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SMB FINANCIAL SERVICES, INC.

PORTLAND, OR · CRD 154216 · IAPD ↗ · 503-387-3222

$177.8MRegulatory AUM
5Advisory reps
5Employees
5Clients
1-10Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
March 2026 — SMB FINANCIAL SERVICES, INC. now reports custody of client assets ($52.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
44
February 2026 — SMB FINANCIAL SERVICES, INC. notice-filed in CA, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.