rose by 3 (0 -> 3).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.