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OAK WEALTH ADVISORS LLC

NORTHBROOK, IL · CRD 148832 · IAPD ↗ · oakwealth.com · 847-945-8888

$373.7MRegulatory AUM
3Advisory reps
7Employees
0Clients
101-250Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
February 2026 — OAK WEALTH ADVISORS LLC notice-filed in CA, NC, NE, OH, TN, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
March 2024 — OAK WEALTH ADVISORS LLC reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
64
March 2024 — OAK WEALTH ADVISORS LLC reported RAUM up 34% ($211.2M -> $283.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.