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MAKE THE MEMORY FINANCIAL PLANNING

· CRD 331666 · IAPD ↗ · mtmplanning.com · 423-218-2822

$8.8MRegulatory AUM
2Advisory reps
2Employees
0Clients
1-10Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

40
April 2026 — MAKE THE MEMORY FINANCIAL PLANNING filed an Item 4A succession naming MAKE THE MEMORY FINANCIAL PLANNING (CRD 331666) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
42
February 2026 — MAKE THE MEMORY FINANCIAL PLANNING notice-filed in MA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
February 2025 — MAKE THE MEMORY FINANCIAL PLANNING reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
July 2024 — MAKE THE MEMORY FINANCIAL PLANNING (location n/a) is newly SEC-registered with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.