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COMPASS PLANNING ASSOCIATES, INC.

· CRD 128014 · IAPD ↗ · 617-523-4666

$213.9MRegulatory AUM
3Advisory reps
3Employees
495Clients
More than 500Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
February 2026 — COMPASS PLANNING ASSOCIATES, INC. notice-filed in MD, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
March 2025 — COMPASS PLANNING ASSOCIATES, INC. reported RAUM up 44% ($138.8M -> $199.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
46
December 2024 — COMPASS PLANNING ASSOCIATES, INC. notice-filed in CT, ME, NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.