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SCHULZ FINANCIAL GROUP

TUCSON, AZ · CRD 339660 · IAPD ↗ · schulzfinancialgroup.com · (520) 495-2800

$114.9MRegulatory AUM
4Advisory reps
4Employees
0Clients
11-25Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
June 2026 — SCHULZ FINANCIAL GROUP's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
61
May 2026 — SCHULZ FINANCIAL GROUP reports 11-25 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
May 2026 — SCHULZ FINANCIAL GROUP now reports custody of client assets ($325,042).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
February 2026 — SCHULZ FINANCIAL GROUP (TUCSON, AZ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.