← Tributary

SOARING INVESTMENT MANAGEMENT, LLC

PORTLAND, OR · CRD 305273 · IAPD ↗ · soaringinvestmentmanagement.com · (503) 433-7946

$112.5MRegulatory AUM
3Advisory reps
5Employees
12Clients
11-25Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2026 — SOARING INVESTMENT MANAGEMENT, LLC notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
February 2026 — SOARING INVESTMENT MANAGEMENT, LLC (PORTLAND, OR) is newly SEC-registered with $111.5M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.