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APPLE & ASSOCIATES

GRASS VALLEY, CA · CRD 126849 · IAPD ↗ · (530)-272-1346

$137.7MRegulatory AUM
3Advisory reps
4Employees
0Clients
1-10Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
February 2026 — APPLE & ASSOCIATES (GRASS VALLEY, CA) is newly SEC-registered with $138.1M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.