Marketing & brand — February 2026
Websites, brand, content, and lead-gen for advisors (FMG, Snappy Kraken, agencies).
684 firms opened this window in the February 2026 SEC roster: 386 state expansion, 157 new registration, 43 website changed, 41 rename, 36 relocation, 21 disclosure added.
100
FS DIGITAL INFRASTRUCTURE ADVISOR, LLC — (PHILADELPHIA, PA) is newly SEC-registered with $1.70B RAUM and 2 advisory reps. IAPD ↗
100
ESL NEWCO I, LLC — (PITTSFORD, NY) is newly SEC-registered with $4.81B RAUM and 15 advisory reps. IAPD ↗
98
OLDFATHER FINANCIAL SERVICES — (KEARNEY, NE) is newly SEC-registered with $541.5M RAUM and 4 advisory reps. IAPD ↗
95
A. J. PERRY & CO. — (TOWSON, MD) is newly SEC-registered with $109.0M RAUM and 1 advisory reps. IAPD ↗
95
FINANCIAL MOUNTAIN INC — (BOULDER, CO) is newly SEC-registered with $111.3M RAUM and 2 advisory reps. IAPD ↗
95
SILER WEALTH MANAGEMENT — (LONGWOOD, FL) is newly SEC-registered with $168.9M RAUM and 5 advisory reps. IAPD ↗
95
RITTMANN CAPITAL MANAGEMENT CO — (MORAGA, CA) is newly SEC-registered with $142.4M RAUM and 1 advisory reps. IAPD ↗
95
POWERS INVESTMENT ADVISORY CORPORATION — (location n/a) is newly SEC-registered with $111.6M RAUM and 2 advisory reps. IAPD ↗
95
HFG ADVISORS — (GREENWOOD VILLAGE, CO) is newly SEC-registered with $108.8M RAUM and 5 advisory reps. IAPD ↗
95
L.J. BREY, INC. — (location n/a) is newly SEC-registered with $113.3M RAUM and 1 advisory reps. IAPD ↗
95
APPLE & ASSOCIATES — (GRASS VALLEY, CA) is newly SEC-registered with $138.1M RAUM and 3 advisory reps. IAPD ↗
95
SCHLOSSER FINANCIAL SERVICES, INC. — (location n/a) is newly SEC-registered with $108.0M RAUM and 1 advisory reps. IAPD ↗
95
CS ADVISORS INC. — (BOCA RATON, FL) is newly SEC-registered with $117.1M RAUM and 3 advisory reps. IAPD ↗
95
ALPHA PLANNING AND FINANCIAL SERVICES, INC. — (SOLON, OH) is newly SEC-registered with $108.9M RAUM and 2 advisory reps. IAPD ↗
95
KB FINANCIAL ADVISORS LLC — (SAN FRANCISCO, CA) is newly SEC-registered with $111.7M RAUM and 3 advisory reps. IAPD ↗
95
BLUE HAVEN CAPITAL, LLC — (GENEVA, IL) is newly SEC-registered with $108.0M RAUM and 2 advisory reps. IAPD ↗
95
KAIROS CAPITAL MANAGEMENT, LLC — (BELLEVUE, WA) is newly SEC-registered with $106.1M RAUM and 1 advisory reps. IAPD ↗
95
PROFESSIONAL FINANCIAL MANAGEMENT, INC. — (APPLETON, WI) is newly SEC-registered with $103.2M RAUM and 3 advisory reps. IAPD ↗
95
95
APPLIED FINANCIAL WISDOM — (RAPID CITY, SD) is newly SEC-registered with $130.0M RAUM and 1 advisory reps. IAPD ↗
95
TRAIL FINANCIAL PLANNING LLC — (BELLINGHAM, WA) is newly SEC-registered with $103.9M RAUM and 3 advisory reps. IAPD ↗
95
U.S. PRIVATE WEALTH, LLC — (PALM BEACH GARDENS, FL) is newly SEC-registered with $173.7M RAUM and 3 advisory reps. IAPD ↗
95
YAHARA WEALTH MANAGEMENT LLC — (MADISON, WI) is newly SEC-registered with $107.5M RAUM and 2 advisory reps. IAPD ↗
95
GUIDE ADVISORS, INC. — (BOTHELL, WA) is newly SEC-registered with $0 RAUM and 5 advisory reps. IAPD ↗
95
OLYMPUS PEAKS FINANCIAL, LLC — (SANDY, UT) is newly SEC-registered with $141.4M RAUM and 1 advisory reps. IAPD ↗
95
CARDINAL ADVISERS LLC — (location n/a) is newly SEC-registered with $118.5M RAUM and 1 advisory reps. IAPD ↗
95
WEALTH COMPASS FINANCIAL, INC. — (CARLSBAD, CA) is newly SEC-registered with $105.8M RAUM and 2 advisory reps. IAPD ↗
95
EXPAND FINANCIAL GROUP, LLC — (location n/a) is newly SEC-registered with $106.8M RAUM and 6 advisory reps. IAPD ↗
95
BSG ADVISERS — (APEX, NC) is newly SEC-registered with $134.8M RAUM and 6 advisory reps. IAPD ↗
95
ABRAHAM & CO., INC. — (location n/a) is newly SEC-registered with $111.0M RAUM and 5 advisory reps. IAPD ↗
95
21PEAKS CAPITAL MANAGEMENT, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $618,799 RAUM and 5 advisory reps. IAPD ↗
95
HAMPEL INVESTMENT ADVISORS — (location n/a) is newly SEC-registered with $110.2M RAUM and 1 advisory reps. IAPD ↗
95
THAYER FINANCIAL, L.L.C. — (HICKORY, NC) is newly SEC-registered with $103.5M RAUM and 2 advisory reps. IAPD ↗
95
SOARING INVESTMENT MANAGEMENT, LLC — (PORTLAND, OR) is newly SEC-registered with $111.5M RAUM and 3 advisory reps. IAPD ↗
95
FITZWILLIAMS WEALTH MANAGEMENT INC. — (CHESAPEAKE, VA) is newly SEC-registered with $113.9M RAUM and 4 advisory reps. IAPD ↗
95
INTEGRATED WEALTH ADVISORS, LLC — (BELLEVUE, WA) is newly SEC-registered with $121.7M RAUM and 2 advisory reps. IAPD ↗
95
ABUNDANT WEALTH PARTNERS, LLC — (SANTA BARBARA, CA) is newly SEC-registered with $103.2M RAUM and 2 advisory reps. IAPD ↗
95
BEACON ASSOCIATES WEALTH MANAGEMENT, LLC — (MAUMEE, OH) is newly SEC-registered with $100.8M RAUM and 3 advisory reps. IAPD ↗
95
BURGESS INVESTMENT GROUP, LLC — (GREENVILLE, SC) is newly SEC-registered with $109.0M RAUM and 5 advisory reps. IAPD ↗
95
SUNDIAL WEALTH LLC — (BOCA RATON, FL) is newly SEC-registered with $125.8M RAUM and 1 advisory reps. IAPD ↗
95
O'DONNELL WEALTH MANAGEMENT — (CODY, WY) is newly SEC-registered with $106.0M RAUM and 4 advisory reps. IAPD ↗
95
SEASIDE WEALTH ADVISORS LLC — (WILMINGTON, NC) is newly SEC-registered with $102.6M RAUM and 3 advisory reps. IAPD ↗
95
NEXT STEP FINANCIAL PLANNING, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
WURZ FINANCIAL SERVICES, LLC — (HOLLAND, OH) is newly SEC-registered with $117.0M RAUM and 2 advisory reps. IAPD ↗
95
ELEVATE PLANNERS — (location n/a) is newly SEC-registered with $25.9M RAUM and 1 advisory reps. IAPD ↗
95
RELIANCE WEALTH MANAGEMENT — (SAN ANTONIO, TX) is newly SEC-registered with $125.9M RAUM and 6 advisory reps. IAPD ↗
95
INTEGRITY ROAD WEALTH PARTNERS LLC — (HOUSTON, TX) is newly SEC-registered with $126.0M RAUM and 3 advisory reps. IAPD ↗
95
TAURUS FINANCIAL — (JERSEY CITY, NJ) is newly SEC-registered with $106.4M RAUM and 2 advisory reps. IAPD ↗
95
DEEP BLUE CAPITAL — (NEWPORT BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
PRIVATE WEALTH CONSULTING, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
IVESTA CORP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MAUNEY-PITT FINANCIAL MANAGEMENT, INC. — (SHELBY, NC) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
LCV MANAGEMENT, LP — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
PEAK ALTITUDE PARTNERS, LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
WILLIAMS ASSET MANAGEMENT — (COLUMBIA, MD) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
ARBORSTONE FINANCIAL, LLC — (ANDOVER, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
NIGHT OWL CAPITAL CANADA, LLC — (GREENWICH, CT) is newly SEC-registered with $0 RAUM and 5 advisory reps. IAPD ↗
95
ANGELES FAMILY OFFICE — (SANTA MONICA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
