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FINANCIAL DESIGNS CORPORATION

CLAREMONT, CA · CRD 14829 · IAPD ↗ · 909-626-1642

$507.9MRegulatory AUM
3Advisory reps
6Employees
8Clients
More than 500Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
February 2026 — FINANCIAL DESIGNS CORPORATION notice-filed in LA, NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
February 2026 — FINANCIAL DESIGNS CORPORATION crossed $500M in regulatory AUM ($454.5M -> $507.9M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.