← Tributary

THAYER FINANCIAL, L.L.C.

HICKORY, NC · CRD 304729 · IAPD ↗ · (828) 569-2785

$106.4MRegulatory AUM
2Advisory reps
3Employees
119Clients
51-100Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

64
March 2026 — THAYER FINANCIAL, L.L.C. reports 51-100 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
February 2026 — THAYER FINANCIAL, L.L.C. (HICKORY, NC) is newly SEC-registered with $103.5M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.