HOBE MOUNTAIN CAPITAL MANAGEMENT LLC — (WEST PALM BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
MADSON WEALTH ADVISORS INC. — (SANTA ROSA, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
BRIGHT ADVISORS — (GREENWOOD VILLAGE, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
CHARTERED WEALTH PARTNERS, LP — (BEVERLY HILLS, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
KRM FINANCIAL PLANNING & WEALTH MANAGEMENT, LLC — (ST. CHARLES, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
MAGELLAN PLANNING GROUP — (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
OCEAN PATH ADVISORS, LLC — (MANHATTAN BEACH, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
GUIDED WEALTH, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
SEMINARIO ASSET MANAGEMENT LLC — (CORAL GABLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
95
COHEN CAPITAL — (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗
95
DREAMS INVESTMENT SOLUTIONS — (SARASOTA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
SCALAR FIELD — (location n/a) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗
95
JC CAPITAL ADVISORS GROUP LLC — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
ORIZON ANALYTICS — (SHERIDAN, WY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗
95
THIRTEEN TWENTY-TWO ADVISORS — (FORT WORTH, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 6 advisory reps. IAPD ↗
95
IRONHORN ADVISORS LLC — (AUSTIN, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
BLUE HERON CAPITAL — (ENGLEWOOD, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
CENTRUS FINANCIAL STRATEGIES — (ORLANDO, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
SCHULZ FINANCIAL GROUP — (TUCSON, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
GUARDANT WEALTH ADVISORS — (MIAMI, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
STILLWATER PRIVATE WEALTH — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
TENET WEALTH PARTNERS, LLC — (CHAMPAIGN, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
GUDORF FINANCIAL GROUP, LLC — (DAYTON, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
ADVISORY SOLUTIONS GROUP — (PLYMOUTH, MN) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗
95
L&S PRIVATE WEALTH, LLC — (OKLAHOMA CITY, OK) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
WEALTHIE ADVISORS — (BROOKLYN, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗
95
CHAMBERLAIN LANE CAPITAL, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
MANEY WEALTH — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
GEVERS WEALTH MANAGEMENT — (ISSAQUAH, WA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗
95
KIN STEWARDS LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
FORTIFY FINANCIAL — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
95
STONEBRIDGE FINANCIAL GROUP — (SAN RAFAEL, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗
60
RBC SECURITIES, INC. — CITY NATIONAL SECURITIES, INC. is now doing business as . IAPD ↗
60
XPONANCE LLC — XPONANCE, INC. is now doing business as . IAPD ↗
60
RBC ROCHDALE, LLC — CITY NATIONAL ROCHDALE is now doing business as . IAPD ↗
60
EJF CAPITAL LP — EJF CAPITAL LLC is now doing business as . IAPD ↗
60
SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC — PRIVATE CAPITAL MANAGEMENT, LLC is now doing business as . IAPD ↗
60
AERODIGM WEALTH LLC — DELAP WEALTH ADVISORY, LLC is now doing business as . IAPD ↗
60
PINEBRIDGE INVESTMENTS LLC — PINEBRIDGE GALAXY LLC is now doing business as . IAPD ↗
60
OBSIDIAN CIO, LLC — FOUNTAINHEAD AM, LLC is now doing business as . IAPD ↗
60
MARTEL WEALTH ADVISORS, LLC — MARTEL WEALTH ADVISORS INC is now doing business as . IAPD ↗
60
ASCENTIS INDEPENDENT ADVISORS, LLC — GOLDEN STATE EQUITY PARTNERS, LLC is now doing business as . IAPD ↗
60
EVOLVE PRIVATE WEALTH, LLC — SLK PRIVATE WEALTH MANAGEMENT, LLC is now doing business as . IAPD ↗
58
PERSPECTIVE WEALTH MANAGEMENT — THE JUNK INVESTMENT GROUP is now doing business as . IAPD ↗
58
HCM WEALTH — HUTCHINSON CAPITAL MANAGEMENT is now doing business as . IAPD ↗
58
SILVER LAKE ADVISORY PARTNERS, LLC — SILVER LAKE ADVISORY, LLC is now doing business as . IAPD ↗
58
KENORA FINANCIAL, LLC — INVESCO, LLC is now doing business as . IAPD ↗
58
TRUE WAVE WEALTH PLANNERS — LUCAS GROUP FINANCIAL PLANNERS, INC. is now doing business as . IAPD ↗
58
E & G ADVISORS, LLC — E & G ADVISORS, LP is now doing business as . IAPD ↗
58
MARSHALL + STERLING WEALTH ADVISORS, INC. — MARSHALL & STERLING WEALTH ADVISORS, INC. is now doing business as . IAPD ↗
58
ROSEL WEALTH MANAGEMENT, LLC — MORGAN is now doing business as ROSEL WEALTH MANAGEMENT, LLC. IAPD ↗
58
SHERMAN PORTFOLIOS — LLC is now doing business as SHERMAN PORTFOLIOS. IAPD ↗
58
AC WEALTH PARTNERS — ATEGENOS CAPITAL, LLC is now doing business as . IAPD ↗
55
OPPENHEIMER & CO. INC. — 's Item 11 disclosure-reporting entries rose by 3 (100 -> 103). IAPD ↗
55
EDWARD JONES — 's Item 11 disclosure-reporting entries rose by 1 (263 -> 264). IAPD ↗
55
STIFEL, NICOLAUS & COMPANY, INCORPORATED — 's Item 11 disclosure-reporting entries rose by 16 (210 -> 226). IAPD ↗
55
LPL FINANCIAL LLC — 's Item 11 disclosure-reporting entries rose by 8 (326 -> 334). IAPD ↗
55
CITIGROUP GLOBAL MARKETS INC. — 's Item 11 disclosure-reporting entries rose by 1 (176 -> 177). IAPD ↗
55
A.G.P / ALLIANCE GLOBAL PARTNERS — 's Item 11 disclosure-reporting entries rose by 3 (10 -> 13). IAPD ↗
55
PRIMERICA ADVISORS — 's Item 11 disclosure-reporting entries rose by 4 (41 -> 45). IAPD ↗
55
PARTHENON LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
55
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. — 's Item 11 disclosure-reporting entries rose by 3 (79 -> 82). IAPD ↗
55
ALPHASTAR CAPITAL MANAGEMENT — 's Item 11 disclosure-reporting entries rose by 2 (2 -> 4). IAPD ↗
55
THE PATRIOT FINANCIAL GROUP, LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
55
PINEBRIDGE INVESTMENTS LLC — 's Item 11 disclosure-reporting entries rose by 6 (0 -> 6). IAPD ↗
55
NIERENBERG INVESTMENT MANAGEMENT COMPANY, LLC — NIERENBERG INVESTMENT MANAGEMENT COMPANY, INC. is now doing business as . IAPD ↗
55
CALIXTO GLOBAL PARTNERS LLC — CALIXTO GLOBAL INVESTORS, LP is now doing business as . IAPD ↗
55
TESSARA WEALTH — BALLAST POINT FINANCIAL PLANNING, LLC is now doing business as . IAPD ↗
55
HEISTEN WRENN PRIVATE WEALTH, LLC — HEISTEN FINANCIAL, LLC is now doing business as . IAPD ↗
55
BROADWAY ADVISOR GROUP — SGROI WEALTH is now doing business as . IAPD ↗
55
BELL CITY WEALTH, INC. — O'DELL CAPITAL MANAGEMENT is now doing business as . IAPD ↗
55
ARENA PRIVATE WEALTH — OCM PRIVATE WEALTH, LLC is now doing business as . IAPD ↗
55
GRP RETIREMENT PLANNING — GRP FINANCIAL SERVICES, LLC is now doing business as . IAPD ↗
