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SEMINARIO ASSET MANAGEMENT LLC

CORAL GABLES, FL · CRD 339039 · IAPD ↗ · 786-292-0512

$0Regulatory AUM
3Advisory reps
10Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

65
August 2026 — SEMINARIO ASSET MANAGEMENT LLC now reports custody of client assets.
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
February 2026 — SEMINARIO ASSET MANAGEMENT LLC (CORAL GABLES, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.