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CGC FINANCIAL SERVICES

LAKE OSWEGO, OR · CRD 155446 · IAPD ↗ · cgcfinancialservices.com · 503-670-1958

$875.8MRegulatory AUM
5Advisory reps
13Employees
43Clients
More than 500Planning clients
0Private funds
15States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
February 2026 — CGC FINANCIAL SERVICES notice-filed in MN, MT, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
August 2025 — CGC FINANCIAL SERVICES notice-filed in NV, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2024 — CGC FINANCIAL SERVICES reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.