55
STOREN FINANCIAL — STOREN LEGACY PARTNERS, LLC is now doing business as . IAPD ↗
55
OPPENHEIMER ASSET MANAGEMENT — notice-filed in AK, AL, AR, CA, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV. IAPD ↗
55
GREAT LAKES ADVISORS, LLC — notice-filed in AK, AL, AR, CA, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV. IAPD ↗
55
JFG FAMILY OFFICE — notice-filed in CA, DC, FL, LA, SD. IAPD ↗
55
ARAX ADVISORY PARTNERS — notice-filed in AR, CT, HI, IN, MD, ND, NV, RI. IAPD ↗
55
WATERLOO CAPITAL — notice-filed in AZ, CT, FL, ID, IL, IN, KS, KY, MI, MN, MO, NH, NJ, NM, OK, SC, TN, WA, WI. IAPD ↗
55
SELECT MONEY MANAGEMENT, INC. — notice-filed in AK, AL, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, MA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NH, NM, NV, NY, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV. IAPD ↗
55
LEXAURUM ADVISORS — notice-filed in AL, IN, KY, MA, NJ, NY, TN. IAPD ↗
55
VESTGEN ADVISORS, LLC — notice-filed in AL, CT, DC, DE, KY, MA, NM, NV, OK, OR, VA, WA. IAPD ↗
55
BROWN BROTHERS HARRIMAN CREDIT PARTNERS, LLC — notice-filed in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY. IAPD ↗
53
CHILTON CAPITAL MANAGEMENT LLC — notice-filed in AZ, GA, MA, TN. IAPD ↗
53
CORBYN INVESTMENT MANAGEMENT INC — notice-filed in KS, ME, MS, OH, SC, WY. IAPD ↗
53
DORSEY, WRIGHT & ASSOCIATES, LLC — notice-filed in AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY. IAPD ↗
53
HARTLINE INVESTMENT CORPORATION — notice-filed in CA, FL, GA, IL, IN, MI, NC, NH, NY, PA, TX, WA, WV. IAPD ↗
53
UHLMANN INVESTMENT MANAGEMENT, L.L.C. — notice-filed in AK, DC, KS, NE, NJ, VA. IAPD ↗
53
DEMPSEY LORD SMITH, LLC — notice-filed in AL, AR, CA, FL, GA, MD, MS, NC, NV, OH, SC, TN, TX. IAPD ↗
53
OAK WEALTH ADVISORS LLC — notice-filed in CA, NC, NE, OH, TN, WA. IAPD ↗
53
EVERMONT WEALTH — notice-filed in FL, ID, NV, TN, UT. IAPD ↗
53
DENVER PWM, LLC — notice-filed in AL, CT, HI, NJ, SC, VA. IAPD ↗
53
WARREN STREET WEALTH ADVISORS, LLC — notice-filed in CA, NE, NV, NY, TX, WA. IAPD ↗
53
SHARIAPORTFOLIO, INC. — notice-filed in CA, CO, FL, GA, IL, IN, KY, LA, MA, MD, MI, MN, MO, NC, NJ, NY, OH, PA, TN, TX, VA, WA, WI. IAPD ↗
53
MERKLE RETIREMENT PLANNING — notice-filed in AZ, CA, FL, IL, MN, MO, NC, NE, TX, WI. IAPD ↗
53
PENSION & WEALTH MANAGEMENT ADVISORS — notice-filed in CA, CO, CT, FL, IL, IN, MA, NH, NY, RI, TX. IAPD ↗
53
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC — notice-filed in AL, AR, HI, IA, IL, OK. IAPD ↗
53
FIAT WEALTH MANAGEMENT — notice-filed in AZ, CO, FL, MO, ND, NE, NY, SD, TX. IAPD ↗
53
LYON WEALTH ADVISORS — notice-filed in AL, CO, GA, TN, VA. IAPD ↗
53
GREAT HILL CAPITAL, LLC — notice-filed in AL, CA, FL, TX. IAPD ↗
53
PURSUIT WEALTH STRATEGIES, LLC — notice-filed in CA, FL, LA, MD, NH, NJ, SC, TX, VA. IAPD ↗
51
CUMBERLAND ADVISORS — notice-filed in ND, VI, VT. IAPD ↗
51
ADVISORNET WEALTH PARTNERS — notice-filed in ID, ME, NV. IAPD ↗
51
KELLEHER FINANCIAL ADVISORS, LLC — notice-filed in MO, MT, WA. IAPD ↗
51
WEST PACES ADVISORS, INC. — notice-filed in NY, SC, TN. IAPD ↗
51
HELIUM ADVISORS LLC — notice-filed in CA, NY, TX, WA. IAPD ↗
51
INSIGNEO ADVISORY SERVICES, LLC — notice-filed in ID, MT, UT. IAPD ↗
51
COLONIAL RIVER WEALTH MANAGEMENT LLC — notice-filed in PA, TN, UT, WA. IAPD ↗
51
BULL HARBOR CAPITAL LLC. — notice-filed in DC, KY, WI, WY. IAPD ↗
51
SUMMIT WEALTH GROUP — notice-filed in FL, ME, PA. IAPD ↗
50
SPECTRUM ADVISORS, INC. — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗
50
4WEALTH ADVISORS, INC. — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗
50
WESTWOOD GLOBAL INVESTMENTS — moved its main office from BOSTON, MA to PARK CITY, UT. IAPD ↗
50
WHALEROCK POINT PARTNERS, LLC — moved its main office from PROVIDENCE, RI to WEST PALM BEACH, FL. IAPD ↗
50
ANDINA FAMILY OFFICES — moved its main office from LEHI, UT to LOGAN, UT. IAPD ↗
50
SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC — moved its main office from DENVER, CO to COLUMBIA, SC. IAPD ↗
50
GOLDEN STATE WEALTH MANAGEMENT, LLC — moved its main office from SOUTH COAST METRO, CA to POWELL, WY. IAPD ↗
50
OBSIDIAN CIO, LLC — moved its main office from WARREN, NJ to NEW YORK, NY. IAPD ↗
50
ROOT FINANCIAL PARTNERS — moved its main office from ENCINITAS, CA to AUSTIN, TX. IAPD ↗
50
TEAM HEWINS, LLC — moved its main office from REDWOOD CITY, CA to FOSTER CITY, CA. IAPD ↗
50
VESTGEN ADVISORS, LLC — moved its main office from INVERNESS, IL to CHICAGO, IL. IAPD ↗
50
WESTBOURNE INVESTMENTS, INC. — notice-filed in DC, MD, NC, TX, VA. IAPD ↗
50
KCD FINANCIAL, INC. — notice-filed in GA, IN, MO, NY, PA. IAPD ↗
50
LYONS WEALTH MANAGEMENT — notice-filed in CA, FL, IL, MN, NE, NH, TX. IAPD ↗
50
REVALUE LLC — notice-filed in CA, MA, MD, MI, NC, NY, PA, TX. IAPD ↗
50
APO FINANCIAL SERVICES, LLC — notice-filed in FL, MI, TN, TX, UT. IAPD ↗
50
SAGE INVESTMENT ADVISERS LLC — notice-filed in AZ, CA, NH, NJ, PA. IAPD ↗
50
ABUNDO WEALTH — notice-filed in AZ, CA, DC, FL, GA, IL, IN, MA, MD, MI, MN, MO, NC, NE, NH, NJ, NV, NY, OH, OR, PA, SD, TX, UT, VA, WA, WI. IAPD ↗
50
CHILDFREE WEALTH — notice-filed in AL, AR, DC, DE, HI, IA, ID, IN, KS, KY, ME, MI, MN, MO, MT, ND, NJ, NM, NV, OK, RI, SC, SD, UT, VT, WI, WV, WY. IAPD ↗
50
724 CAPITAL, LLC — notice-filed in CA, FL, GA, IL, IN, MI, NC, OH, OR, PA, PR, TN, TX, VA, WA, WI. IAPD ↗
50
CLARITY FINANCIAL ADVISORS LLC — notice-filed in AL, AR, CT, GA, IL, KS, KY, MO, NE, NJ, NM, PR. IAPD ↗
50
WEALTH MORE ENTERPRISE, INC. — notice-filed in CA, FL, GA, IL, LA, NC, NE, NH, NJ, NV, NY, PA, TN, TX. IAPD ↗
50
W&S ADVISORY SERVICES, LLC — notice-filed in AL, AZ, CA, IL, IN, ME, MI, NJ, WV. IAPD ↗
50
R2 WEALTH MANAGEMENT PARTNERS — notice-filed in AZ, CA, CO, FL, IL, MO, NC, NV, WI. IAPD ↗
50
PEREON WEALTH LLC — notice-filed in CA, CT, FL, NJ, PA, TX, UT. IAPD ↗
49
GREENWOOD GEARHART, LLC — notice-filed in GA, KS. IAPD ↗
49
TRUE NORTH ADVISORS, LLC — notice-filed in NJ, TN. IAPD ↗
49
CHANEY CAPITAL MANAGEMENT INC. — notice-filed in GA, ID, TN. IAPD ↗
49
WESTEND CAPITAL MANAGEMENT, LLC. — notice-filed in LA, NM, NY. IAPD ↗
49
CHATTERTON & ASSOCIATES — notice-filed in AL, CO. IAPD ↗
49
UNITED WEALTH MANAGEMENT, LLC — notice-filed in GA, NH, SC. IAPD ↗
49
LJI WEALTH MANAGEMENT, LLC — notice-filed in AZ, NE. IAPD ↗
49
STRAIGHT PATH WEALTH MANAGEMENT — notice-filed in CA, GA, SC. IAPD ↗
49
VECTOR WEALTH MANAGEMENT — notice-filed in OR, SC. IAPD ↗
49
CGC FINANCIAL SERVICES — notice-filed in MN, MT, WI. IAPD ↗
49
MRAZ AND ASSOCIATES — notice-filed in CO, ID, WA. IAPD ↗
49
SILVERLAKE WEALTH MANAGEMENT LLC — notice-filed in OH, PA, RI. IAPD ↗
49
VISION RETIREMENT — notice-filed in AZ, VA, WA. IAPD ↗
49
