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QUINT CAPITAL MANAGEMENT

NEW YORK, NY · CRD 26586 · IAPD ↗ · 212-682-5090

$875.0MRegulatory AUM
9Advisory reps
15Employees
0Clients
0Planning clients
1Private funds
9States
6Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
October 2026 — QUINT CAPITAL MANAGEMENT shrank from 15 to 9 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
70
October 2026 — QUINT CAPITAL MANAGEMENT crossed $500M in regulatory AUM ($162.1M -> $875.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
73
October 2026 — QUINT CAPITAL MANAGEMENT now reports 1 private fund(s) ($1.5M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
42
April 2026 — QUINT CAPITAL MANAGEMENT notice-filed in AL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
February 2026 — QUINT CAPITAL MANAGEMENT notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
44
June 2024 — QUINT CAPITAL MANAGEMENT notice-filed in CA, LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
June 2024 — QUINT CAPITAL MANAGEMENT reported RAUM up 109% ($70.0M -> $146.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.