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EXCORDE CAPITAL LLC

CONSHOHOCKEN, PA · CRD 337589 · IAPD ↗ · excordecapital.com · 6106202440

$0Regulatory AUM
19Advisory reps
23Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
institutionalSegment
120-Day ApprovalSEC status

Filing changes

85
September 2026 — EXCORDE CAPITAL LLC (CONSHOHOCKEN, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 19 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand
50
June 2026 — EXCORDE CAPITAL LLC (CONSHOHOCKEN, PA) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 19 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
85
February 2026 — EXCORDE CAPITAL LLC (CONSHOHOCKEN, PA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 19 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.