IAMS WEALTH MANAGEMENT, LLC — notice-filed in ID, MA, MD. IAPD ↗
49
IEQ CAPITAL, LLC — notice-filed in IA, OH. IAPD ↗
49
MILESTONE ASSET MANAGEMENT, LLC — notice-filed in CA, DC, KY. IAPD ↗
49
SCHAMBERGER, GREYLAK & UTTERBACK WEALTH MANAGEMENT, LLC — notice-filed in FL, IA, IN. IAPD ↗
49
PARKWOODS WEALTH PARTNERS, LLC — notice-filed in AZ, GA, OR. IAPD ↗
48
IMS CAPITAL MANAGEMENT — moved its main office from PORTLAND, OR to CLACKAMAS, OR. IAPD ↗
48
HAMEL ASSOCIATES,INC. — moved its main office from CHATHAM, NJ to CENTER VALLEY, PA. IAPD ↗
48
FREEDOM INVESTMENT MANAGEMENT, INC. — moved its main office from HARTFORD, CT to SOUTH WINDSOR, CT. IAPD ↗
48
ASSET STRATEGY ADVISORS, LLC — moved its main office from NATICK, MA to WAYLAND, MA. IAPD ↗
48
LONGTAIL ALPHA, LLC — moved its main office from NEWPORT BEACH, CA to NEWPORT BEACH, FL. IAPD ↗
48
MRA ADVISORY GROUP — moved its main office from PARSIPPANY, NJ to SARASOTA, FL. IAPD ↗
48
OPTAS, LLC — moved its main office from AUSTIN, TX to DRIPPING SPRINGS, TX. IAPD ↗
48
STRATEGIC ADVOCATES, LLC — moved its main office from LOGAN, UT to SACRAMENTO, CA. IAPD ↗
48
DES MOINES INVESTMENTS, LLC — notice-filed in AZ, CA, FL, NE. IAPD ↗
48
ENTREWEALTH — notice-filed in MA, NY, OK, SC. IAPD ↗
48
M3 WEALTH MANAGEMENT — notice-filed in FL, NC, SC, TX. IAPD ↗
47
FINANCIAL DESIGNS CORPORATION — notice-filed in LA, NE. IAPD ↗
47
ASHTON THOMAS SECURITIES, LLC — notice-filed in MT. IAPD ↗
47
GIRARD ADVISORY SERVICES, LLC — notice-filed in NH. IAPD ↗
47
PRIVATE MANAGEMENT GROUP INC — notice-filed in LA. IAPD ↗
47
COZAD ASSET MANAGEMENT INC — notice-filed in ID. IAPD ↗
47
OBERWEIS ASSET MANAGEMENT INC — notice-filed in LA. IAPD ↗
47
BEDEL FINANCIAL CONSULTING INC — notice-filed in NY. IAPD ↗
47
KLINGENSTEIN FIELDS ADVISORS — notice-filed in NE. IAPD ↗
47
DIVERSIFIED MANAGEMENT INC — notice-filed in MD. IAPD ↗
47
INTELLICENTS INVESTMENT SOLUTIONS INC — notice-filed in LA. IAPD ↗
47
NORTHSIDE CAPITAL MANAGEMENT LLC — notice-filed in SC. IAPD ↗
47
SEAMOUNT FINANCIAL GROUP INC — notice-filed in NE, OR. IAPD ↗
47
HAMILTON CAPITAL — notice-filed in MT. IAPD ↗
47
LASALLE ST. INVESTMENT ADVISORS, L.L.C. — notice-filed in WY. IAPD ↗
47
PROVIDENT TRUST COMPANY — notice-filed in GA. IAPD ↗
47
MARINER INSTITUTIONAL, LLC — notice-filed in MA. IAPD ↗
47
PATRIOT INVESTMENT MANAGEMENT GROUP INC — notice-filed in MA. IAPD ↗
47
FAMILY INVESTMENT CENTER — notice-filed in UT, WI. IAPD ↗
47
GREENWOOD CAPITAL ASSOCIATES, LLC — notice-filed in TN. IAPD ↗
47
MOWERY & SCHOENFELD WEALTH MANAGEMENT, LLC — notice-filed in NC, SC. IAPD ↗
47
WILLIS JOHNSON & ASSOCIATES, INC. — notice-filed in IL. IAPD ↗
47
RKL PRIVATE WEALTH — notice-filed in CT. IAPD ↗
47
FINANCIAL PLANS & STRATEGIES, INC. — notice-filed in IL, MI. IAPD ↗
47
HENNION & WALSH ASSET MANAGEMENT, INC. — notice-filed in LA, MS. IAPD ↗
47
AVIDIAN WEALTH SOLUTIONS — notice-filed in AL. IAPD ↗
47
APRIO WEALTH MANAGEMENT, LLC — notice-filed in OH. IAPD ↗
47
ANNEX WEALTH MANAGEMENT, LLC — notice-filed in AK. IAPD ↗
47
CERTUITY, LLC — notice-filed in NV. IAPD ↗
47
BROOK CAPITAL — notice-filed in CT, NE. IAPD ↗
47
WEST FINANCIAL ADVISORS, L.L.C. — notice-filed in FL, IL. IAPD ↗
47
PINNACLE INVESTMENTS, LLC — notice-filed in WV. IAPD ↗
47
MAINSTREET ADVISORS — notice-filed in NC. IAPD ↗
47
FORT POINT CAPITAL PARTNERS LLC — notice-filed in PR. IAPD ↗
47
AGW CAPITAL ADVISORS — notice-filed in LA. IAPD ↗
47
RIA ADVISORY GROUP, LLC — notice-filed in KS, ND. IAPD ↗
47
RED DOOR WEALTH MANAGEMENT, LLC — notice-filed in WA. IAPD ↗
47
CAPITAL WEALTH MANAGEMENT, LLC — notice-filed in VT. IAPD ↗
47
USADVISORS WEALTH MANAGEMENT, LLC — notice-filed in CT, NV. IAPD ↗
47
KING WEALTH MANAGEMENT GROUP, LLC — notice-filed in ME. IAPD ↗
47
CLARO ADVISORS INC. — notice-filed in MD. IAPD ↗
47
CANAL CAPITAL MANAGEMENT, LLC — notice-filed in NY. IAPD ↗
47
BAKER TILLY WEALTH MANAGEMENT, LLC — notice-filed in NC. IAPD ↗
47
TRU INDEPENDENCE ASSET MANAGEMENT, LLC — notice-filed in CA, WA. IAPD ↗
47
SYMPHONY FINANCIAL, LTD. CO. — notice-filed in NJ. IAPD ↗
47
LINEWEAVER WEALTH ADVISORS — notice-filed in CO, GA. IAPD ↗
47
BENTOAK CAPITAL — notice-filed in AR, NM. IAPD ↗
47
ELLENBECKER INVESTMENT GROUP — notice-filed in OR. IAPD ↗
47
TRED AVON FAMILY WEALTH, LLC — notice-filed in NY, TX. IAPD ↗
47
ALMANACK INVESTMENT PARTNERS — notice-filed in IL, KY. IAPD ↗
47
BRILLIANT ADVICE, LLC — notice-filed in CA, PA. IAPD ↗
47
ALTRAVUE CAPITAL, LLC — notice-filed in NV. IAPD ↗
47
SGH WEALTH MANAGEMENT — notice-filed in OR, WI. IAPD ↗
47
DENVER WEALTH MANAGEMENT, INC. — notice-filed in LA, TN. IAPD ↗
47
THE FIDUCIARY ALLIANCE — notice-filed in IN. IAPD ↗
47
PINEBRIDGE INVESTMENTS LLC — notice-filed in PA. IAPD ↗
47
INVEST CAPITAL PARTNERS — notice-filed in NC, VA. IAPD ↗
47
MARIN BAY WEALTH ADVISORS, LLC — notice-filed in CO, NH. IAPD ↗
47
GRAVES LIGHT LENHART — notice-filed in PA. IAPD ↗
47
CARTER FINANCIAL GROUP, INC. — notice-filed in IA, MI. IAPD ↗
47
HAWKE FINANCIAL GROUP — notice-filed in AZ, TX. IAPD ↗
47
CONVERGENCE FINANCIAL — notice-filed in MI, NH. IAPD ↗
47
LIBERTY ONE INVESTMENT MANAGEMENT — notice-filed in MN. IAPD ↗
47
KERA CAPITAL PARTNERS — notice-filed in NJ. IAPD ↗
47
ARS WEALTH ADVISORS — notice-filed in ND. IAPD ↗
47
BADGLEY PHELPS WEALTH MANAGERS — notice-filed in UT. IAPD ↗
47
CHEMISTRY WEALTH MANAGEMENT LLC — notice-filed in CO. IAPD ↗
47
QUANTUM FINANCIAL ADVISORS, LLC — notice-filed in IN. IAPD ↗
47
BUCK WEALTH STRATEGIES, LLC — notice-filed in LA, OK. IAPD ↗
47
BPM WEALTH ADVISORS, LLC — notice-filed in ME, WI. IAPD ↗
47
FOGUTH WEALTH MANAGEMENT, LLC. — notice-filed in GA, NY. IAPD ↗
47
CLEAR WAVE WEALTH MANAGEMENT, LLC — notice-filed in CA, FL. IAPD ↗
47
EMERALD INVESTMENT ADVISERS, LLC — notice-filed in MO. IAPD ↗
46
TRIDENT ADVISORS INC — notice-filed in CT, FL, NJ. IAPD ↗
46
TANDEM WEALTH ADVISORS — notice-filed in GA, MT, SC. IAPD ↗
46
MCCARLEY & COOK FINANCIAL PLANNERS — notice-filed in FL, KY, TX. IAPD ↗
46
BEST LIFE INFINITY, LLC — notice-filed in MN, OR, SC. IAPD ↗
46
BELL CITY WEALTH, INC. — notice-filed in IN, KY, TX. IAPD ↗
46
META WEALTH ADVISORY — notice-filed in FL, PA, VA. IAPD ↗
46
STOREN FINANCIAL — notice-filed in CO, FL, TX. IAPD ↗
46
NORTHILL AIMS, LLC — notice-filed in CA, FL, GA. IAPD ↗
45
SASSER INVESTMENT MANAGEMENT, INC. — moved its main office from OAKLAND, CA to BERKELEY, CA. IAPD ↗
45
CAPE ANN CAPITAL, INC. — moved its main office from MANCHESTER, MA to CONCORD, MA. IAPD ↗
45
TARHEEL ADVISORS, LLC — moved its main office from GREENSBORO, NC to CHAPEL HILL, NC. IAPD ↗
45
NOLLENBERGER MCCULLOUGH INVESTMENT ADVISORS LLC — moved its main office from SAUSALITO, CA to NEWPORT BEACH, CA. IAPD ↗
45
