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COORDINATED CAPITAL SECURITIES, INC.

FORT ATKINSON, WI · CRD 14762 · IAPD ↗ · mdressmancpa.com · 608-221-4545

$136.8MRegulatory AUM
15Advisory reps
31Employees
0Clients
0Planning clients
0Private funds
17States
6Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
July 2026 — COORDINATED CAPITAL SECURITIES, INC. notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
July 2026 — COORDINATED CAPITAL SECURITIES, INC. shrank from 20 to 15 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
42
February 2026 — COORDINATED CAPITAL SECURITIES, INC. notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
July 2025 — COORDINATED CAPITAL SECURITIES, INC. notice-filed in OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
July 2024 — COORDINATED CAPITAL SECURITIES, INC. reported RAUM down 37% ($232.5M -> $145.7M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
46
July 2024 — COORDINATED CAPITAL SECURITIES, INC. notice-filed in MI, NV, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
February 2024 — COORDINATED CAPITAL SECURITIES, INC. notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.