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M3 WEALTH MANAGEMENT

NORTH ROYALTON, OH · CRD 335612 · IAPD ↗ · m3wealthmanagement.com · 440-652-6370

$160.2MRegulatory AUM
2Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

48
February 2026 — M3 WEALTH MANAGEMENT notice-filed in FL, NC, SC, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
May 2025 — M3 WEALTH MANAGEMENT (NORTH ROYALTON, OH) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.