RESHAPE WEALTH — moved its main office from JERSEY CITY, NJ to BOCA RATON, FL. IAPD ↗
45
COASTLINE COMPLETE WEALTH LLC — moved its main office from BEAUFORT, SC to BLUFFTON, SC. IAPD ↗
45
BCG SECURITIES, INC. — notice-filed in OK. IAPD ↗
45
WEALTH MANAGEMENT RESOURCES, INC. — notice-filed in SC. IAPD ↗
45
GREATMARK INVESTMENT PARTNERS, INC. — notice-filed in NC. IAPD ↗
45
KENNEY INVESTMENTS INC — notice-filed in IL. IAPD ↗
45
DOMINION PORTFOLIO MANAGEMENT, INC. — notice-filed in WA. IAPD ↗
45
WHELAN FINANCIAL — notice-filed in MA. IAPD ↗
45
MCLEAN ASSET MANAGEMENT CORP. — notice-filed in SC. IAPD ↗
45
KEIDAN FINANCIAL CONSULTANTS LLC — notice-filed in NC. IAPD ↗
45
ENDOWMENT WEALTH MANAGEMENT, INC. — notice-filed in AZ. IAPD ↗
45
FINANCIAL CONNECTIONS GROUP, INC. — notice-filed in PA. IAPD ↗
45
HORIZON INVESTMENT SERVICES, LLC. — notice-filed in NJ. IAPD ↗
45
FAMILY CAPITAL MANAGEMENT — notice-filed in IN. IAPD ↗
45
STERNECK CAPITAL MANAGEMENT LLC — notice-filed in CA. IAPD ↗
45
GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES — notice-filed in LA. IAPD ↗
45
BW & ASSOCIATES, INC. — notice-filed in FL. IAPD ↗
45
CARSON ADVISORY GROUP — notice-filed in NH. IAPD ↗
45
NORTHERN FINANCIAL ADVISORS, INC — notice-filed in NC. IAPD ↗
45
KLAAS FINANCIAL ASSET ADVISORS, LLC. — notice-filed in MD. IAPD ↗
45
PURKISS CAPITAL ADVISORS, LLC — notice-filed in SC. IAPD ↗
45
EXCHANGE PLACE ADVISORS, LLC — notice-filed in CA. IAPD ↗
45
WISER WEALTH MANAGEMENT, INC — notice-filed in MN. IAPD ↗
45
SEASCAPE CAPITAL MANAGEMENT,LLC — notice-filed in TX. IAPD ↗
45
PERSIUM ADVISORS, LLC — notice-filed in NC. IAPD ↗
45
POEHLING CAPITAL MANAGEMENT, INC. — notice-filed in CA. IAPD ↗
45
MARYLAND CAPITAL ADVISORS, INC. — notice-filed in PA. IAPD ↗
45
CENTENNIAL WEALTH ADVISORY, LLC — notice-filed in OH. IAPD ↗
45
PATHWORKS FINANCIAL, INC. — notice-filed in TX. IAPD ↗
45
SAMALIN WEALTH — notice-filed in SC. IAPD ↗
45
KEATING FINANCIAL ADVISORY SERVICES — notice-filed in TN. IAPD ↗
45
CAUBLE & HARRE WEALTH MANAGEMENT, INC. — notice-filed in CA. IAPD ↗
45
BOWERS WEALTH MANAGEMENT, INC. — notice-filed in LA. IAPD ↗
45
RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC — notice-filed in CT. IAPD ↗
45
KEENER FINANCIAL PLANNING — notice-filed in OK. IAPD ↗
45
PRAETORIAN GUARD, A DIVISION OF PRAETORIAN WEALTH MANAGEMENT,INC — notice-filed in OH. IAPD ↗
45
A & I WEALTH MANAGEMENT — notice-filed in WA. IAPD ↗
45
CHRISTY CAPITAL MANAGEMENT, INC. — notice-filed in IN. IAPD ↗
45
EVOADVISERS — notice-filed in FL. IAPD ↗
45
MONTE FINANCIAL GROUP, LLC — notice-filed in VT. IAPD ↗
45
VERGEPOINTE WEALTH MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
45
QUAD-CITIES INVESTMENT GROUP, LLC — notice-filed in NH. IAPD ↗
45
SKINNER, COPPER & EHMEN WEALTH MANAGEMENT, LLC — notice-filed in IN. IAPD ↗
45
POST OAK PRIVATE WEALTH ADVISORS — notice-filed in NM. IAPD ↗
45
AMJ FINANCIAL WEALTH MANAGEMENT LLC — notice-filed in NH. IAPD ↗
45
HILEY HUNT WEALTH MANAGEMENT, INC. — notice-filed in SD. IAPD ↗
45
KKM FINANCIAL LLC — notice-filed in IL. IAPD ↗
45
CANDACE SHIRA ASSOCIATES, LLC — notice-filed in CT. IAPD ↗
45
VANTAGE POINT WEALTH MANAGEMENT — notice-filed in MT. IAPD ↗
45
MFA WEALTH SERVICES — notice-filed in SC. IAPD ↗
45
ACORN WEALTH ADVISORS, LLC — notice-filed in TN. IAPD ↗
45
WEALTH WATCH ADVISORS, INC — notice-filed in NE. IAPD ↗
45
CORE WEALTH ADVISORS, INC. — notice-filed in VA. IAPD ↗
45
ELEVATED CAPITAL ADVISORS, LLC — notice-filed in NC. IAPD ↗
45
FLOWER CITY CAPITAL LLC — notice-filed in MD. IAPD ↗
45
LATKO WEALTH MANAGEMENT, LTD. — notice-filed in VA. IAPD ↗
45
GOLDEN RESERVE RETIREMENT, LLC — notice-filed in DC. IAPD ↗
45
SUNBURST FINANCIAL GROUP, LLC — notice-filed in VA. IAPD ↗
45
ALPHA CAPITAL MANAGEMENT GROUP LLC — notice-filed in SC. IAPD ↗
45
INDEPENDENT WEALTH NETWORK, INC. — notice-filed in MS. IAPD ↗
45
BENCHMARK FINANCIAL WEALTH ADVISORS LLC — notice-filed in NH. IAPD ↗
45
LIFEWORKS ADVISORS, LLC — notice-filed in NJ. IAPD ↗
45
ASTORIA PORTFOLIO ADVISORS LLC — notice-filed in CO. IAPD ↗
45
VALUES ADDED FINANCIAL — notice-filed in GA. IAPD ↗
45
M PREMIER PARTNERS — notice-filed in KY. IAPD ↗
45
AUCTUS ADVISORS LLC — notice-filed in MN. IAPD ↗
45
CHICORY WEALTH — notice-filed in OR. IAPD ↗
45
EQ WEALTH MANAGEMENT — notice-filed in MA. IAPD ↗
45
MORTON BROWN FAMILY WEALTH LLC — notice-filed in NH. IAPD ↗
45
FIDELIS WEALTH ADVISORS — notice-filed in WY. IAPD ↗
45
VAN CLEMENS WEALTH MANAGEMENT, LLC — notice-filed in MI. IAPD ↗
45
ASIO CAPITAL LLC — notice-filed in IN. IAPD ↗
45
HOHIMER WEALTH MANAGEMENT, LLC — notice-filed in ID. IAPD ↗
45
VERACITY CAPITAL LLC — notice-filed in SC. IAPD ↗
45
EMERALD ADVISORS, LLC — notice-filed in OH. IAPD ↗
45
GRAYSTONE PARTNERS WEALTH MANAGEMENT, LLC — notice-filed in MT. IAPD ↗
45
MIDWEST HERITAGE FINANCIAL ADVISORS — notice-filed in AZ. IAPD ↗
45
THREE CORD TRUE WEALTH MANAGEMENT, LLC — notice-filed in AZ. IAPD ↗
45
FCG INVESTMENT COMPANY — notice-filed in SC. IAPD ↗
45
VALOR FINANCIAL SERVICES, LLC — notice-filed in LA. IAPD ↗
45
CORVUS WEALTH ADVISORS LLC — notice-filed in WA. IAPD ↗
45
STONECREST WEALTH MANAGEMENT, INC — notice-filed in CO. IAPD ↗
45
POINTOAK RETIREMENT ADVISORS — notice-filed in TX. IAPD ↗
45
DISCIPLINE WEALTH SOLUTIONS, INC. — notice-filed in TN. IAPD ↗
45
GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC — notice-filed in NC. IAPD ↗
45
25 FINANCIAL — notice-filed in NH. IAPD ↗
45
BREAKWATER CAPITAL GROUP — notice-filed in CA. IAPD ↗
45
AURELIUS FAMILY OFFICE, LLC — notice-filed in WA. IAPD ↗
45
MARIDEA WEALTH MANAGEMENT — notice-filed in NM. IAPD ↗
45
MOKAN WEALTH MANAGEMENT — notice-filed in FL. IAPD ↗
45
DRUCKER WEALTH — notice-filed in UT. IAPD ↗
45
WYZE WEALTH ADVISORS, LLC — notice-filed in WV. IAPD ↗
45
LECLAIR WEALTH PARTNERS — notice-filed in NY. IAPD ↗
45
TFR CAPITAL — notice-filed in OK. IAPD ↗
45
SANTA BARBARA MANAGEMENT — notice-filed in NY. IAPD ↗
45
ASSET ONE WEALTH MANAGEMENT, LLC — notice-filed in FL. IAPD ↗
44
ACCORDANT ADVISORY GROUP, INC. — notice-filed in CA, GA. IAPD ↗
44
COMPASS PLANNING ASSOCIATES, INC. — notice-filed in MD, PA. IAPD ↗
44
FINER WEALTH MANAGEMENT, INC. — notice-filed in CA, PA. IAPD ↗
44
SKLOFF FINANCIAL GROUP — notice-filed in GA, WI. IAPD ↗
44
WHITE OAK FINANCIAL MANAGEMENT, INC — notice-filed in LA, TN. IAPD ↗
44
FORTRESS FINANCIAL SOLUTIONS, LLC — notice-filed in FL, NH. IAPD ↗
44
SMB FINANCIAL SERVICES, INC. — notice-filed in CA, NH. IAPD ↗
44
FIDUCIARY FINANCIAL PARTNERS, LLC — notice-filed in FL, MA. IAPD ↗
44
GREENWICH ADVISORS, LLC — notice-filed in AZ, NH. IAPD ↗
44
FULCRUM WEALTH ADVISORS, LLC — notice-filed in NY, TX. IAPD ↗
44
NOVA WEALTH MANAGEMENT, INC. — notice-filed in GA, PA. IAPD ↗
44
