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OAKUM BAY CAPITAL, LLC

· CRD 166025 · IAPD ↗ · oakumbaycapital.com · 475-477-3301

$374.0MRegulatory AUM
1Advisory reps
1Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

48
September 2026 — OAKUM BAY CAPITAL, LLC (location n/a) left the SEC roster (was $374.0M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
83
February 2026 — OAKUM BAY CAPITAL, LLC (location n/a) is newly SEC-registered with $372.0M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.