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ARGO MANAGEMENT AND RESEARCH COMPANY, LLC

· CRD 339043 · IAPD ↗ · argomrc.com · 646-584-5514

$200.6MRegulatory AUM
2Advisory reps
3Employees
0Clients
n/aPlanning clients
3Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
July 2026 — ARGO MANAGEMENT AND RESEARCH COMPANY, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
50
June 2026 — ARGO MANAGEMENT AND RESEARCH COMPANY, LLC now reports custody of client assets ($38.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
80
February 2026 — ARGO MANAGEMENT AND RESEARCH COMPANY, LLC (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.