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GUINNESS GLOBAL INVESTORS

LONDON, United Kingdom · CRD 140891 · IAPD ↗ · guinnessgi.com · +44 20 7222 5703

$11.43BRegulatory AUM
35Advisory reps
81Employees
1Clients
0Planning clients
0Private funds
0States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

70
February 2026 — GUINNESS GLOBAL INVESTORS (LONDON, United Kingdom) is newly SEC-registered with $11.43B RAUM and 35 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.