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NOLLENBERGER MCCULLOUGH INVESTMENT ADVISORS LLC

NEWPORT BEACH, CA · CRD 165451 · IAPD ↗ · nollmac.com · 415.287-5100

$137.6MRegulatory AUM
2Advisory reps
5Employees
4Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2026 — NOLLENBERGER MCCULLOUGH INVESTMENT ADVISORS LLC (NEWPORT BEACH, CA) left the SEC roster (was $137.6M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
February 2026 — NOLLENBERGER MCCULLOUGH INVESTMENT ADVISORS LLC moved its main office from SAUSALITO, CA to NEWPORT BEACH, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
45
January 2026 — NOLLENBERGER MCCULLOUGH INVESTMENT ADVISORS LLC moved its main office from MILL VALLEY, CA to SAUSALITO, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
50
July 2025 — NOLLENBERGER MCCULLOUGH INVESTMENT ADVISORS LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.