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STONEBRIDGE FINANCIAL GROUP

SAN RAFAEL, CA · CRD 340200 · IAPD ↗ · sb-fg.com · 4154614961

$896.0MRegulatory AUM
12Advisory reps
21Employees
0Clients
0Planning clients
0Private funds
22States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

28
May 2026 — STONEBRIDGE FINANCIAL GROUP changed its website from stonebridgefinancialgrp.com to sb-fg.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
53
May 2026 — STONEBRIDGE FINANCIAL GROUP notice-filed in AZ, CO, CT, FL, GA, IL, IN, MA, MI, MO, NC, NJ, NV, NY, OR, PA, TN, TX, UT, VA, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
May 2026 — STONEBRIDGE FINANCIAL GROUP now reports custody of client assets ($75.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
May 2026 — STONEBRIDGE FINANCIAL GROUP's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
50
April 2026 — STONEBRIDGE FINANCIAL GROUP added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
76
April 2026 — STONEBRIDGE FINANCIAL GROUP grew from 1 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
95
February 2026 — STONEBRIDGE FINANCIAL GROUP (SAN RAFAEL, CA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.