EXCEED ADVISORY LLC — notice-filed in NY, WI. IAPD ↗
44
VINE CAPITAL MANAGEMENT, LLC — notice-filed in AZ, WA. IAPD ↗
44
MIDWESTERN FINANCIAL GROUP — notice-filed in IL, TX. IAPD ↗
44
DAVIS, DAVIS AND CONOVER WEALTH MANAGEMENT, LLC — notice-filed in KY, MS. IAPD ↗
44
UPPER LEFT WEALTH MANAGEMENT, LLC — notice-filed in CO, MA. IAPD ↗
44
FOUNDRY FINANCIAL LLC — notice-filed in CT, NV. IAPD ↗
44
GUNDER WEALTH MANAGEMENT, LLC — notice-filed in IL, TX. IAPD ↗
44
FREEDOM FAMILY OFFICE, LLC — notice-filed in NV, VA. IAPD ↗
44
COPPER BEECH FINANCIAL GROUP, LLC — notice-filed in FL, TX. IAPD ↗
44
VALTRION CAPITAL MANAGEMENT, LLC — notice-filed in AK, AR. IAPD ↗
44
PALM WEALTH PARTNERS — notice-filed in CA, NY. IAPD ↗
44
FCIG WEALTH MANAGEMENT, LLC — notice-filed in FL, TX. IAPD ↗
44
PROSPER PRIVATE WEALTH — notice-filed in CA, NH. IAPD ↗
44
HOLISTIC FINANCE LLC — notice-filed in FL, MO. IAPD ↗
42
COORDINATED CAPITAL SECURITIES, INC. — notice-filed in TN. IAPD ↗
42
QUINT CAPITAL MANAGEMENT — notice-filed in TN. IAPD ↗
42
WESTPARK CAPITAL, INC. — notice-filed in NV. IAPD ↗
42
OAK TREE INVESTMENT ADVISORS — notice-filed in FL. IAPD ↗
42
MIAI, INC. — notice-filed in NC. IAPD ↗
42
STONEFIELD INVESTMENT ADVISORY, INC. — notice-filed in NE. IAPD ↗
42
3RD CREEK INVESTMENTS — notice-filed in FL. IAPD ↗
42
PLATT INVESTMENT COUNSEL, LLC — notice-filed in NC. IAPD ↗
42
WESTHAMPTON CAPITAL — notice-filed in SC. IAPD ↗
42
SENSIBLE PORTFOLIOS, LLC — notice-filed in NY. IAPD ↗
42
M.K. BROWN WEALTH ADVISORY — notice-filed in TX. IAPD ↗
42
INTEGRITY WEALTH MANAGEMENT, LLC — notice-filed in TX. IAPD ↗
42
PROSPECT FINANCIAL GROUP LLC — notice-filed in PA. IAPD ↗
42
ROYAL PALMS CAPITAL, LLC — notice-filed in MT. IAPD ↗
42
HACKETT FINANCIAL GROUP, LLC — notice-filed in CO. IAPD ↗
42
HARBOR ASSET PLANNING, INC. — notice-filed in GA. IAPD ↗
42
ALLIANCE INVESTMENT MANAGEMENT, LLC — notice-filed in IL. IAPD ↗
42
REVERE ASSET — notice-filed in NY. IAPD ↗
42
NICH CAPITAL PARTNERS, INC. — notice-filed in NC. IAPD ↗
42
EASTSOUND CAPITAL ADVISORS, LLC — notice-filed in FL. IAPD ↗
42
BLUEPRINT WEALTH MANAGEMENT — notice-filed in FL. IAPD ↗
42
FSR WEALTH STRATEGIES — notice-filed in NH. IAPD ↗
42
BPP WEALTH SOLUTIONS, LLC — notice-filed in CA. IAPD ↗
42
VCP FINANCIAL LLC — notice-filed in NH. IAPD ↗
42
PARADY WEALTH MANAGEMENT — notice-filed in IA. IAPD ↗
42
BLAIR HALL ADVISORS, LLC — notice-filed in TX. IAPD ↗
42
BLACK BARN FINANCIAL, LLC — notice-filed in CA. IAPD ↗
42
MUTUAL TRUST ADVISORY GROUP — notice-filed in SC. IAPD ↗
42
SHERMAN WEALTH MANAGEMENT LLC — notice-filed in IL. IAPD ↗
42
PROSPERITEA PLANNING — notice-filed in NH. IAPD ↗
42
Q3 ADVISORS, LLC — notice-filed in UT. IAPD ↗
42
ACRYLIC FINANCIAL, INC. — notice-filed in WI. IAPD ↗
42
CEDAR SPRING ADVISORS, LLC — notice-filed in VA. IAPD ↗
42
CRAFT WEALTH SERVICES — notice-filed in AR. IAPD ↗
42
SAPPHIRE BLUE INVESTMENT PARTNERS — notice-filed in IL. IAPD ↗
42
BURNE FINANCIAL CONCEPTS, LLC — notice-filed in MA. IAPD ↗
42
BLUE JAY FINANCIAL GROUP, LLC — notice-filed in IN. IAPD ↗
42
BEST INVEST — notice-filed in AZ. IAPD ↗
42
TRANQUILLI FINANCIAL ADVISOR, LLC — notice-filed in KS. IAPD ↗
42
ODYSSEY CAPITAL ADVISORS INC. — notice-filed in GA. IAPD ↗
42
BIG SIOUX WEALTH MANAGEMENT — notice-filed in IA. IAPD ↗
42
LEXINGTON HILL PARTNERS, LLC — notice-filed in VA. IAPD ↗
42
BLUEDOOR PRIVATE WEALTH, LLC — notice-filed in OH. IAPD ↗
42
HUDSON CAPITAL ADVISORY, INC. — notice-filed in CT. IAPD ↗
42
GLENORCHY CAPITAL LIMITED — notice-filed in ME. IAPD ↗
42
OPTIMA CAPITAL MANAGEMENT — notice-filed in NY. IAPD ↗
42
MSP WEALTH MANAGEMENT, LLC — notice-filed in ID. IAPD ↗
42
REFLECTION ASSET MANAGEMENT — notice-filed in CA. IAPD ↗
42
CORAL WEALTH MANAGEMENT, LLC — notice-filed in NH. IAPD ↗
42
QUINCY WELLS ADVISORS, LLC — notice-filed in VI. IAPD ↗
42
GLOVER PARK WEALTH MANAGEMENT, LLC — notice-filed in LA. IAPD ↗
42
DRIVEN INVESTMENTS LLC — notice-filed in MS. IAPD ↗
42
GRANTVEST FINANCIAL GROUP LLC — notice-filed in SC. IAPD ↗
42
WEALTH ENGAGEMENT — notice-filed in NY. IAPD ↗
42
KINETIC WEALTH INVESTMENT ADVISORS, LLC — notice-filed in FL. IAPD ↗
42
MAIDEN COVE CAPITAL — notice-filed in FL. IAPD ↗
42
SHEPHERD WEALTH MANAGEMENT — notice-filed in TX. IAPD ↗
42
PATH DIGITAL ADVISORS, LLC — notice-filed in IL. IAPD ↗
42
ETHOS CAPITAL MANAGEMENT, INC. — notice-filed in FL. IAPD ↗
42
FAMILY FINANCIAL — notice-filed in SC. IAPD ↗
42
TSG ALPHA PARTNERS, LLC — notice-filed in UT. IAPD ↗
42
STEWARD ADVISORS GROUP, LLC — notice-filed in CA. IAPD ↗
42
FORTHRIGHT CAPITAL ADVISORY — notice-filed in IA. IAPD ↗
42
HYJC CAPITAL OF WNY — notice-filed in FL. IAPD ↗
42
ACCELERATE RETIREMENT — notice-filed in TN. IAPD ↗
42
COBBLESTONE ASSET MANAGEMENT — notice-filed in CO. IAPD ↗
42
WEST INVEST — notice-filed in MT. IAPD ↗
42
COASTAL WEALTH MANAGEMENT — notice-filed in CA. IAPD ↗
42
ROCKBRIDGE CAPITAL MANAGEMENT — notice-filed in TX. IAPD ↗
42
BLUE JEAN FINANCIAL LLC — notice-filed in OK. IAPD ↗
42
ZERO DAY CAPITAL ENTERPRISES LLC — notice-filed in IA. IAPD ↗
42
STURMAN WEALTH ADVISORS — notice-filed in LA. IAPD ↗
42
MAKE THE MEMORY FINANCIAL PLANNING — notice-filed in MA. IAPD ↗
42
PLANWISER FINANCIAL — notice-filed in MA. IAPD ↗
42
BXM WEALTH LLC — notice-filed in TX. IAPD ↗
42
BEACON CAPITAL ADVISORY GROUP — notice-filed in FL. IAPD ↗
42
TRITONPOINT PARTNERS, LLC — notice-filed in NY. IAPD ↗
42
IDEAL RETIREMENT SOLUTIONS — notice-filed in TX. IAPD ↗
42
CEDARWOOD WEALTH — notice-filed in OK. IAPD ↗
42
THRYVE WEALTH MANAGEMENT — notice-filed in NH. IAPD ↗
42
GRANITE ISLANDS PRIVATE WEALTH, LLC — notice-filed in NY. IAPD ↗
42
SHERPA CAPITAL MANAGEMENT — notice-filed in NJ. IAPD ↗
42
SAUL WEALTH ADVISORS, LLC — notice-filed in NC. IAPD ↗
42
MANHATTAN WEALTH MANAGEMENT GROUP — notice-filed in TX. IAPD ↗
42
ENDURE CAPITAL, LLC — notice-filed in MA. IAPD ↗
42
BAYTRUST WEALTH MANAGEMENT, LLC — notice-filed in IN. IAPD ↗
42
HAZLETT WEALTH MANAGEMENT LLC — notice-filed in WA. IAPD ↗
42
MFT WEALTH MANAGEMENT — notice-filed in TX. IAPD ↗
42
VERTRIX WEALTH MANAGEMENT, LLC — notice-filed in TN. IAPD ↗
30
NICHOLAS CO INC — changed its website from nicholasfunds.com to nicholasinvestments.com. IAPD ↗
30
WELLESLEY ASSET MANAGEMENT, INC. — changed its website from wellesleyinvestment.com to wellesleyassetmanagement.com. IAPD ↗
30
KELLEHER FINANCIAL ADVISORS, LLC — changed its website from kf-advisors.com to starboardadvisorsllc.com. IAPD ↗
30
CS PLANNING CORP — changed its website from cultivant.com to vertwealth.com. IAPD ↗
30
GOLDEN STATE WEALTH MANAGEMENT, LLC — changed its website from curtishoward.com to rwmadvisors.com. IAPD ↗
30
OBSIDIAN CIO, LLC — changed its website from fountainheadam.com to obsidiancio.com. IAPD ↗
30
ASCENTIS INDEPENDENT ADVISORS, LLC — changed its website from heartmtwm.com to marshallwealthadvisors.com. IAPD ↗
28
BCG SECURITIES, INC. — changed its website from wealthadvisorygrp.com to accapitalmanagement.com. IAPD ↗
28
THE GOFF FINANCIAL GROUP — changed its website from matthewgoff.com to gofffinancial.com. IAPD ↗
28
FINANCIAL & TAX ARCHITECTS, LLC — changed its website from scoutfinancialgroup.com to summitretirementplanning.com. IAPD ↗
28
KENORA FINANCIAL, LLC — changed its website from invescollc.com to kenorafinancial.com. IAPD ↗
28
MCMILL CPA AND ADVISORS — changed its website from retirementplanconsultants.net to myretirementfiduciary.com. IAPD ↗
28
TRUE WAVE WEALTH PLANNERS — changed its website from lucasplanners.com to truewavewealth.com. IAPD ↗
28
CENTRIC WEALTH MANAGEMENT, LLC — changed its website from centricwealthmanagement.com to faroadvisory.com. IAPD ↗
28
SMI ADVISORY SERVICES, LLC — changed its website from smifund.com to smiprivateclient.com. IAPD ↗
28
PATHWORKS FINANCIAL, INC. — changed its website from scottsmithfinancial.com to pathworksfinancial.com. IAPD ↗
28
EVERMONT WEALTH — changed its website from letsmakeaplan.org to feeonlynetwork.com. IAPD ↗
28
THRIVE CAPITAL MANAGEMENT, LLC — changed its website from thrivecapitalmanagement.com to thrivefinancialservices.com. IAPD ↗
28
ROSEL WEALTH MANAGEMENT, LLC — changed its website from morganrosel.com to roselwealth.com. IAPD ↗
28
CHOKSHI & QUEEN WEALTH ADVISORS — changed its website from cq-wa.com to financialplanningsd.com. IAPD ↗
28
THEPARTNERS WEALTH MANAGEMENT — changed its website from trivam.com to worthfinancialsolutions.com. IAPD ↗
28
STRATEGIC ADVOCATES, LLC — changed its website from wealth-advocates.com to strati.co. IAPD ↗
28
AC WEALTH PARTNERS — changed its website from ategenoscapital.com to acwealthpartners.com. IAPD ↗
25
WESTPARK CAPITAL, INC. — changed its website from diligentfinancialgroup.com to meyersfinancialgroup.com. IAPD ↗
25
COBLER CAPITAL MANAGEMENT, LLC — changed its website from bobschwarzfinancial.com to schwarzinvestmentpartners.com. IAPD ↗
25
FAMA FIDUCIARY WEALTH LLC — changed its website from famawealth.com to andrewfama.com. IAPD ↗
25
METIS CAPITAL MANAGEMENT LLC — changed its website from metiscm.com to metiscap.com. IAPD ↗
25
SKLOFF FINANCIAL GROUP — changed its website from skloff.com to csn-connect.com. IAPD ↗
25
FOREFRONT ASSET MANAGEMENT, LLC — changed its website from forefrontam.com to bookameetingwithus.com. IAPD ↗
25
ALBERT INVESTMENTS, LLC — changed its website from blog.albert.com to albert.com. IAPD ↗
25
SMARTPATH ADVISORS — changed its website from smartpathadvisors.co to getfrank.com. IAPD ↗
25
COPPER BEECH FINANCIAL GROUP, LLC — changed its website from variumip.com to copperbeechfg.com. IAPD ↗
25
WEALTH MORE ENTERPRISE, INC. — changed its website from hellowealthmore.com to joinwealthmore.com. IAPD ↗
25
BELL CITY WEALTH, INC. — changed its website from teamocm.com to bellcitywealth.com. IAPD ↗
25
STAVIS WEALTH TRANSFER SOLUTIONS — changed its website from wealthtransfersolutions.com to staviswealth.com. IAPD ↗
88
HUNTERS MOON CAPITAL (US) LP — (location n/a) is newly SEC-registered with $808.3M RAUM and 2 advisory reps. IAPD ↗institutional
85
FTV CAPITAL — (SAN FRANCISCO, CA) is newly SEC-registered with $11.86B RAUM and 66 advisory reps. IAPD ↗fund
85
EIGHT PARTNERS VC, LLC — (AUSTIN, TX) is newly SEC-registered with $10.79B RAUM and 27 advisory reps. IAPD ↗fund
85
SILVER ROCK CAPITAL PARTNERS — (NEW YORK, NY) is newly SEC-registered with $6.83B RAUM and 7 advisory reps. IAPD ↗fund
85
POP VENTURE ADVISERS LLC — (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
PAN CAPITAL MANAGEMENT LP — (HOUSTON, TX) is newly SEC-registered with $3.08B RAUM and 30 advisory reps. IAPD ↗fund
85
EXCORDE CAPITAL LLC — (CONSHOHOCKEN, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 19 advisory reps. IAPD ↗institutional
85
SERONE CAPITAL MANAGEMENT LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
ALKA PARTNERS, LLC — (FARMERS BRANCH, TX) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
BROOKWOOD ADVISORS, LLC — (BEVERLY, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
TILLMAN INVESTMENT MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
85
INLAND ADVISORY SERVICES, LLC — (OAK BROOK, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
FRANKLIN TEMPLETON PRIVATE MARKETS ADVISER, LLC — (NEW YORK, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
ROBINHOOD VENTURES — (MENLO PARK, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps. IAPD ↗institutional
85
NAYANA INVESTMENT MANAGEMENT LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
85
ITC ADVISORY SERVICES, LLC — (IRVINE, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 5 advisory reps. IAPD ↗institutional
85
85
HARK CAPITAL ADVISORS LLC — (NEW YORK, NY) is newly SEC-registered with $1.05B RAUM and 9 advisory reps. IAPD ↗fund
85
ORANGE AVENUE ADVISORS LLC — (ORLANDO, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
DAWSON PARTNERS — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 58 advisory reps. IAPD ↗institutional
85
ULTRA CAPITAL MANAGEMENT LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
CONSTITUTION CAPITAL HORIZON ADVISOR, LP — (ANDOVER, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 25 advisory reps. IAPD ↗institutional
85
MOORSTONE, L.P. — (NEW YORK, NY) is newly SEC-registered with $2.18B RAUM and 4 advisory reps. IAPD ↗fund
85
GUGGENHEIM INVESTMENTS LOAN ADVISORS, LLC — (STAMFORD, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
I/O STRATEGIES LLC — (BOULDER, CO) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
SNOWBALL ADVISORS, LLC — (MIAMI BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
DOXARA CAPITAL LP — (JACKSONVILLE, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
COVE VIEW INVESTMENT PARTNERS, LLC — (OLD GREENWICH, CT) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
PC3 PARTNERS, LLC — (MIAMI BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
RIVERWEST INVESTMENT MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
GENSEN ASSET MANAGEMENT INC. — (location n/a) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
VERDARA PPP LLC — (TAMPA, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
FATHOM POINT CAPITAL LLC — (SAN FRANCISCO, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗institutional
85
LOON LAKE CAPITAL MANAGEMENT LP — (BOSTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps. IAPD ↗institutional
85
QUANT ALPHA DECISIONS LLC — (NAPLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
85
CHRONOMETER PARTNERS LP — (PITTSBURGH, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗institutional
85
SIRENIA CAPITAL MANAGEMENT LP — (MIAMI BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps. IAPD ↗institutional
83
OAKUM BAY CAPITAL, LLC — (location n/a) is newly SEC-registered with $372.0M RAUM and 1 advisory reps. IAPD ↗fund
83
ALPHA PARTNERS MANAGEMENT, LLC — (NEW YORK, NY) is newly SEC-registered with $404.7M RAUM and 10 advisory reps. IAPD ↗fund
83
BGV VC MANAGEMENT LLC — (MENLO PARK, CA) is newly SEC-registered with $408.9M RAUM and 5 advisory reps. IAPD ↗fund
83
THE AMBRUS GROUP LLC — (TAMPA, FL) is newly SEC-registered with $430.6M RAUM and 3 advisory reps. IAPD ↗fund
83
AUGMENT ADVISORS, LLC — (AUSTIN, TX) is newly SEC-registered with $342.6M RAUM and 1 advisory reps. IAPD ↗fund
83
EFM INVESTMENTS & ADVISORY LLC — (PORTLAND, OR) is newly SEC-registered with $653.2M RAUM and 5 advisory reps. IAPD ↗fund
80
CENTRALIS CAPITAL LLC — (PRAIRIE VILLAGE, KS) is newly SEC-registered with $60.3M RAUM and 1 advisory reps. IAPD ↗fund
80
WACONA CAPITAL, LLC — (CHARLOTTESVILLE, VA) is newly SEC-registered with $194.1M RAUM and 4 advisory reps. IAPD ↗fund
80
SILVER POINT PRIVATE CREDIT FUND MANAGEMENT, LLC — (GREENWICH, CT) is newly SEC-registered with $206.0M RAUM and 117 advisory reps. IAPD ↗fund
80
HAVEN CAPITAL ADVISORS, LLC — (CHARLOTTE, NC) is newly SEC-registered (provisional 120-day approval) with $5.4M RAUM and 1 advisory reps. IAPD ↗fund
80
AGILITY EQUITY PARTNERS — (PITTSBURGH, PA) is newly SEC-registered with $173.1M RAUM and 6 advisory reps. IAPD ↗fund
80
RAIL SPLITTER CAPITAL ADVISERS, LLC — (CHICAGO, IL) is newly SEC-registered with $72.1M RAUM and 3 advisory reps. IAPD ↗fund
80
ARGO MANAGEMENT AND RESEARCH COMPANY, LLC — (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps. IAPD ↗fund
80
TYPHON ADVISORS, LLC — (MIAMI BEACH, FL) is newly SEC-registered (provisional 120-day approval) with $10.0M RAUM and 1 advisory reps. IAPD ↗fund
80
JONES HILL CAPITAL LP — (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps. IAPD ↗fund
80
TRADITIONAL DIGITAL — (location n/a) is newly SEC-registered with $108.2M RAUM and 1 advisory reps. IAPD ↗fund
80
IDYLLIC PARTNERS MANAGER, LP — (SLEEPY HOLLOW, NY) is newly SEC-registered with $85.0M RAUM and 1 advisory reps. IAPD ↗fund
70
GUINNESS GLOBAL INVESTORS — (LONDON, United Kingdom) is newly SEC-registered with $11.43B RAUM and 35 advisory reps. IAPD ↗foreign
70
INFRARED CAPITAL PARTNERS LIMITED — (LONDON, United Kingdom) is newly SEC-registered with $14.30B RAUM and 53 advisory reps. IAPD ↗foreign
70
SPARX ASSET MANAGEMENT KOREA CO., LTD. — (SEOUL, Korea, South) is newly SEC-registered with $1.09B RAUM and 8 advisory reps. IAPD ↗foreign
68
ENTREPRENEUR FIRST INVESTMENT MANAGER LLP — (LONDON, United Kingdom) is newly SEC-registered with $750.7M RAUM and 3 advisory reps. IAPD ↗foreign
68
VENREX INVESTMENT MANAGEMENT LLP — (LONDON, United Kingdom) is newly SEC-registered with $541.0M RAUM and 6 advisory reps. IAPD ↗foreign
65
LIBERTY ATLANTIC ADVISORS — (FLORENCE, Italy) is newly SEC-registered with $185.8M RAUM and 4 advisory reps. IAPD ↗foreign
65
HARWOOD PRIVATE EQUITY LLP — (LONDON, United Kingdom) is newly SEC-registered with $52.9M RAUM and 5 advisory reps. IAPD ↗foreign
65
PAMALICAN ASSET MANAGEMENT LIMITED — (HONG KONG, Hong Kong) is newly SEC-registered with $0 RAUM and 6 advisory reps. IAPD ↗foreign
65
AMALIA PARTNER AG — (ZURICH, Switzerland) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
65
HEXIS CAPITAL MANAGEMENT — (SEVENOAKS, KENT, United Kingdom) is newly SEC-registered with $0 RAUM and 2 advisory reps. IAPD ↗foreign
65
DELTA CAPITAL — (SANTANA DE PARNAÍBA, SÃO PAULO, Brazil) is newly SEC-registered with $1.9M RAUM and 2 advisory reps. IAPD ↗foreign
45
AST INVESTMENT SERVICES, INC. — 's Item 11 disclosure-reporting entries rose by 1 (31 -> 32). IAPD ↗institutional
45
45
45
MERIT CAPITAL PARTNERS MANAGEMENT, L.L.C. — MERIT CAPITAL PARTNERS IV, L.L.C. is now doing business as . IAPD ↗fund
45
45
GEMSPRING CAPITAL MANAGEMENT, LP — GEMSPRING CAPITAL MANAGEMENT, LLC is now doing business as . IAPD ↗fund
45
VEST FINANCIAL LLC — notice-filed in AK, AL, AR, CT, DC, DE, FL, GA, HI, IA, ID, IN, KS, KY, LA, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NV, NY, OH, OK, OR, PA, RI, SD, TX, UT, VT, WA, WI, WV, WY. IAPD ↗institutional
43
40
PRUCO SECURITIES, LLC — 's Item 11 disclosure-reporting entries rose by 1 (37 -> 38). IAPD ↗institutional
40
INDUSTRY VENTURES, L.L.C. — 's Item 11 disclosure-reporting entries rose by 25 (0 -> 25). IAPD ↗fund
40
BOFA SECURITIES, INC. — 's Item 11 disclosure-reporting entries rose by 1 (141 -> 142). IAPD ↗institutional
40
SUNAMERICA ASSET MANAGEMENT, LLC — moved its main office from JERSEY CITY, NJ to NEW YORK, NY. IAPD ↗institutional
40
40
40
38
MIRI CAPITAL MANAGEMENT LLC — 's Item 11 disclosure-reporting entries rose by 1 (0 -> 1). IAPD ↗fund
38
38
FI401K ADVISORS — moved its main office from GREENWOOD VILLAGE, CO to CENTENNIAL, CO. IAPD ↗institutional
38
37
37
35
MIDAS MANAGEMENT CORPORATION — moved its main office from ROCHESTER, NY to WALPOLE, NH. IAPD ↗institutional
35
US INNOVATIVE TECHNOLOGY CAPITAL MANAGEMENT, LLC — moved its main office from PITTSBURGH, PA to MOON TOWNSHIP, PA. IAPD ↗fund
35
ADVISORENGINE PORTFOLIO SOLUTIONS INC. — moved its main office from RALEIGH, NC to NEW YORK, NY. IAPD ↗institutional
35
34
33
FRESHFORD CAPITAL MANAGEMENT, LLC — moved its main office from RYE BROOK, NY to HARRISON, NY. IAPD ↗fund
33
33
DISRUPTIVE TECHNOLOGY ADVISERS LLC — moved its main office from AUSTIN, TX to DALLAS, TX. IAPD ↗fund
33
OLIVE TECHNOLOGY VENTURES MANAGEMENT, LLC — moved its main office from MENLO PARK, CA to PALO ALTO, CA. IAPD ↗fund
32
32
32
32
32
30
30
PGIM FUND MANAGEMENT LIMITED — PGIM PRIVATE ALTERNATIVES (UK) LIMITED is now doing business as . IAPD ↗foreign
28
28
27
25
25
23
BASELINE WEALTH MANAGEMENT LTD. — 's Item 11 disclosure-reporting entries rose by 3 (0 -> 3). IAPD ↗foreign
20
SUNAMERICA ASSET MANAGEMENT, LLC — changed its website from corebridgefinancial.com to venerable.onlineprospectus.net. IAPD ↗institutional
20
19
19
18
18
MANTEIO SCALABLE TECHNOLOGIES LLC — changed its website from mast-investments.com to mast-funds.com. IAPD ↗institutional
17
17
15
15
GUGGENHEIM CORPORATE FUNDING, LLC — changed its website from guggenheiminvestments.com to guggenheimpartners.com. IAPD ↗fund
12
10
WILSHIRE QUINN CAPITAL, INC. — changed its website from wilshirequinn.com to local.google.com. IAPD ↗fund
Free page: firm, event, phone, website. The paid feed adds every window as CSV, filters by state and AUM band, and alerts the day the roster drops. Data: SEC Form ADV monthly roster; confirm on IAPD before acting.